Abrdn Plc
Contact: Chris Wright, Head of Business Development, Canada
Address: 161 Bay St., 44th Floor, TD Canada Trust Tower, Toronto, ON M5J 2S1
Phone: 416-777-5570
Fax:
Email: [email protected]
Website: www.abrdn.com/en/canada
Ownership Structure: Principals - Less than 2%, Public - As a publicly listed company, our shares are subject to change of ownership at any time.
Investment Professionals: 742 [1]
Established: 2017
Minimum Investment - Pooled: $5M
Minimum Investment - Separate: $75M
Manager Style - Fundamental bottom-up investment approach
CAP Services: Variety of mandates for Defined Contribution Pension Plan clients globally
Investment Assets Under Management -
DB Pension: $129.1M
DC Pension: $13.5M
Foundation & Not-for-profit: $9.1M
Private Client: $135.9M
Other: $1,221.1M
Total Investment Assets: $1,508.6M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 5
Balanced – Pooled & Segregated: Available
Canadian Equity Specialist – Pooled & Segregated: Available
Canadian Fixed Income – Pooled & Segregated: Available
U.S. Equity Specialist - Pooled: Available
U.S. Equity Specialist - Segregated: $29.3M
U.S. Equity Specialist - Total: $29.3M
Global Equity Specialist - Pooled: $26M
Global Equity Specialist - Segregated: Available
Global Equity Specialist - Total: $26M
EAFE Mandates - Pooled: $3.3M
EAFE Mandates - Segregated: Available
EAFE Mandates - Total: $3.3M
Cash: Available
Private Equity: Available
Non-Canadian Fixed Income: $19.5M
Real Estate: Available
Infrastructure: Available
High Yield Bonds: Available
Hedge Funds: Available
Currency Overlay: Available
Other: $64.5M
Actively Managed: $129.1M
Passively Managed: Available
DB Plan Total: $129.1M
CAP Assets Managed
CAP Sponsor Clients: 1
DC Pension: $13.5M
Group RRSP: Available
Group DPSP: Available
Other CAP Assets: Available
Total DC: $13.5M
Total Pension Assets Managed: $142.6M
1 - Source: abrdn plc; as of June 30, 2022. Property Investment Professionals are not included in this figure. Includes affiliated persons operating under an inter-company agreement.
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ACM Advisors Ltd.
Contact: Chad Mallow, President
Address: 210 - 1140 Homer St., Vancouver, BC V6B 2X6
Phone: 604-661-0671
Fax: 604-682-3265
Email: [email protected]
Website: www.acma.ca
Ownership Structure: Principals
Investment Professionals: 6
Established: 1992
Minimum Investment - Pooled: $150,000
Fixed Income Manager Style: Passive
Investment Assets Under Management -
DB Pension: $2,710.2M
Foundation & Not-for-profit: $498.3M
Private Client: $183.8M
Other: $763.1M
Total Investment Assets: $4,155.4M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 94
Other: $2,710.2M [1]
Passively Managed: $2,710.2M
DB Plan Total: $2,710.2M
Total Pension Assets Managed: $2,710.2M
1 – Mortgage investments
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Addenda Capital Inc.
Contact: Janick Boudreau, CFA, Executive Vice-president, Business Development & Client Partnerships
Address: 800, René-Lévesque Blvd. W., Ste. 2750, Montreal, PQ H3B 1X9
Phone: 514-908-1989
Fax: 514-287-7200
Email: [email protected]
Website: www.addendacapital.com
Ownership Structure: Co-operators Financial Service Ltd. - 96.23 Minority shareholders including Addenda Capital employees - 3.77%
Investment Professionals: 71
Established: 1985
Minimum Investment - Pooled: $5M
Minimum Investment - Separate: $20M
Manager Style - Size Bias: Mid, Large Cap
Manager Style - Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Absolute Dynamic Return Bonds, Liability Driven Investments, CorePlus Fixed Income, Impact Fixed Income, Preferred Shares, Fossil Fuel Free Global Equity, Climate Transition Canadian and International Equities
CAP Services: Investment Management
Investment Assets Under Management -
DB Pension: $5,441.4M
DC Pension: $2,178.9M
Foundation & Not-for-profit: $1,393.6M
Private Client: $1,594.4M
Other: $21,990.3M
Total Investment Assets: $32,598.6M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 43
Balanced - Pooled: $17.9M
Balanced - Segregated: Available
Balanced - Total: $17.9M
Canadian Equity Specialist - Pooled & Segregated: Available
Canadian Fixed Income - Pooled: $300.6M
Canadian Fixed Income - Segregated: $2,529.3M
Canadian Fixed Income - Total: $2,829.9M
U.S. Equity Specialist - Pooled: $200,000
U.S. Equity Specialist - Segregated: Available
U.S. Equity Specialist - Total: $200,000
Global Equity Specialist - Pooled: $1.8M
Global Equity Specialist - Segregated: Available
Global Equity Specialist - Total: $1.8M
EAFE Mandates - Pooled & Segregated: Available
Hedge Funds: Available
Other: $2,591.7M [1]
Actively Managed: $4,927.4M
Passively Managed: $514M
DB Plan Total: $5,441.4M
CAP Assets Managed
CAP Sponsor Clients: 19
DC Pension: $1,017.5M
Other CAP Assets: $1,161.4M [2]
Total DC: $2,178.9M
Total Pension Assets Managed: $7,620.3M
1 - $625.8 Commercial Mortgages; $1,965.9 LDI
2 - Capital Accumulation Plans & Combined Group Pension Plans
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AGF Management Limited
Contact: Florence Narine, Senior Vice-president, Head of Canadian Institutional & Key Accounts
Address: CIBC Square, Tower One, 81 Bay St., Toronto, ON M5J 0G1
Phone: 416-815-6284
Fax:
Email: [email protected]
Website: www.agf.com/institutional
Ownership Structure: Principals - 34.95%, Public - 65.02%, The information provided reflects the non-voting Class B shares traded on the Toronto Stock Exchange under the symbol AGF.B.
Investment Professionals: 54
Established: 1957
Minimum Investment - Pooled: $5M
Minimum Investment - Separate: $25M
Manager Style - Size Bias: Small, Mid, Large, All Cap
Manager Style - Style Bias: Value, Growth, Core
Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Long/short market neutral anti-beta strategies, Private Credit
CAP Services: "AGF Management Limited (AGF), through its investment management subsidiaries, offers investment management services to Defined Contribution Pension Plans (DCPP) directly to DCPPs that are interested in AGF's strategies. AGF follows a client-centric model in our investment management business. These investors receive AGF reporting and may have access to the AGF investment management team based on the asset level. AGF is a Canadian reporting issuer. The subsidiaries are AGF Investments Inc. (AGFI), Highstreet Asset Management Inc. (Highstreet), AGF Investments America Inc. (AGFA), AGF International Advisors Company Limited (AGFIA), Doherty and Associates Ltd., Cypress Capital Management Ltd, Cypress Capital Management US Limited and AGF Investments LLC AGF Investments Inc., Highstreet Asset Management Inc., Doherty and Associates Ltd., and Cypress Capital Management Ltd are registered as portfolio managers across Canadian securities commissions. AGF International Advisors Company Limited is authorized by the Central Bank of Ireland. AGF Investments America Inc., Cypress Capital Management US Limited, and AGF Investments LLC are registered advisors in the U.S.
