ADDENDA CAPITAL INC.
Janick Boudreau, Executive Vice-President, Business Development & Client Partnerships 800 René-Lévesque Blvd. W., Ste. 2750, Montreal, PQ H3B 1X9
PH: 514-908-1989
Fax: 514-287-7200
Email: [email protected]
Website: www.addendacapital.com
Management Style: Active Market Capitalization: Large Cap Investment Style: Growth Portfolio Management: Internally Managed Since: May 1, 2012 Ownership: Co-operators Financial Services Ltd. – 96.52%, minority shareholders including employees – 3.48% Performance Presentation Standards: GIPS Locations: Montréal, Toronto, Guelph, Regina Minimum Investment – Pooled: $5M Separate: $10M Canadian Clients: 225 Canadian Clients with EAFE/EM: 20
ALLIANCEBERNSTEIN L.P.
Wendy Brodkin, Managing Director
200 Bay Street, North Tower, 12th floor, Toronto, ON M5J 2J2
PH: 647-275-2803
Email: [email protected]
Website: www.alliancebernstein.com
Management Style: Active Market Capitalization: Small, Mid, Large Cap Investment Style: Value, Growth, Core Currency Managed: Yes Portfolio Management: Internally Managed Since: First Dedicated EM Strategy – 1989 Ownership: Principals – 61%, public – 25%, AllianceBernstein Directors, Officers and employees – 14% Performance Presentation Standards: GIPS Locations: New York, Nashville, Toronto, London, Tokyo, Sydney, Hong Kong, Atlanta, Austin, Boston, Buenos Aires, Chicago, Cleveland, Dallas, Denver, Houston, Los Angeles, Mexico City, Miami, Minneapolis, Philadelphia, San Antonio, San Diego, San Francisco, Santiago, São Paulo, Seattle, Tampa, Toronto, Washington DC, West Palm Beach, Amsterdam, Copenhagen, Dublin, Frankfurt, London, Luxembourg, Madrid, Milan, Munich, Paris, Stockholm, Tel Aviv, Zurich, Fukuoka, Kaohsiung, Melbourne, Mumbai, Seoul, Shanghai, Singapore, Taichung, Taipei Minimum Investment – Pooled: $10M Separate:$25M–$100M Canadian Clients: 26 Canadian Clients with EAFE/EM: 20
AMUNDI CANADA INC
Tanya Bishop, Senior Vice-President
2000 McGill College Ave., Montreal, QC H3A 3H3
PH: 647-201-4225
Email: [email protected]
Website: www.amundi.caion: Mid, Large Cap Investment Style: Value, Growth, Core Currency Man
Management Style: Active, Passive Market Capitalizataged: Yes Portfolio Management: Internally Managed Since: 2007 Ownership: Principals – 69.7%, public – 29.3%, employees & Treasury shares – 0.9% Business Relationships: Amundi Asset Management and Amundi Group Performance Presentation Standards: GIPS Locations: Paris, Dublin, Boston, Toronto, Durham, Miami, Mexico, Santiago, Luxembourg, London, Tokyo, Hong Kong, Dubai, Mumbai, Singapore, Milan, Seoul, Beijing Minimum Investment – Pooled: $5M Separate: $10M Canadian Clients: 35 Canadian Clients with EAFE/EM: 6
Brandes Investment Partners
Tim Newburn, Director, Institutional Group
36 Toronto Street, Suite 850, Toronto, ON M5C 2C5
PH: 416.306.5700
Fax: 416.306.5750
Email: [email protected]
Website: www.brands.com
Management Style: Active Market Capitalization: Small, Mid, Large Cap Investment Style: Value Portfolio Management: Since 1990 Manage Currency: No Ownership: Principals 100% Performance Presentation Standards: GIPS Locations: Toronto, San Diego, Milwaukee, Dublin, Singapore Minimum Investment – Pooled: $1M Separate: $10M Canadian Clients: 23 Canadian Clients with EAFE/EM: 8
Beutel Goodman International Equities Strategy
Tim Hylton, Senior Vice President, Client Service & Business Development
2000-20 Eglinton Ave. West., Toronto, ON M4R 1K8
PH: 416-480-6451 ext. 451
Fax: 416-485-1799
Email: [email protected]
Website: https://www.beutelgoodman.com
Management Style: Active Market Capitalization: Large Investment Style: Value Currency Managed: No Managed Since: Oct 1993 Ownership: Principals – 51%, third party – 49%; Minimum Investment –Pooled: $500,000 Separate: $25M
BURGUNDY ASSET MANAGEMENT LTD.