Investment Assets Under Management -
DB Pension: $62.1M
DC Pension: $30.9M
Foundation & Not-for-profit: $50.3M
Private Client: $6,749.9M
Retail-Mutual: $21,637.1M
Other: $7,083.7M
Total Investment Assets: $35,614.1M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 3
Balanced - Pooled: $9.3M
Balanced - Segregated: Available
Balanced - Total: $9.3M
Canadian Equity Specialist - Pooled & Segregated: Available
Canadian Fixed Income - Pooled & Segregated: Available
U.S. Equity Specialist Pooled & Segregated: Available
Global Equity Specialist - Pooled: $52.8M
Global Equity Specialist - Segregated: Available
Global Equity Specialist - Total: $52.8M
EAFE Mandates - Pooled & Segregated: Available
Cash: Available
Private Equity: Available
Non-Canadian Fixed Income: Available
High Yield Bonds: Available
Actively Managed: $62.1M
DB Plan Total: $62.1M
CAP Assets Managed
CAP Sponsor Clients: 1
DC Pension: $30.9M
Total DC: $30.9M
Total Pension Assets Managed: $93M
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Alliancebernstein L.
Contact: Wendy Brodkin, Managing Director, CA, CFA, ICD.D
Address: 200 Bay St., North Tower, Toronto, ON M5J 2J2
Phone: 647-375-2803
Fax: 212-756-4405
Email: [email protected]
Website: www.alliancebernstein.com/americas/en/institutions/home.html
Ownership Structure: Principals - 65%, Public - 25%, Third-party - 10%, Includes ownership of AllianceBernstein units, indirect ownership of AllianceBernstein units through its interest in AllianceBernstein Holding, and general partnership interests in AllianceBernstein and AllianceBernstein Holding by Equitable Holdings Inc. and through various subsidiaries.
Investment Professionals: 573
Established: 1971
Minimum Investment - Pooled: $10M
Minimum Investment - Separate: $70M
Manager Style - Size Bias: All Cap
Manager Style - Style Bias: Value, Growth, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Multi Asset Alternatives
CAP Services: AB Multi-Manager Retirement Trusts, AB Customized Retirement Strategies, AB Lifetime Income Strategies
Investment Assets Under Management -
DB Pension: $7,448M
DC Pension: $521M
Foundation & Not-for-profit: $311M
Private Client: $62M
Other: $6,177M
Total Investment Assets: $14,520M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 31
Balanced - Pooled & Segregated: Available
Canadian Equity Specialist - Pooled & Segregated: Available
Canadian Fixed Income - Pooled: $556M
Canadian Fixed Income - Segregated: $3,601M
Canadian Fixed Income - Total: $4,157M
U.S. Equity Specialist - Pooled: Available
U.S. Equity Specialist - Segregated: $450M
U.S. Equity Specialist - Total: $450M
Global Equity Specialist - Pooled: $834M
Global Equity Specialist - Segregated: $930M
Global Equity Specialist - Total: $1,764M
EAFE Mandates - Pooled & Segregated: Available
Cash: Available
Private Equity: Available
Non-Canadian Fixed Income: $9M
Real Estate: $49M
Infrastructure: Available
High Yield Bonds: Available
Hedge Funds: $1,018M
Currency Overlay: Available
Other: Available
Actively Managed: $7,331M
Passively Managed: $117M
DB Plan Total: $7,448M
CAP Assets Managed
CAP Sponsor Clients: 2
DC Pension: $521M
Group RRSP: Available
Group DPSP: Available
Other CAP Assets: Available
Total DC: $521M
Total Pension Assets Managed: $7,969M
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Amundi Canada Inc.
Contact: Tanya Bishop, Senior Vice-president
Address: 2000 McGill College, Ste. 1920, Montreal, QC H3A 3H3
Phone: 647-201-4225
Fax:
Email: [email protected]
Website: www.amundi.com
Ownership Structure: Public – 30% Credit-Agricole – 70%
Established: 1950
Minimum Investment - Pooled: $5M
Minimum Investment - Separate: $70M
Manager Style - Size Bias: Mid, Large, All Cap
Manager Style - Style Bias: Value, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
CAP Services: Active and passive non Canadian Fixed Income and Equity strategies with a strong ESG profile as well as Smart Beta solutions, select alternatives strategies
Investment Assets Under Management -
DB Pension: $5,586M
DC Pension: $331M
Foundation & Not-for-profit: $38M
Private Client: $17M
Retail-Mutual: $1,723M
Other: $213M
Total Investment Assets: $7,908M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 15
U.S. Equity Specialist - Available
Global Equity Specialist - Pooled: $521M
Global Equity Specialist - Segregated: $1,464M
Global Equity Specialist - Total: $1,985M
Non-Canadian Fixed Income: Available
High Yield Bonds: Available
Currency Overlay: $3,601M
Actively Managed: $3,601M
Passively Managed: $3,601M
DB Plan Total: $5,586M
CAP Assets Managed
CAP Sponsor Clients: 2
DC Pension: $331M
Group RRSP: Available
Group DPSP: Available
Other CAP Assets: Available
Total DC: $331M
Total Pension Assets Managed: $5,917M
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Barings
Contact: Michael Annis, Managing Director
Address: Toronto, ON
Phone: 416-721-3385
Fax:
Email: [email protected]
Website: www.barings.com
Ownership Structure: Wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company (MassMutual)
Investment Professionals: 721
Established: 1940
Minimum Investment - Pooled: Varies by mandate
Minimum Investment - Separate: Varies by mandate
Manager Style - Size Bias: Small, Mid, Large, All Cap
Manager Style - Style Bias: GARP
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other: Multi-Asset and Dynamic Asset Allocation strategies
Investment Assets Under Management -
DB Pension: $3,689.1M
DC Pension: $131.9M
Pension Assets Managed For Other Managers: $14.6M
Foundation & Not-for-profit: $125.1M
Other: $60.3M
Total Investment Assets: $4,021M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 7
Balanced - Pooled & Segregated: Available
Canadian Equity Specialist - Pooled & Segregated: Available
Canadian Fixed Income - Pooled & Segregated: Available
U.S. Equity Specialist - Pooled & Segregated: Available
Global Equity Specialist - Pooled & Segregated: Available
EAFE Mandates - Pooled & Segregated: Available
Cash: Available
Private Equity: Available
Non-Canadian Fixed Income: $39.8M
Real Estate: $620M
Infrastructure: Available
High Yield Bonds: $46.4M
Hedge Funds: Available
Currency Overlay: Available
Other: $2,983M [1]
Actively Managed: $3,689.1M
Passively Managed: Available
DB Plan Total: $3,689.1M
CAP Assets Managed
CAP Sponsor Clients: 1
DC Pension: $131.9M
Group RRSP: Available
Group DPSP: Available
Other CAP Assets: Available
Total DC: $131.9M
Total Pension Assets Managed: $3,821M
1 - Middle Market Loans, Emerging Markets Debt
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Barrantagh Investment Management [1]
Contact: Alan Daxner, Senior Vice-president
Address: 100 Yonge St., Ste. 1700, Toronto, ON M5C 2W1
Phone: 416-864-7958
Fax: 416-868-6593
Email: [email protected]
Website: www.barrantagh.com
Ownership Structure: Principals
Investment Professionals: 7
Established: 1995
Minimum Investment - Pooled: $1M
Minimum Investment - Separate: $1M
Manager Style - Size Bias: Small, Mid, All Cap
Manager Style - Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Investment Assets Under Management -
DB Pension: $60.8M
Foundation & Not-for-profit: $177.8M
Private Client: $384.8M
Retail-Mutual: $54.3M
Other: $559.5M [2]
Total Investment Assets: $1,237.2M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 3
Balanced - Pooled & Segregated: Available
Canadian Equity Specialist - Pooled: $6.7M
Canadian Equity Specialist - Segregated: $54.1M
Canadian Equity Specialist - Total: $60.8M
Canadian Fixed Income - Pooled & Segregated: Available
U.S. Equity Specialist - Pooled & Segregated: Available
Global Equity Specialist - Pooled & Segregated: Available
EAFE Mandates - Pooled & Segregated: Available
Cash: Available
Private Equity: Available
Non-Canadian Fixed Income: Available
Real Estate: Available
Infrastructure: Available
High Yield Bonds: Available
Hedge Funds: Available
Currency Overlay: Available
Other: Available
Actively Managed: $60.8M
Passively Managed: Available
DB Plan Total: $60.8M
CAP Assets Managed
CAP Sponsor Clients: 1
DC Pension: Available
Group RRSP: Available
Group DPSP: Available
Other CAP Assets: Available
Total Pension Assets Managed: $60.8M
1 - Barrantagh Investment Management
2 - Sub Advisory + SMA programs
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Beequest Asset Management Inc.
Contact: Mathieu Blais, Co-Founder & Portfolio Manager
Address: 1696 rue Timothee-Kimber, Chambly, QC J3L 0P2
Phone: 514-893-7894
Fax:
Email: [email protected]
Website: www.beequest.ca
Ownership Structure: Principals
Investment Professionals: 2
Established: 2021
Minimum Investment - Separate: 1M$
Manager Style - Size Bias: Large Cap
Manager Style - Style Bias: GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit, Yield Curve
Investment Assets Under Management -
Private Client: $12M
Total Investment Assets: $12M
DB Plan Assets Under Management
Balanced - Pooled & Segregated: Available
Canadian Equity Specialist - Pooled: Available
Canadian Equity Specialist - Segregated: $4M
Canadian Equity Specialist - Total: $4M
Canadian Fixed Income - Pooled: Available
Canadian Fixed Income - Segregated: $1M
Canadian Fixed Income - Total: $1M
U.S. Equity Specialist - Pooled: Available
U.S. Equity Specialist - Segregated: $4M
U.S. Equity Specialist - Total: $4M
Global Equity Specialist - Pooled: Available
Global Equity Specialist - Segregated: $2M
Global Equity Specialist - Total: $2M
EAFE Mandates - Pooled: Available
EAFE Mandates - Segregated: $1M
EAFE Mandates - Total: $1M
Cash: Available
Private Equity: Available
Non-Canadian Fixed Income: Available
Real Estate: Available
Infrastructure: Available
High Yield Bonds: Available
Hedge Funds: Available
Currency Overlay: Available
Other: Available
Actively Managed: $12M
Passively Managed: Available
DB Plan Total: $12M
CAP Assets Managed
CAP Sponsor Clients: 1
DC Pension: Available
Group RRSP: Available
Group DPSP: Available
Other CAP Assets: Available
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Bentallgreenoak
Contact: Daniel Marchand, Managing Director, Capital Raising & Investor Relations
Address: 1155 Metcalfe St., Quebec, QC H3B 2V6
Phone: 514-688-6210
Fax:
Email: [email protected]
Website: www.bentallgreenoak.com
Ownership Structure: Principals – 36% Sun Life - 51% Tetragon Financial - 13%
Investment Professionals: 271
Established: 1911
Minimum Investment - Pooled: $1M
Minimum Investment - Separate: $150M
Management Style: Active
CAP Services: BentallGreenOak Prime Canadian Property Fund, BentallGreenOak Canadian Real Estate Plus Fund
Investment Assets Under Management -
DB Pension: $7,120M
DC Pension: $99M
Foundation & Not-for-profit: $673M [1]
Other: $20,317M [2]
Total Investment Assets: $28,210M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 93
Real Estate: $7,120M
Actively Managed: $7,120M
Passively Managed: Available
DB Plan Total: $7,120M
CAP Assets Managed
CAP Sponsor Clients: 5
DC Pension: $99M
Total DC: $99M
Total Pension Assets Managed: $7,219M
1 - Includes Foundation, Endowments, and Charities
2 - Includes Sun Life General Account real estate and mortgage assets
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Black Creek Investment Management Inc.
Contact: Simone Edwards, Director, Sales and Consultant Relations
Address: 123 Front St. W., Ste. 1200, Toronto, ON M5J 2M2
Phone: 647-338-9521
Fax: 416-236-5117
Email: [email protected]
Website: bcim.ca
Ownership Structure: Principals
Investment Professionals: 11
Established: 2004
Minimum Investment - Pooled: $5M
Minimum Investment - Separate: $25M
Manager Style - Size Bias: All Cap
Manager Style - Style Bias: Core
Management Style: Active
CAP Services: Asset Management
Investment Assets Under Management -
DB Pension: $771.4M
Foundation & Not-for-profit: $267.7M
Private Client: $74.8M
Other: $6,451.4M
Total Investment Assets: $7,565.4M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 4
Global Equity Specialist - Pooled: $495.3M
Global Equity Specialist - Segregated: $263.7M
Global Equity Specialist - Total: $759M
EAFE Mandates - Pooled: $12.4M
EAFE Mandates - Segregated: Available
EAFE Mandates - Total: $12.4M
Actively Managed: $771.4M
DB Plan Total: $771.4M
CAP Assets Managed
DC Pension: Available
Group RRSP: Available
Group DPSP: Available
Other CAP Assets: Available
Total Pension Assets Managed: $771.4M
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BMO Global Asset Management
Contact: Ross Kappele, Head of Distribution & Client Management
Address: 100 King St. W., Toronto, ON M5X 1A1
Phone: 416-359-5217
Fax:
Email: [email protected]
Website: bmogam.com
Ownership Structure: BMO Financial Group
Investment Professionals: 75
Established: 1982
Minimum Investment - Pooled: $10M
Minimum Investment - Separate: $100M
Manager Style - Size Bias: Small, Mid, Large, All Cap
Manager Style - Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
CAP Services: Investment Management including customized solutions, Recordkeeping and Administration, Member Education, Decision Support
Investment Assets Under Management -
DB Pension: $2,510,540,772M
DC Pension: $232,844,075M
Pension Assets Managed For Other Managers: $2,743,384,847M
Foundation & Not-for-profit: $541,418,531M
Private Client: $22,210,411,171M
Retail-Mutual: $108,791,608,968M
Other: $17,582,978,998M
Total Investment Assets: $151,869,802,515M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 15
Balanced - Pooled: $70,956,252M
Balanced - Segregated: Available
Balanced - Total: $70,956,252M
Canadian Equity Specialist - Pooled: $240,880,708M
Canadian Equity Specialist - Segregated: $226,484,509M
Canadian Equity Specialist - Total: $467,365,217M
Canadian Fixed Income - Pooled: Available
Canadian Fixed Income - Segregated: $776,753,890M
Canadian Fixed Income - Total: $776,753,890M
U.S. Equity Specialist - Pooled & Segregated: Available
Global Equity Specialist - Pooled: $186,570,637M
Global Equity Specialist - Segregated: $959,477,265M
Global Equity Specialist - Total: $1,146,047,903M
EAFE Mandates - Pooled: Available
EAFE Mandates - Segregated: $282,261,584M
EAFE Mandates - Total: $282,261,584M
Cash: Available
Private Equity: Available
Non-Canadian Fixed Income: Available
Real Estate: Available
Infrastructure: Available
High Yield Bonds: Available
Hedge Funds: Available
Currency Overlay: Available
Other: Available
Actively Managed: $2,743,384,847M
Passively Managed: $145,815,960M
DB Plan Total: $2,743,384,847M
CAP Assets Managed
CAP Sponsor Clients: 2
DC Pension: $232,844,075M
Total DC: $232,844,075M
Total Pension Assets Managed: $2,743,384,847M
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BNY Mellon Asset Management Canada Ltd.