Mike Sandrasagra, Head Of Canadian Institutional Group
181 Bay St., Ste. 4510, Toronto, ON M5J 2T3
PH: 416-869-8980
Fax: 416-869-1700
Email: [email protected]
Website: www.burgundyasset.com
Management Style: Active Market Capitalization: Small, Mid, Large Cap Investment Style: Value Other Style: Bottom-Up, Fundamental Currency Managed: No Portfolio Management: Internally Managed Since: 2005 Ownership: Principals Performance Presentation Standards: GIPS Locations: Toronto, Montreal, Vancouver Minimum Investment – Pooled: $5M Separate: $10M Canadian Clients: 99 Canadian Clients with EAFE/EM: 10
Capital Group Canada
Kevin Martino, Vice President, Institutional
Brookfield Place, 181 Bay St. Ste. 3730., Toronto, ON M5J 2T3
PH: 416-815-2128
Fax: 213-486-9223
Email: [email protected]
Website: www.capitalgroup.com/ca
Management Style: Active Market Capitalization: Small, Mid, Large Investment Style: Core Currency Managed: Yes Managed Since: 1978 Ownership: Principals 100%; Minimum Investment – Pooled: 15 (Series I) Separate: TBD Canadian Clients: 10 Canadian Clients with EAFE/ EM: 3
CI Global Asset Management
Bran Kalmar, Vice-President, Institutional
15 York St., Toronto, ON M5J 0A3
PH: 416-681-1423
Fax: 416-681-8849
Email: [email protected]
Website: ci.com
Management Style: Active, Small, Mid, Large Cap, Value, Growth, Core Currency Managed: Yes Portfolio Management: Internally – Altrinsic Global Advisors, Epoch Investment Partners, Black Creek Investment Management, CBRE Managed Since: 1991 Ownership: Principals – 11.18% Public – 88.82% Business Relationships: Visit https://ci.com/en/documents/static/66/Statement_of_Policies/32818/32818-05d1b97a087511.pdf Performance Presentation Standards: Other Locations: Toronto, Montreal, Calgary, Vancouver, Hong Kong, Boston, San Francisco Minimum Investment – Pooled: $1M – Separate: $50M Canadian Clients: 91 Canadian Clients with EAFE/EM: 12
CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD. (CC&L)
Brent Wilkins, Head of Institutional Sales – Canada
1400-130 King St. W., Box 240, Toronto, ON M5X 1C8
PH: 416-364-5396
Fax: 416-363-2089
Email: [email protected]
Website: www.cclgroup.com
Management Style: Active Market Capitalization: Small, Mid, Large Cap Investment Style: Core Currency Managed: Yes Portfolio Management: Internally Managed Since: EAFE: 2013 EM: 2013 Ownership: Connor, Clark & Lunn Financial Group Ltd. – 29%, Connor, Clark & Lunn Investment Management Partnership – 71% Business Relationships: Connor, Clark & Lunn Financial Group Ltd. Performance Presentation Standards: GIPS Locations: Investment Professionals – Vancouver (Canada) Administration/Sales – Toron- to, Montreal, Chicago (US), London (UK), Gur- ugram (India) Minimum Investment – Pooled: $10M Separate: $200M Canadian Clients: 178 Canadian Clients with EAFE/EM: 36
CIBC ASSET MANAGEMENT
Carlo DiLalla, Managing Director & Head, Institutional Asset Management
161 Bay St., Ste. 2230, Toronto, ON M5J 2S1
PH: 416-980-2768
Email: [email protected]
Website: www.cibcam-institutional.com
Management Style: Active, Passive Market Capitalization: Large Cap Investment Style: Growth Currency Managed: Yes Portfolio Management: Internally Managed Since: 1992 Ownership: Wholly owned subsidiary of the Canadian Imperial Bank of Commerce Performance Presentation Standards: GIPS Locations: Toronto & Montreal Minimum Investment – Pooled: $10M Separate: $25M Canadian Clients: 129 Canadian Clients with EAFE/EM: 43
Desjardins Global Asset Management
Natalie Bisaillon, Vice-President & Chief of Partnerships & Institutional Client Relations
1, Complexe Desjardins, 20th Floor, South Tower, Montreal, QC H5B 1B2
PH: 877-353-8686
Fax: 514-281-7253
Email: [email protected]
Website: www.dgam.com
Management Style: Active, Large Cap, Core, Core with a value bias Currency Managed: Yes Portfolio Management: Internally Managed Since: 1991 Ownership: Desjardins Group, a financial services co-operative that belongs to its members Performance Presentation Standards: AIMR, GIPS, Other Locations: Montreal Minimum Investment – Pooled: $5M Separate: $50M Portfolio Managers 6 Canadian Clients: 32 Canadian Clients with EAFE/EM: 7
FEDERATED HERMES INC.