Contact: Michael Parsons, Vice-president, Institutional Sales
Address: 1 York St., Ste. 601, Toronto, ON M5J 0B6
Phone: 416-775-5890
Fax:
Email: [email protected]
Website: www.bnymellon.com
Ownership Structure: Public
Manager Style - Size Bias: Small, Mid, Large, All Cap
Manager Style - Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Investment Assets Under Management -
DB Pension: $15,081M
Retail-Mutual: $20,371M
Total Investment Assets: $35,452M
DB Plan Assets Under Management
Total Pension Assets Managed: $15,081M
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Bonnefield Financial Inc.
Contact: Andrea Gruza, Managing Partner
Address: 141 Adelaide St. W., Ste. 510, Toronto, ON M5H 3L5
Phone: 416-309-4487
Fax:
Email: [email protected]
Website: www.bonnefield.com
Ownership Structure: Principals
Investment Professionals: 7
Established: 2009
Minimum Investment - Pooled: $5M
Manager Style - Style Bias: Core
Management Style: Active
Investment Assets Under Management -
DB Pension: $892M
Private Client: $179M
Total Investment Assets: $1,071M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 9
Canadian Farmland: $892M
Actively Managed: $892M
DB Plan Total: $892M
Total Pension Assets Managed: $892M
1 - Alternative / Canadian Farmland
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Brandes Investment Partners
Contact: Tim Newburn, Director, Institutional Group
Address: 33 Yonge St., Ste. 300, Toronto, ON M5E 1G4
Phone: 403-217-1331
Fax: 416-306-5750
Email: [email protected]
Website: www.brandes.com
Ownership Structure: Principals
Investment Professionals: 35
Established: 1974
Minimum Investment - Pooled: $1M
Minimum Investment - Separate: $10M
Manager Style - Size Bias: Small, Mid, Large, All Cap
Manager Style - Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit
CAP Services: Investment Management
Investment Assets Under Management -
DB Pension: $291M
DC Pension: $3M
Private Client: $5M
Retail-Mutual: $1,271M
Other: $273M
Total Investment Assets: $1,844M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 3
Balanced - Pooled & Segregated: Available
Canadian Equity Specialist - Pooled & Segregated: Available
Canadian Fixed Income - Pooled & Segregated: Available
U.S. Equity Specialist - Pooled & Segregated: Available
Global Equity Specialist - Pooled: $291M
Global Equity Specialist - Segregated: Available
Global Equity Specialist - Total: $291M
EAFE Mandates - Segregated: Available
Non-Canadian Fixed Income: Available
Actively Managed: $291M
DB Plan Total: $291M
CAP Assets Managed
CAP Sponsor Clients: 1
DC Pension: $3M
Total DC: $5M
Total Pension Assets Managed: $294M
-------------------------------------------------------------------------------------------------------------------------
Brookfield Asset Management [1]
Contact: Eric Bonnor, Senior Vice-president
Address: 181 Bay St., Toronto, ON M5J 2T3
Phone: 416-956-5162
Fax:
Email: [email protected]
Website: www.brookfield.com
Established: 1899
Investment Assets Under Management -
DB Pension: $187M
DC Pension: $136M
Foundation and Not-for-profit: $9,688M
Private Client: $5,810M
Retail-Mutual: $1,787M
Other: $81,969M
Total Investment Assets: $99,577M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 80
Private Equity: $25,167M
Real Estate: $10,667M
Infrastructure: $65,449M
DB Plan Total: $65,449M
CAP Assets Managed
CAP Sponsor Clients: 1
DC Pension: $106M
Total DC: $106M
Total Pension Assets Managed: $65,585M
1 - Please note that from this year forward, Brookfield Asset Management and Brookfield Public Securities will be reporting on a consolidate basis.
-------------------------------------------------------------------------------------------------------------------------
Burgundy Asset Management Ltd.
Contact: Mike Sandrasagra, Head Of Canadian Institutional Group
Address: 181 Bay St., Ste. 4510, Toronto, ON M5J 2T3
Phone: 416-869-8980
Fax:
Email: [email protected]
Website: www.burgundyasset.com
Ownership: Principals
Investment Professionals: 30
Established: 1990
Minimum Investment - Pooled: $5M
Minimum Investment - Separate: $10M
Manager Style - Size Bias: Small, Mid, Large, All Cap
Manager Style - Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit
Other: Bottom-up, Fundamental
Investment Assets Under Management -
DB Pension: $4,640M
DC Pension: $819M
Foundation and Not-for-profit: $1,366M
Private Client: $9,743M
Other: $843M [1]
Total Investment Assets: $17,411M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 712
Balanced - Pooled: $680M
Balanced - Segregated: $432M
Balanced - Total: $1,112M
Canadian Equity Specialist - Pooled: $44M
Canadian Equity Specialist - Segregated: $188M
Canadian Equity Specialist - Total: $232M
Canadian Fixed Income - Pooled & Segregated: Available
U.S. Equity Specialist - Pooled: $9M
U.S. Equity Specialist - Segregated: $1,083M
U.S. Equity Specialist - Total: $1,092M
Global Equity Specialist - Pooled: $1,127M
Global Equity Specialist - Segregated: $290M
Global Equity Specialist - Total: $1,417M
EAFE Mandates - Pooled: $343M
EAFE Mandates - Segregated: $442M
EAFE Mandates - Total: $785M
Cash: Available
Private Equity: Available
Non-Canadian Fixed Income: Available
Real Estate: Available
Infrastructure: Available
High Yield Bonds: Available
Hedge Funds: Available
Currency Overlay: Available
Other: $2M [3]
Actively Managed: $4,639M
Passively Managed: Available
DB Plan Total: $4,639M
CAP Assets Managed
CAP Sponsor Clients: 8 [4]
DC Pension: $819M
Group RRSP: Available
Group DPSP: Available
Other CAP Assets: Available
Total DC: $819M
Total Pension Assets Managed: $5,458M
1 - Corporations, Insurance
2 - Plan sponsors by account
3 - Emerging Markets
4 - Plan sponsors by account
-------------------------------------------------------------------------------------------------------------------------
Canso Investment Counsel Ltd.
Contact: Patrick McCalmont, Portfolio Manager
Address: 100 York Blvd., Ste. 550, Richmond Hill, ON L4B
Phone: 905-881-8853
Fax: 905-881-1466
Email: [email protected]
Website: www.cansofunds.com
Ownership: Principals
Investment Professionals: 30
Established: 1997
Minimum Investment - Pooled: $10M
Minimum Investment - Separate: $250M
Manager Style - Size Bias: All Cap
Manager Style - Style Bias: Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit
CAP Services: Private Debt, Long and Corporate products and services
Investment Assets Under Management -
DB Pension: $7,650.7M
DC Pension: $16.6M
Foundation and Not-for-profit: $386M
Private Client: $15,371.9M
Other: $11,437.5M
Total Investment Assets: $34,862.7M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 29
Canadian Fixed Income - Pooled: $177.8M
Canadian Fixed Income - Segregated: $7,472.9M
Canadian Fixed Income - Total: $7,650.7M
Actively Managed: $7,650.7M
DB Plan Total: $7,650.7M
CAP Assets Managed
CAP Sponsor Clients: 2
DC Pension: $16.6M
Total DC: $16.6M
Total Pension Assets Managed: $7,667.3M
-------------------------------------------------------------------------------------------------------------------------
Capital Group Canada
Contact: Kevin Martino, Vice-president, Institutional
Address: Brookfield Place, 181 Bay St., Ste. 3730, Toronto, ON M5J 2T3
Phone: 416-815-2128
Fax: 213-486-9223
Email: [email protected]
Website: www.capitalgroup.com/ca
Ownership: Principals
Investment Professionals: 463
Established: 1931
Minimum Investment - Pooled: $15M
Minimum Investment - Separate: $120M [1]
Manager Style - Size Bias: All Cap
Manager Style - Style Bias: Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit
CAP Services: Provide recordkeeper daily pricing feed; recordkeeper/DC plan sponsor fund data and commentary for fund data pages (which are produced by the recordkeeper)
Investment Assets Under Management -
DB Pension: $76.5M
DC Pension: $480M
Foundation and Not-for-profit: $68.3M
Retail-Mutual: $14,099.4M
Other: $2,165M
Total Investment Assets: $16,889.2M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 2
Balanced - Pooled & Segregated: Available
Canadian Equity Specialist - Pooled & Segregated: Available
Canadian Fixed Income - Pooled & Segregated: Available
U.S. Equity Specialist - Pooled & Segregated: Available
Global Equity Specialist - Pooled: $76.5M
Global Equity Specialist - Segregated: Available
Global Equity Specialist - Total: $76.5M
EAFE Mandates - Pooled & Segregated: Available
Private Equity: Available
High Yield Bonds: Available
Actively Managed: $76.5M
DB Plan Total: $76.5M
CAP Assets Managed
CAP Sponsor Clients: 7
DC Pension: $480M
Total DC: $480M
Total Pension Assets Managed: $556.5M
1 - subject to confirmation of account details including, but not limited to the benchmark, guidelines, and servicing
-------------------------------------------------------------------------------------------------------------------------
Centurion Asset Management Inc.
Contact: Paul Mayer, Executive Vice-president, Investment Sales
Address: 25 Sheppard Ave. W.; Ste. 1800, Toronto, ON M2N 6S6
Phone: 647-204-6056
Fax:
Email: [email protected]
Website: www.centurion.ca
Ownership: Principals
Investment Professionals: 17
Established: 2003
Minimum Investment - Pooled: $1M
Minimum Investment - Separate: $20M
Manager Style - Size Bias: Mid Cap
Manager Style - Style Bias: Value, GARP
Management Style: Active
Fixed Income Management Style: Active
CAP Services: Manages private apartment REIT and a North American private debt fund
Investment Assets Under Management -
Total Investment Assets: $5,700M
DB Plan Assets Under Management
Real Estate: $5,700M
DB Plan Total: $5,700M
Total Pension Assets Managed: $5,700M
-------------------------------------------------------------------------------------------------------------------------
Ci Global Asset Management
Contact: Bradley R. Hicks, Senior Vice-president, Head of Institutional
Address: 15 York St., Toronto, ON M5J 0A3
Phone: 416-681-6557
Fax: 416-681-8849
Email: [email protected]
Website: www.ci.com
Ownership: Principals - 11.2%, Public - 88.8%
Investment Professionals: 60 [1]
Established: 1999 [2]
Minimum Investment - Pooled: $1M
Minimum Investment - Separate: $50M
Manager Style - Size Bias: Small, Mid, Large, All Cap
Manager Style - Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
CAP Services: Investment Management
Investment Assets Under Management -
DB Pension: $1,109.1M
DC Pension: $2,262.2M
Foundation & Not-for-profit: $327.7M
Private Client: $1,024.4M
Retail-Mutual: $107,469.3M
Other: $3,907.3M
Total Investment Assets: $116,100M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 24
Balanced - Pooled: $838.3M
Balanced - Segregated: Available
Balanced - Total: $838.3M
Canadian Equity Specialist - Pooled: $33.1M
Canadian Equity Specialist - Segregated: Available
Canadian Equity Specialist - Total: $33.1M
Canadian Fixed Income - Pooled: $10M
Canadian Fixed Income - Segregated: Available
Canadian Fixed Income - Total: $10M
U.S. Equity Specialist - Pooled: $4.4M
U.S. Equity Specialist - Segregated: Available
U.S. Equity Specialist - Total: $4.4M
Global Equity Specialist - Pooled: $53.6M
Global Equity Specialist - Segregated: Available
Global Equity Specialist - Total: $53.6M
EAFE Mandates - Pooled & Segregated: Available
Cash: Available
Private Equity: Available
Non-Canadian Fixed Income: $34.1M
Real Estate: $115.2M
Infrastructure: $7.2M
High Yield Bonds: Available
Currency Overlay: Available
Other: $13.2M [3]
Actively Managed: $1,109.1M
Passively Managed: Available
DB Plan Total: $1,109.1M
CAP Assets Managed
CAP Sponsor Clients: 8
DC Pension: $2,262.2M
Total DC: $2,262.2M
Total Pension Assets Managed: $3,371.4M
1 - Includes investment professionals from CI Global Asset Management; excludes third-party/external sub-advisors
2 - CI's institutional team was established in 1999, however CI Investments was established in 1965.
3 - Preferred Shares
-------------------------------------------------------------------------------------------------------------------------
CIBC Asset Management Inc.
Contact: Carlo DiLalla, CFA, Managing Director & Head, Institutional Asset Management
Address: 161 Bay St., Ste. 2230, Toronto, ON M5J 2S1
Phone: 416-980-2768
Fax:
Email: [email protected]
Website: www.cibcam-institutional.com
Ownership: Wholly-owned by CIBC
Investment Professionals: 80
Established: 80
Minimum Investment - Pooled: $10M
Minimum Investment - Separate: $10M
Manager Style - Size Bias: Small, Mid, Large, All Cap
Manager Style - Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Sector Allocation
CAP Services: Investment Management
Investment Assets Under Management -
DB Pension: $22,706.2M [1]
DC Pension: $2,093.8M
Foundation & Not-for-profit: $1,019.2M
Private Client: $3,305.1M
Retail-Mutual: $112,007.8M [2]
Other: $41,121.7M [3]
Total Investment Assets: $181,623.8M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 58
Balanced - Pooled: $222.6M
Balanced - Segregated: $51.6M
Balanced - Total: $274.2M
Canadian Equity Specialist - Pooled: Available
Canadian Equity Specialist - Segregated: $269.8M
Canadian Equity Specialist - Total: $269.8M
Canadian Fixed Income - Pooled: $1,754.5M
Canadian Fixed Income - Segregated: $10,133.4M
Canadian Fixed Income - Total: $10,133.4M
U.S. Equity Specialist - Pooled: $187.2M
U.S. Equity Specialist - Segregated: $187.2M
U.S. Equity Specialist - Total: $187.2M
Global Equity Specialist - Pooled: $667.9M
Global Equity Specialist - Segregated:
Global Equity Specialist - Total: $667.9M
EAFE Mandates - Pooled: $3,331.5M
EAFE Mandates - Segregated: Available
EAFE Mandates - Total: $3,331.5M
Currency Overlay: $7,508.7M
Other: $934.1M [4]
Actively Managed: $12,580.5M [5]
Passively Managed: $9,495.7M [6]
DB Plan Total: $22,076.2M [7]
CAP Assets Managed
CAP Sponsor Clients: 5 [8]
DC Pension: $2,093.8M
Total DC: $2,093.8M
Total Pension Assets Managed: $24,170M [9]
1 - Includes $7.5 billion in currency overlay assets
2 - Includes $21.6 billion in currency overlay assets
3 - Includes $0.1 billion in currency overlay assets
4 - Commodities and Hybrid (combination of various mandates)
5 - Includes $4.8 billion in currency overlay assets
6 - Includes $2.7 billion in currency overlay assets
7 - Includes $7.5 billion in currency overlay assets
8 - Included 4 platforms
9 - Includes $7.5 billion in notional currency overlay assets
-------------------------------------------------------------------------------------------------------------------------
Connor, Clark & Lunn Financial Group Ltd.