David Gregoire, Vice-President
1001 Liberty Ave., Pittsburgh, PA 15222-3779
PH: 416-527-1150
Fax: 412-288-1093
Email: [email protected]
Website: www.federatedinvestors.com or www.federatedhermes.com
Management Style: Active, Small, Mid, Large Cap, Value, Growth, Core Currency Managed: Yes Portfolio Management: Internally Managed For/Since: EAFE Equity – 2004; Emerging Markets Debt – 1996 Ownership: Principals – 0%, publicly held – 81%, third party – 19%. Federated Hermes, Inc. is publicly traded, but privately controlled. Federated Hermes has shares of both Class A Common Stock (held by a Voting Shares Irrevocable Trust) and Class B Common Stock Performance Presentation Standards: GIPS Locations: Pittsburgh, Boston, New York, Houston, Warrendale (US); Frankfurt; Dublin; London (UK); Tokyo; Copenhagen, Toronto, Singapore (Primary Locations). Minimum Investment – Pooled: Varies by product – Separate: US$25M; however, this is negotiable.
Fidelity Canada Institutional [1]
Michael Barnett, Executive Vice-President, Institutional
483 Bay St., Toronto, ON M5G 2N7
PH: 416-217-7773
Fax: 416-307-5511
Email: [email protected]
Website: institutional.fidelity.ca
Management Style: Active, Small, Mid, Large Cap, Value, Growth, Core Currency Managed: No Portfolio Management: Internally Managed Since: Over 20 years Business Relationships: Fidelity Investments Canada ULC, FIAM LLC, Fidelity Management & Research Company LLC, FIL Limited, FMR Investment Management (UK) Limited, Geode Capital Management LLC, Fidelity Fund and Investment Operations, Fidelity Capital Markets Services Ownership: Privately owned financial services firm Performance Presentation Standards: GIPS, Other Locations: USA, Canada, UK, Hong Kong, Montreal, Calgary, Vancouver Minimum Investment – Pooled: $7.5M – Separate: Depends on the mandates Canadian Clients: 109 Canadian Clients with EAFE/EM: 19
FIERA CAPITAL CORPORATION
Krista McLeod, Senior Vice President, Head of Client Relations
200 Bay Street, Suite 3800, Toronto, ON M5J 2J1
PH: 416-866-2961
Email: [email protected]
Website: fieracapital.com
Management Style: Active Market Capitalization: Small, Mid, Large Cap Investment Style: GARP (Growth at Reasonable Price) Currency Managed: Yes Portfolio Management: Internally (EM), Sub-Advised (EAFE) Managed For: EAFE Equity Strategy products for 13 years, Emerging Markets Equity Strategy products for more than 20 years Ownership: Desjardins Group Business Relationships: Fiera Infrastructure (Toronto), Fiera Real Estate (Toronto, London), Fiera Comox (Montreal), Fiera Private Debt (Montreal) Performance Presentation Standards: AIMR, GIPS Locations: Montreal, Toronto, Calgary, Halifax (Canada); New York, Boston, Dayton (US); London (UK); Douglas (Isle of Man); Frankfurt; Hong Kong Ownership: Principals – 16%, publicly held – 67%, third party – 17% Minimum Investment – Pooled: $5M Separate: $20M
FOYSTON, GORDON & PAYNE INC.
Kimberley Woolverton, Executive Vice-President, Head of Distribution
1 Adelaide St. E., Ste. 2600, Toronto, ON M5C 2V9
PH: 416-848-1936
Email: [email protected]
Website: www.foyston.com
Management Style: Active Market Capitalization: Large Cap Investment Style: Core, All-Cap Currency Managed: No Portfolio Management: Internally Managed Since: 1994 Ownership: Principals – 36%, Affiliated Managers Group, Inc. (AMG) – 64% Performance Presentation Standards: GIPS Locations: Toronto, Montreal Minimum Investment – Pooled: $5M Separate: $25M
FRANKLIN TEMPLETON
Duane Green, President & CEO, Canada
200 King St. W., Ste. 1400, Toronto, ON M5H 3T4
PH: 416-957-6165
Email: [email protected]
Website: www.franklintempleton.ca
Management Style: Active, Passive Market Capitalization: Small, Mid, Large Cap Investment Style: Value, Growth, Core Currency Managed: Yes Portfolio Management: Internally Managed Since: EAFE – 1954, EM – 1987 Ownership: Principals – 35%, Public – 65% Business Relationships: Franklin Resources, Inc. Performance Presentation Standards: GIPS Locations: Toronto (Canada); Nassau (Bahamas); Fort Lauderdale (US); Edinburgh (UK); Singapore (Singapore); Melbourne (Australia); Hong Kong & Shanghai (China); Rio De Janeiro (Brazil); Buenos Aires (Argentina); Warsaw (Poland); Istanbul (Turkey); Moscow (Russia); Dubai (UAE); Mumbai (India); Vienna (Australia); Bucharest (Romania); Johannesburg (South Africa); Ho Chi Minh City (Vietnam); Kuala Lumpur (Malaysia); Seoul (Korea); Bangkok (Thailand) Minimum Investment – Pooled: $1M Separate: Varies by strategy Canadian Clients: 140 Canadian Clients with EAFE/EM: 26
Global Alpha Capital Management
Brent Wilkins, Head of Institutional Sales – Canada
1400-130 King St. W., Box 240, Toronto, ON M5X 1C8
PH: 416-364-5396
Fax: 416-363-2089
Email: [email protected]
Website: www.globalalphacapital.com
Management Style: Active, Small Cap, Core Currency Managed: No Portfolio Management: Internally Managed For/Since: EAFE – 2009 EM – 2021 Business Relationships: Connor, Clark & Lunn Financial Group Ltd. Ownership: Principals – 51% Connor, Clark & Lunn Financial Group Ltd. – 49% Locations: Investment Professionals – Montreal; Administration/Sales – Toronto, Vancouver; Chicago, London (UK), Gurugram (India) Performance Presentation Standards: GIPS Minimum Investment – Pooled: $1M – Separate: $10M Canadian Clients: 50 Canadian Clients with EAFE/EM: 17
Guardian Capital LP
Robin Lacey, Head of Institutional Asset Management
199 Bay St. Suite 2700, Toronto, Ontario M5L 1E8
PH: 416-947-4082
Fax: 416-364-9634
Email: [email protected]
Website: www.guardiancapital.com
Management Style: Active, Mid, Large Cap, Growth, Core Currency Managed: No Portfolio Management: Internally Managed Since: 2004 Ownership: Wholly owned by Guardian Capital Group Limited Business Relationships: Guardian Capital Group Limited, GuardCap Asset Management, Guardian Capital Advisors LP Alexandria Bancorp Limited, Guardian Capital Real Estate Inc., Alta Capital Management, Agincourt Capital Management, Guardian Partners Inc., Guardian Smart Infrastructure Management, Rae & Lipskie Investment Counsel Inc., ModernAdvisor Performance Presentation Standards: GIPS Locations: Toronto, Montreal, Calgary, Vancouver (Canada), London (UK), Salt Lake City UT, Richmond VA (USA), Cayman Islands Minimum Investment – Pooled: $1M Separate: Varies by mandate Canadian Clients: 92 Canadian Clients with EAFE/EM: 10
HILLSDALE INVESTMENT MANAGEMENT INC.