Contact: Brent Wilkins, Head of Institutional Sales (Canada)
Address: 1400-130 King St. W., Box 240, Toronto, ON M5X 1C8
Phone: 416-862-2020
Fax: 416-363-2089
Email: [email protected]
Website: www.cclgroup.com
Ownership: Principals
Investment Professionals: 201
Established: 1982
Minimum Investment - Pooled: $1M
Minimum Investment - Separate: $10M
Manager Style - Size Bias: Small, Mid, Large, All Cap
Manager Style - Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
CAP Services: Investment management & client service
Investment Assets Under Management -
DB Pension: $19,593.1M
DC Pension: $8,267.4M
Foundation & Not-for-profit: $2,105.9M
Private Client: $13,280.1M
Retail-Mutual: $979.3M
Other: $37,553.5M
Total Investment Assets: $81,779.3M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 195
Balanced - Pooled: $1,122.4M
Balanced - Segregated: $307.5M
Balanced - Total: $1,429.9M
Canadian Equity Specialist - Pooled: $2,355.5M
Canadian Equity Specialist - Segregated: $2,355.5M
Canadian Equity Specialist - Total: $5,894.6M
Canadian Fixed Income - Pooled: $1,023.1M
Canadian Fixed Income - Segregated: $3,240.3M
Canadian Fixed Income - Total: $4,263.4M
U.S. Equity Specialist – Pooled & Segregated: Available
Global Equity Specialist - Pooled: $816M
Global Equity Specialist - Segregated: $133.2M
Global Equity Specialist - Total: $949.2M
EAFE Mandates - Pooled: $190.9M
EAFE Mandates - Segregated: $438.1M
EAFE Mandates - Total: $629M
Real Estate: $2,745.1M
Infrastructure: $622M
High Yield Bonds: $12.4M
Hedge Funds: $2,453.8M
Other: $296M [1]
Actively Managed: $19,593.1M
DB Plan Total: $19,593.1M
CAP Assets Managed
CAP Sponsor Clients: 20
DC Pension: $8,113.4M
Group RRSP: $154M
Group DPSP: Available
Other CAP Assets: Available
Total DC: $8,267.4M
Total Pension Assets Managed: $27,860.5M
1 - 'Other' refers to Emerging Market Pension Assets Under Management
-------------------------------------------------------------------------------------------------------------------------
Cidel Asset Management
Contact: James Porter, Executive Vice-president, Canadian & Institutional Business
Address: 60 Bloor St. W., Ste. 900, Toronto, ON M4W 3B8
Phone: 416-645-8741
Fax: 416-977-7650
Email: [email protected]
Website: www.cidel.com
Ownership: Principals - 95%, Third-party - 5%
Investment Professionals: 28
Established: 1959
Minimum Investment - Pooled: $150,000
Minimum Investment - Separate: $1M
Manager Style - Size Bias: All Cap
Manager Style - Style Bias: Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Investment Assets Under Management -
DB Pension: $77M
Foundation & Not-for-profit: $230M
Private Client: $4,000M
Other: $4,093M
Total Investment Assets: $8,400M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 3
Balanced - Pooled: $37M
Balanced - Segregated: Available
Balanced - Total: $37M
Canadian Equity Specialist - Pooled: $11M
Canadian Equity Specialist - Segregated: Available
Canadian Equity Specialist - Total: $11M
Canadian Fixed Income - Pooled & Segregated: Available
U.S. Equity Specialist - Pooled: $8M
U.S. Equity Specialist - Segregated: Available
U.S. Equity Specialist - Total: $8M
Global Equity Specialist - Pooled & Segregated: Available
EAFE Mandates - Pooled & Segregated: Available
Cash: Available
Other: $21M [1]
Actively Managed: $69M
Passively Managed: $8M
DB Plan Total: $77M
CAP Assets Managed
Total DC: Available
Total Pension Assets Managed: $77M
1 - Structured Note
-------------------------------------------------------------------------------------------------------------------------
Clarion Partners, LLC
Contact: Hugh Macdonnell, Managing Director
Address: 230 Park Ave., New York, NY 10169
Phone: 212-883-2500
Fax:
Email: [email protected]
Website: www.clarionpartners.com
Ownership: Principals – 18%, Franklin Templeton 72%
Investment Professionals: 184
Established: 1982
Investment Assets Under Management -
DB Pension: $3,838M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 13
Real Estate: $3,838M
DB Plan Total: $3,838M
Total Pension Assets Managed: $3,838M
-------------------------------------------------------------------------------------------------------------------------
Desjardins Global Asset Management
Contact: Natalie Bisaillon, Vice-president, Business Development & Client Relations
Address: 1, Complexe Desjardins, 20th Floor, South Tower, Montreal, QC H5B 1B2
Phone: 877-353-8686
Fax: 514-281-7253
Email: [email protected]
Website: www.desjardins.com/dgam
Ownership: Desjardins Movement financial services co-operative that belongs to its members
Investment Professionals: 84
Established: 2003
Minimum Investment - Pooled: $5M
Minimum Investment - Separate: $50M
Manager Style - Size Bias: Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: LDI, Market Neutral, TAA Overlay, Smart Beta, Multi-factor, ESG, Infrastructure
CAP Services: Provides investment solutions for DC programs: asset-liability matching, strategic asset allocation, asset management through segregated, pooled or ETF, tactical asset allocation
Investment Assets Under Management -
DB Pension: $8,511M
Foundation & Not-for-profit: $99M
Retail-Mutual: $16,663M
Other: $51,311M
Total Investment Assets: $76,584M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 2
Balanced - Pooled & Segregated: Available
Canadian Equity Specialist - Pooled: $882M
Canadian Equity Specialist - Segregated: $6,817M
Canadian Equity Specialist - Total: $7,699M [1]
Canadian Fixed Income - Pooled: $932M
Canadian Fixed Income - Segregated: $54,131M
Canadian Fixed Income - Total: $55,063M
U.S. Equity Specialist - Pooled & Segregated: Available
Global Equity Specialist - Pooled: Available
EAFE Mandates - Pooled & Segregated: Available
Cash: Available
Private Equity: Available
Non-Canadian Fixed Income: Available
Real Estate: $4,056M
Infrastructure: $3,925M
High Yield Bonds: Available
Hedge Funds: Available
Currency Overlay: Available
Other: $5,841M [2]
Actively Managed: $8,511M
Passively Managed: Available
DB Plan Total: $8,511M
CAP Assets Managed
CAP Sponsor Clients: 1 [3]
Total DC: $143M
Total Pension Assets Managed: $8,654M
1 - Includes long-short equity assets
2 - Includes TAA, ETFs, currency and futures
3 - Desjardins Financial Security is the provider of DC services for clients and information is unknown about the end client. DGAM is a sub-advisor of Desjardins Financial Security. DGAM also manages tactical allocation, global commodity and commercial mortgages mandates.
-------------------------------------------------------------------------------------------------------------------------
Enriched Investing Incorporated
Contact: Margaret Samuel, Darryl Cailes, CEO, Chairman
Address: 20 Bay St., Ste. 1100, Toronto, ON M5J 2N8
Phone: 416-302-2038
Fax: 416-203-8825
Email: [email protected]
Website: www.enrichedinvesting.com
Ownership: Principals
Investment Professionals: 5
Established: 1989
Minimum Investment - Pooled: $200,000
Minimum Investment - Separate: $20M
Manager Style - Size Bias: Large Cap
Manager Style - Style Bias: GARP
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Yield Curve
CAP Services: Customized Active Portfolio Management
Investment Assets Under Management -
Foundation & Not-for-profit: $10M
Private Client: $65M
Other: $5M
Total Investment Assets: $80M
DB Plan Assets Under Management
Balanced - Pooled & Segregated: Available
Canadian Equity Specialist - Pooled & Segregated: Available
Canadian Fixed Income - Pooled & Segregated: Available
U.S. Equity Specialist - Pooled & Segregated: Available
Global Equity Specialist - Pooled & Segregated: Available
EAFE Mandates - Pooled & Segregated: Available
Cash: Available
Private Equity: Available
Non-Canadian Fixed Income: Available
Real Estate: Available
Infrastructure: Available
High Yield Bonds: Available
Hedge Funds: Available
Currency Overlay: Available
Other: Available
Actively Managed: Available
Passively Managed: Available
DB Plan Total: Available
CAP Assets Managed
DC Pension: Available
Group RRSP: Available
Group DPSP: Available
Other CAP Assets: Available
-------------------------------------------------------------------------------------------------------------------------
Epoch Investment Partners, Inc.