Harry Marmer, Executive Vice-President, Partner
1 First Canadian Place, Ste. 5900, 100 King St. W., Toronto, ON M5X 1E4
PH: 416-913-3907
Fax: 416-913-3901
Email: [email protected]
Website: www.hillsdaleinv.com
Management Style: Active Market Capitalization: Small Cap Investment Style: Core Other Style: Specializing in high alpha, smart beta, ESG integration, and customized strategies in global markets Currency Managed: Yes Portfolio Management: Internally Managed Since: 2013 Ownership: Hillsdale is an institutional investment boutique aligned with its clients’ best interests Performance Presentation Standards: GIPS Locations: Toronto Minimum Investment – Pooled: $2M Separate: $25M Canadian Clients: 26 Canadian Clients with EAFE/EM: 6
HSBC Global Asset Management (Canada) Limited
Todd Graham, Vice-President, Institutional Investments
16 York St., Toronto, ON M5J OE6
PH: 416-673-6909
Email: [email protected]
Website: www.assetmanagement.hsbc.com
Management Style: Active, Passive, Small, Mid, Large Cap, Value, Growth, Core Currency Managed: Yes Portfolio Management: Internally Managed Since: 1973 Ownership: Public Performance Presentation Standards: AIMR Locations: Montreal, Vancouver, Edmonton, Calgary, Toronto and more than 20 countries/territories Minimum Investment – Pooled: $1M – Separate: $50M Canadian Clients: 18
Jarislowsky Fraser Limited
Chad Van Norman, Managing Director, Co-Head, Institutional Management
Head Office: 1010 Sherbrooke Street West, 20th Floor, Montreal PQ H3A 2R7
PH: 1-800-736-8666
Email: [email protected]
Website: http://www.jflglobal.com
Management Style: Active Market Capitalization: Large Cap Investment Style: GARP Managed: Yes Portfolio Management: Internally Ownership: Wholly owned subsidiary of The Bank of Nova Scotia (Scotiabank) Performance Presentation Standards: GIPS Locations: Toronto, Montreal, Calgary, Vancouver Minimum Investment – Pooled: $1M Separate: $25M Canadian Clients: 7,700 Canadian Clients with EAFE/EM: 6430 firm-wide, 485 Institutional
LETKO, BROSSEAU & ASSOCIATES INC.
Peter Burke, Senior Investment Counsellor 1800 McGill College Ave, Ste. 2510, Montreal, QC H3A 3J6
PH: 514-499-1200
Fax: 514-499-0361
Email: [email protected]
Website: www.lba.ca
Management Style: Active Market Capitalization: Small, Mid, Large Cap Investment Style: Value Currency Managed: No Portfolio Management: Internally Managed Since: 1987 Ownership: Principals – 84%, private Individuals – 16% Performance Presentation Standards: GIPS Locations: Montreal, Toronto, Calgary Minimum Investment – Pooled: $300,000 Separate: $5M Canadian Clients: 1,765 Canadian Clients with EAFE/EM: 497
MAWER INVESTMENT MANAGEMENT LTD.
Neeraj Jain, Institutional Portfolio Manager
79 Wellington St. W., TD South Tower, Ste. 3410, Box 276, Toronto, ON M5K 1J5
PH: 416-865-3929
Fax: 416-865-3357
Email: [email protected]
Website: www.mawer.com
Management Style: Active, quality at the right price Currency Managed: No Portfolio Management: Internally Managed Since: 1987 Ownership: Principals Performance Presentation Standards: GIPS Locations: Calgary, Toronto, Singapore Minimum Investment – Pooled: $10M Separate: $50M Canadian Clients: 268 Canadian Clients with EAFE/EM: 250
MFS INVESTMENT MANAGEMENT CANADA LIMITED
Stéphane Amara, Managing Director of Sales – Canada
77 King St. W., 35th Floor, Toronto, ON M5K 1B7
PH: 514-798-3035
Email: [email protected]
Website: www.mfs.com
Management Style: Active Market Capitalization: Small, Mid, Large Cap Investment Style: Value, Growth, Core Other Style: Strategies can vary in Market Cap & Style Currency Managed: No Portfolio Management: Internally Managed For/Since: EAFE – 1996, Emerging Markets – 1996 Ownership: Principals – up to 20%, Sun Life Financial, Inc. – remainder Business Relationships: MFS Institutional Advisors, Inc.; MFS International (UK) Limited; MFS Investment Management K.K.; MFS International Ltd.; MFS International (Hong Kong) Limited; MFS International Singapore Pte. Ltd.; MFS Investment Management Canada Limited; MFS Fund Distributors, Inc.; MFS Service Center, Inc.; MFS do Brasil Desenvolvimento de Mercado Ltda.; MFS Investment Management Company, (Lux) S.ar.l.; MFS Heritage Trust Company, 3060097 Nova Scotia Company Performance Presentation Standards: GIPS Locations: Boston (US); Hong Kong (China); London (UK); Tokyo (Japan); Singapore (Singapore); São Paulo (Brazil); Mexico City (Mexico); Sydney (Australia) Minimum Investment: $0 Canadian Clients: 91 Canadian Clients with EAFE/EM: 22
NS PARTNERS LTD.
Brent Wilkins, Head of Institutional Sales – Canada
1400-130 King St. W., Box 240, Toronto, ON M5X IC8 PH: 416-364-5396
Fax: 416-363-2089
Email: [email protected]
Website: www.ns-partners.co.uk
Management Style: Active Market Capitalization: Small, Mid, Large Cap Investment Style: Growth, Core Currency Managed: No Portfolio Management: Internally Managed For/Since: EAFE – 1981, EM – 1996 Ownership: Principals – 50%, Connor, Clark & Lunn Financial Group Ltd. – 50% Business Relationships: Connor, Clark & Lunn Financial Group; NS Partners Performance Presentation Standards: GIPS Locations: Investment Professionals: London (UK) Administration/Sales: Toronto, Montreal, Vancouver (Canada); Chicago (US); Gurugram (India) Minimum Investment – Pooled: $1M Separate: $25M
Orbis Investments
Chris Horwood, Investment Counsellor
2600 – 4710 Kingsway, Burnaby, BC V5H 4M2
PH: 778-331-3074
Email: [email protected]
Website: www.orbis.com
Management Style: Active Market Capitalization: All Cap Investment Style: Core, Value Portfolio Management: Internally Managed Since: 1990 Locations: San Francisco, Vancouver, Hamilton (Bermuda), London, Luxembourg, Hong Kong, Tokyo, Melbourne, Sydney Minimum Investment – Pooled: US$5M
PH&N INSTITUTIONAL (RBC GLOBAL ASSET MANAGEMENT INC.)
John Skeans, Head of Consultant Relations (Canada)
20th Floor, 200 Burrard St., Vancouver, BC V6C 3N5
PH: 604-408-6238
Fax: 604-685-5712
Email: [email protected]
Website: institutional.phn.com
Management Style: Active, Small, Mid, Large Cap, Value, Growth, Core Currency Managed: Yes Portfolio Management: Internally Managed Since: 1993 Ownership: Institutional business division of RBC Global Asset Management Inc., an indirect, wholly owned subsidiary of Royal Bank of Canada Performance Presentation Standards: GIPS Locations: Vancouver, Toronto, Montreal Minimum Investment – Pooled: Based on minimum fee – Separate: Based on minimum fee Canadian Clients: 436 Canadian Clients with EAFE/EM: 221
PGIM
Joey Castillo, Vice-president, PGIM Marketing
655 Broad St., Newark, NJ 07102
PH: 973-367-7459
Email: [email protected]
Website: www.pgim.com
Management Style: Active, Small, Mid, Large Cap, Value, Growth, Core; Currency Managed: Yes Portfolio Management: Internally Managed Since: 1996 Business Relationships: Prudential Financial, Inc. directly and indirectly through its numerous affiliates, engages in many different financial and other activities, including without limitation, brokerage activities and investment advisory activities. For a list of Prudential Financial, Inc. affiliates/subsidiaries, please refer to Exhibit 21.1 to its Annual Report on Form 10-K filed with the U.S. Securities and Exchange Commission, available at http://www.sec.gov Ownership: Public Performance Presentation Standards: GIPS Locations: PGIM has offices in key financial centres around the world, spanning five continents and 15 countries. Find where our offices are located and how to contact them directly at www.pgim.com/about-pgim/locations Minimum Investment – Pooled: $6.62M – Separate: $33.08M Canadian Clients: 26 Canadian Clients with EAFE/EM: 6
Pier 21 Asset Management Inc.