Contact: William E. Connolly, CFA, Managing Director, Head of Business Development
Address: One Vanderbilt Ave., 23rd Floor, New York, NY 10017
Phone: 212-303-7206
Fax:
Email: [email protected]
Website: www.eipny.com
Ownership: Wholly owned subsidiary of The Toronto-Dominion Bank
Investment Professionals: 6
Established: 2004
Minimum Investment - Pooled: Varies by Fund
Minimum Investment - Separate: Varies by Product
Manager Style - Size Bias: Small, Mid, Large, All Cap
Manager Style - Style Bias: Value, Growth, Core
Management Style: Active
CAP Services: Free-Cash-Flow-Oriented Investment Management
Investment Assets Under Management -
DB Pension: $1,001M
DC Pension: $114M
Other: $7,973M
Total Investment Assets: $9,088M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 6
U.S. Equity Specialist - Pooled & Segregated: Available
Global Equity Specialist - Segregated: $1,001M
Global Equity Specialist - Total: $1,001M
Actively Managed: $1,001M
DB Plan Total: $1,001M
CAP Assets Managed
CAP Sponsor Clients: 1
DC Pension: $114M
Total DC: $114M
Total Pension Assets Managed: $1,115M
-------------------------------------------------------------------------------------------------------------------------
Federated Hermes, Inc.
Contact: David Gregoire, Vice-president
Address: 1001 Liberty Ave., Pittsburgh, PA 15222-3779
Phone: 416-527-1150
Fax: 412-288-1093
Email: [email protected]
Website: www.federatedinvestors.com
Ownership: Principals - 15%, Public - 85%
Investment Professionals: 363
Established: 1955
Minimum Investment - Pooled: Varies by product
Minimum Investment - Separate: USD$25M, however, this is negotiable
Manager Style - Size Bias: Small, Mid, Large, All Cap
Manager Style - Style Bias: Value, Growth, Core
Management Style: Active, Passive
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other: Approximately 60 asset classes
CAP Services: Investment management portfolios for Defined Contribution
Investment Assets Under Management -
DB Pension: $1,675.5M
DC Pension: $111.6M
Foundation & Not-for-profit: $91.9M
Private Client: $824.8M
Retail-Mutual: $1.1M
Other: $1,260.9M
Total Investment Assets: $3,965.8M [1]
DB Plan Assets Under Management
DB Plan Sponsor Clients: 3
Balanced - Pooled & Segregated: Available
Canadian Equity Specialist - Pooled & Segregated: Available
Canadian Fixed Income - Pooled & Segregated: Available
U.S. Equity Specialist - Pooled & Segregated: Available
Global Equity Specialist - Pooled & Segregated: Available
EAFE Mandates - Pooled & Segregated: Available
Cash: Available
Private Equity: $1,281.4M
Non-Canadian Fixed Income: Available
Real Estate: $258.3M
Infrastructure: Available
High Yield Bonds: Available
Hedge Funds: Available
Currency Overlay: Available
Other: Available
Actively Managed: $1,675.5M
Passively Managed: Available
DB Plan Total: $1,675.5M
CAP Assets Managed
DC Pension: Available
Group RRSP: Available
Group DPSP: Available
Other CAP Assets: Available
Total Pension Assets Managed: $1,675.5M [2]
1 - The total assets under management consists of client portfolios in Canadian Separately Managed Accounts, Sub-Advised Accounts, Institutional Separate Accounts and Mutual Funds as of June 30, 2022.
2 - Federated Hermes, Inc. is one of the largest global investment management firms headquartered in the United States. Federated Hermes manages $813.3 billion (CDN$) in assets as of June 30, 2022. With 170 funds and a variety of separately managed account options, Federated Hermes provides comprehensive investment management to more than 11,000 institutions and intermediaries including corporations, government entities, insurance companies, foundations and endowments, banks and broker/dealers. Federated Hermes manages high specialized portfolios designed to meet the investment requirements of our clients. Therefore, Federated Hermes would be willing to discuss a custom portfolio for Canadian Pension Plan assets. Federated Hermes manages approximately $85 billion (CDN$) in pension/retirement assets on a firm-wide basis.
-------------------------------------------------------------------------------------------------------------------------
Fengate
Contact: Fengate Investor Relations
Address: 77 King St. W., Toronto, ON M5K 1H1
Phone: 416-488-4184
Fax:
Email: [email protected]
Website: fengate.com
Ownership: Principals - Lou Serafini, George Theodoropoulos
Investment Professionals: 40
Established: 1974
Minimum Investment - Pooled: $10M
Manager Style - Size Bias: Small, Mid Cap
Manager Style - Style Bias: Value, Growth
Management Style: Active
Investment Assets Under Management -
Total Investment Assets: $6,100M
DB Plan Assets Under Management
Real Estate: $2,200M
Infrastructure: $3,000M
Actively Managed: $6,100M
DB Plan Total: $6,100M
-------------------------------------------------------------------------------------------------------------------------
Fidelity Canada Institutional
Contact: Michael Barnett, Executive Vice-president, Institutional
Address: 483 Bay St., Toronto, ON M5G 2N7
Phone: 416-217-7773
Fax: 416-307-5511
Email: [email protected]
Website: www.institutional.fidelity.ca
Ownership: Majority owned by FIL Limited
Investment Professionals: 1,293 [1]
Established: 1987
Minimum Investment - Pooled: $ 7.5M
Minimum Investment - Separate: $40 to 150M
Manager Style - Size Bias: Small, Mid, Large, All Cap
Manager Style - Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active
Bond Management Style: Credit, Yield Curve
CAP Services: Investment Only
Investment Assets Under Management -
DB Pension: $13,442.1M [2]
DC Pension: $17,406M [2]
Pension Assets Managed For Other Managers: $3,006.5M [2]
Foundation & Not-for-profit: $834.3M [2]
Retail-Mutual: $144,731.5M [2]
Other: $2,913.1M [2]
Total Investment Assets: $182,333.5M [2]
DB Plan Assets Under Management
DB Plan Sponsor Clients: 69
Balanced - Pooled: $22.6M
Balanced - Segregated: $205.8M
Balanced - Total: $228.4M
Canadian Equity Specialist - Pooled: $1,107M
Canadian Equity Specialist - Segregated: $8,137M
Canadian Equity Specialist - Total: $9,244M
Canadian Fixed Income - Pooled: $2,051M
Canadian Fixed Income - Segregated: $724.4M
Canadian Fixed Income - Total: $2,775.4M
U.S. Equity Specialist - Pooled: $50.7M
U.S. Equity Specialist - Segregated: $174.1M
U.S. Equity Specialist - Total: $224.7M
Global Equity Specialist - Pooled: $291.7M
Global Equity Specialist - Segregated: $168.4M
Global Equity Specialist - Total: $460.1M
EAFE Mandates - Pooled: $45.5M
EAFE Mandates - Segregated: Available
EAFE Mandates - Total: $45.5M
Other: $464.1M [3]
Actively Managed: $13,442.1M
DB Plan Total: $13,442.1M
CAP Assets Managed
CAP Sponsor Clients: 11
DC Pension: $17,406M
Total DC: $17,406M
Total Pension Assets Managed: $30,848.1M
1 - Includes Investment professionals from Fidelity Canada Investment Management, Fidelity International, Fidelity Management & Research Company and Fidelity Institutional Asset Management. All with whom Fidelity Investments Canada has a sub advisory relationship.