David M. Star, President & CEO
751 Richardson St., Ste. 2.200, Montreal, QC H3K 1G6
PH: 514-397-4027
Fax: 514-397-8700
Email: [email protected]
Website: www.pier21am.com
Management Style: Active, Large Cap, Value, Growth, Core Currency Managed: No Portfolio Management: Externally Managed Since: 2007 Business Relationships: Copenhagen; London; Luxembourg (Luxembourg); Sydney (Australia); Dublin; Palm Beach Gardens (US) Ownership: Privately owned Performance Presentation Standards: GIPS Locations: Montreal Minimum Investment – Pooled: $5M – Separate: $20M Canadian Clients: 51 Canadian Clients with EAFE/EM: 51
PICTET ASSET MANAGEMENT
Francois Forget, Head of Distribution – Canada
1000 de la Gauchetiere W., Ste. 3100, Montreal, QC H3B 4W5
PH: 514-518-8587
Email: [email protected]
Website: www.am.pictet
Management Style: Active Market Capitalization: Small, Mid, Large Cap Investment Style: Growth Other Style: Emerging Markets: All Cap, Growth; EAFE: All Cap, Growth (GARP); Thematic Equities: All Cap, Growth Currency Managed: No Portfolio Management: Internally Managed For/Since: EAFE – 1995, EMD – 1998, EM Equity – 1991 Ownership: Pictet Asset Management is held at 100% by the Pictet Asset Management Holding SA, Geneva. Pictet Asset Management Holding SA is in turn ultimately owned by the eight managing partners of the Pictet Group. Business Relationships: Pictet Asset Management Inc. (Pictet AM Inc) in Montreal is responsible for effecting solicitation in Canada to promote the portfolio management services of the London-based Pictet Asset Management Limited (Pictet AM Ltd), Geneva-based Pictet Asset Management SA (Pictet AM SA) and Pictet Alternative Advisors (PAA). In Canada, Pictet AM Inc is registered as an Exempt Market Dealer and is authorized to conduct marketing activities on behalf of Pictet AM Ltd, Pictet AM SA and PAA. Performance Presentation Standards: GIPS Locations: Amsterdam, Brussels, Frankfurt, Geneva, Hong Kong, London (UK), Luxembourg, Madrid, Milan, Montreal, New York, Osaka, Paris, Shanghai, Singa- pore, Taipei, Tokyo, Zurich Minimum Investment – Pooled: $1M Separate: $50M
SETANTA Asset Management
Rocco Vessio, Director, Business Development, Canada
190 Simcoe St., Toronto ON, M5T 2W5
PH: 647-823-4813
Email: [email protected]
Website: www.setanta-asset.com
Management Style: Active Market Capitalization: Large Cap Investment Style: Value, Growth, Core Currency Managed: No Portfolio Management: Externally Managed Since: 2007 Ownership: 100% publicly held. Setanta are a fundamental value manager in a range of all cap equity strategies and multi-asset strategies with a long- term focus. Setanta offer Canadian institutional investors Global, EAFE/International, Global Dividend and European Equity strategies all based on our fundamental value approach. We are owned by Great West Lifeco Inc. and the investment team is based in Dublin, Ireland but we operate in Canada, Ireland, Germany and the USA. A range of Pooled Vehicles are available for Institutional Investors in Canada, Ireland and Germany.
Sprucegrove Investment Management Ltd.
Tasleem Jamal, Executive Vice-President, Head of Marketing & Client Services
181 University Ave., Suite.1300, Toronto, ON M5H 3M7
PH: 514-908-1989
Fax: 514-287-7200
Email: [email protected]
Website: www.addendacapital.com
Management Style: Active Market Capitalization: Small, Mid, Large Cap Investment Style: Value Portfolio Management: Internally Managed Since: 37 years Performance Presentation Standards: GIPS Locations: Toronto Minimum Investment – Pooled: $5M – Separate: $50M Canadian Clients: 19 Canadian Clients with EAFE/EM: 19
Sun Life Global Investments (SLGI) – SLGI Asset Management Inc.
Anne Meloche, Head of Institutional Sales
1 York Street, Toronto M5J 0B6
PH: 1-877-344-1434
Fax: 1-855-329-7544
Email: [email protected]
Website: https://www.slgiinstitutional.com/en/
Management Style: Active Market Capitalization: Large Cap Investment Style: Value Currency Managed: No Portfolio Management: Externally Managed For/Since: EAFE assets – 2010, EM assets – 2021 Ownership: Principals – 100% SLF Business relationships: MFS, SLC Management, Birla Sun Life Performance Presentation Standards: Other – NI 81-102 and NI 81-106 Locations: Toronto, Montreal, Waterloo, Vancouver Minimum Investment – Pooled: N/A Separate: N/A Canadian Clients: 6,309 Canadian Clients with EAFE/EM: 466
TD Global Investment Solutions
Mark Cestnik, Managing Director, Business Development & Client Partnerships
161 Bay St., 34th Floor Toronto, ON M5J 2T2
PH: 416-274-1742
Website: www.tdgis.com
Management Style: Active, Market Capitalization: Large Cap Investment Style: Core Portfolio Management: Internally Managed Since: 1992 Ownership: Toronto Dominion Bank Minimum Investment – Pooled: $17M Separate: $200M Canadian Clients: 546 Canadian Clients with EAFE/EM: 81
T. ROWE PRICE
Lauren Bloom, Vice President, Head of Canada
77 King St W Ste. 4240, Toronto, ON M5K 1G8 PH: 416-360-7214
Email: [email protected]
Website: www.troweprice.com
Management Style: Active Market Capitalization: Small, Mid, Large Cap Investment Style: Value, Growth, Core Currency Managed: No Portfolio Management: Internally Managed Since: 1937 Ownership: Principals – 7%* Public – 93% *T. Rowe Price Group, Inc. is an independent, publicly traded company with significant employee ownership. Common stock owned outright by our associates and directors, combined with outstanding vested stock options and unvested restricted stock awards, total approximately 7% of our outstanding stock and outstanding vested stock options at December 31, 2022. Performance Presentation Standards: GIPS Locations: Baltimore, London, Hong Kong, Owings Mills (US), Singapore, Tokyo, San Francisco, Colorado Springs (US), Copenhagen, Amsterdam, Stockholm, Sydney, Luxembourg, Toronto, Zurich, Dubai, Milan, Melbourne, Frankfurt, Madrid, New York, Philadelphia, Washington, DC, Shanghai Minimum Investment – Pooled: $5M Separate: $60M
Van Berkom Global Asset Management
Andy Kong, Senior Director, Institutional Markets
600 de Maisonneuve Blvd West, Suite 2510, Montreal, QC H3A 3J2
PH: 514.985.0909
Fax: 514.985.2430
Email: [email protected]
Website: https://vanberkomglobal.com/
Management Style: Active Market Capitalization: Small Investment Style: Core Currency Managed: No Portfolio Management: Internally Managed Since: 12 years Performance Presentation Standards: GIPS Locations: Montreal, Hong Kong Minimum Investment – Pooled: N/A Separate: $1M Canadian Clients: 19 Canadian Clients with EAFE/EM: 3
William Blair
Jason R. Stefanelli, Director, Head of Canada
25 High Street, Suite 1901, Boston, MA 02110
PH: 617-784-5662
Email: [email protected]
Website: www.williamblair.com
Management Style: Active, Small, Mid, Large Cap, Growth Currency Managed: No Portfolio Management: Internally Managed Since: 1996 Ownership: Principals 100% Performance Presentation Standards: GIPS Locations: Chicago, London, Zurich, Sydney, Shanghai, Boston, New York Minimum Investment – Pooled: $5M – Separate: $20M Canadian Clients: 28 Canadian Clients with EAFE/EM: 15