2 - As of June 30, 2022
3 - European Equities, Foreign Fixed Income
-------------------------------------------------------------------------------------------------------------------------
Fiera Capital Corporation
Contact: Michael Quigley, Executive Vice-president & Head of Institutional Markets
Address: 1981 McGill College Ave., Montreal, QC H3A 0H5
Phone: 514-954-3300
Fax: 514-954-3325
Email: [email protected]
Website: www.fieracapital.com
Ownership: Principals – 16% Public – 77% Third-party – 7% For additional information, visit its investor relations page at https://ir.fieracapital.com
Investment Professionals: 225
Established: 2003
Minimum Investment - Pooled: $5M
Minimum Investment - Separate: $20M
Manager Style - Size Bias: Small, Mid, Large, All Cap
Manager Style - Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Opportunistic
CAP Services: Offers a wide range of investment solutions adapted to the specific needs of defined contribution pension plans. Our multi-asset platform spans across public and private asset classes and can be customized as a function of each client. Specifically, it has dedicated expertise in Fixed Income (active and liability driven solutions), Equities as well as Agriculture, Infrastructure, Private Credit, Private Equity and Real Estate.
Investment Assets Under Management -
DB Pension: $20,309.8M
DC Pension: $6,910.1M
Foundation & Not-for-profit: $9,987.9M
Private Client: $8,647.3M
Other: $63,769.1M
Total Investment Assets: $109,624M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 193
Balanced - Pooled: $1,235.9M
Balanced - Segregated: Available
Balanced - Total: $1,235.9M
Canadian Equity Specialist - Pooled: $1,364.4M
Canadian Equity Specialist - Segregated: $1,038.9M
Canadian Equity Specialist - Total: $2,403.3M
Canadian Fixed Income - Pooled: $4,000M
Canadian Fixed Income -Segregated: $7,614.3M
Canadian Fixed Income - Total: $11,614.4M
U.S. Equity Specialist - Pooled: $137.2M
U.S. Equity Specialist - Total: $137.2M
Global Equity Specialist - Pooled: $2,795.3M
Global Equity Specialist - Segregated: $1,025.9M
Global Equity Specialist - Total: $3,821.1M
EAFE Mandates - Pooled: $270.4M
EAFE Mandates - Segregated: Available
EAFE Mandates - Total: $270.4M
Cash: $450.6M
Private Equity: $70.1M
Non-Canadian Fixed Income: Available
Real Estate: $77.7M
Infrastructure: Available
High Yield Bonds: $50.3M
Hedge Funds: Available
Other: $178.8M
Actively Managed: $20,309.8M
DB Plan Total: $20,309.8M
CAP Assets Managed
CAP Sponsor Clients: 35
DC Pension: $6,910.1M
Total DC: $6,910.1M
Total Pension Assets Managed: $27,219.8M
-------------------------------------------------------------------------------------------------------------------------
Forstrong Global Asset Management Inc.
Contact: Robert Duncan, Senior Vice-president
Address: 56 Temperance St., Ste. 400, Toronto, ON M5E 1S2
Phone: 416-880-5861
Fax: 877-342-4246
Email: r[email protected]
Website: www.forstrong.com
Ownership: Principals - Employees 55%, Private 45%
Investment Professionals: 12
Established: 2001
Minimum Investment - Separate: $5M
Manager Style - Size Bias: All Cap
Manager Style - Style Bias: Value, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
CAP Services: Global asset mix including emerging, SMA, exclusively utilizing ETFs
Investment Assets Under Management -
DB Pension: $62.1M
Foundation & Not-for-profit: $7.4M
Private Client: $45M
Retail-Mutual: $201.5M
Other: $804M
Total Investment Assets: $1,120M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 1
Balanced - Pooled: Available
Balanced - Segregated: $1,120M
Balanced - Total: $1,120M
Canadian Equity Specialist - Pooled & Segregated: Available
Canadian Fixed Income - Pooled & Segregated: Available
U.S. Equity Specialist - Pooled & Segregated: Available
Global Equity Specialist - Pooled: Available
EAFE Mandates - Pooled & Segregated: Available
Cash: Available
Private Equity: Available
Non-Canadian Fixed Income: Available
Real Estate: Available
Infrastructure: Available
High Yield Bonds: Available
Hedge Funds: Available
Other: Available
Actively Managed: $62.1M
Passively Managed: Available
DB Plan Total: $62.1M
CAP Assets Managed
DC Pension: $6,910.1M
Group RRSP: Available
Group DPSP: Available
Other CAP Assets: Available
Total Pension Assets Managed: $62.1M
-------------------------------------------------------------------------------------------------------------------------
Foyston, Gordon & Payne Inc.
Contact: Kimberley Woolverton, Executive Vice-president, Head of Distribution
Address: 1 Adelaide St. E., Ste. 2600, Toronto, ON M5C 2V9
Phone: 416-848-1936
Fax:
Email: [email protected]
Website: www.foyston.com
Ownership: Principals - 36% Affiliated Managers Group, Inc. - 64%
Investment Professionals: 21
Established: 1980
Minimum Investment - Pooled: $5M
Minimum Investment - Separate: Dependent on strategy
Manager Style - Size Bias: Small, Large, All Cap
Manager Style - Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit
Investment Assets Under Management -
DB Pension: $1,967M
DC Pension: $185M
Foundation & Not-for-profit: $444M
Private Client: $2,477M
Retail-Mutual: $201M
Other: $1,574M
Total Investment Assets: $6,848M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 18
Balanced - Pooled: $354M
Balanced - Segregated: $354M
Balanced - Total: $636M
Canadian Equity Specialist - Pooled: $6M
Canadian Equity Specialist - Segregated: $1,226M
Canadian Equity Specialist - Total: $1,232M
Canadian Fixed Income - Pooled: $86M
Canadian Fixed Income - Segregated: Available
Canadian Fixed Income - Total: $86M
U.S. Equity Specialist - Pooled & Segregated: Available
Global Equity Specialist - Pooled: $13M
Global Equity Specialist - Segregated: Available
Global Equity Specialist - Total: $13M
EAFE Mandates - Pooled & Segregated: Available
Cash: Available
Actively Managed: $1,967M
DB Plan Total: $1,967M
CAP Assets Managed
CAP Sponsor Clients: 8
Total DC: $185M
Total Pension Assets Managed: $2,152M
-------------------------------------------------------------------------------------------------------------------------
Franklin Templeton Institutional
Contact: Duane Green, President & CEO – Canada
Address: 200 King St. W., Ste. 1500, Toronto, ON M5H 3T4
Phone: 416-957-6165
Fax:
Email: [email protected]
Website: www.franklintempleton.ca
Ownership: Principals - 35% Franklin Resources, Inc. - 65%
Investment Professionals: 1,300
Established: 1940
Minimum Investment - Pooled: $1M
Minimum Investment - Separate: $20M
Manager Style - Size Bias: Small, Mid, Large, All Cap
Manager Style - Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
CAP Services: Investment Management
Investment Assets Under Management -
DB Pension: $11,697M
DC Pension: $3,067M
Foundation & Not-for-profit: $1,461M
Private Client: $1,595M
Retail-Mutual: $12,861M
Other: $3,534M
Total Investment Assets: $34,215M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 75
Balanced - Pooled: $407M
Balanced - Segregated: $579M
Balanced - Total: $986M
Canadian Equity Specialist - Pooled: $883M
Canadian Equity Specialist - Segregated: $341M
Canadian Equity Specialist - Total: $1,224M
Canadian Fixed Income - Pooled: $135M
Canadian Fixed Income - Total: $135M
U.S. Equity Specialist - Pooled: $7M
U.S. Equity Specialist - Segregated: $951M
U.S. Equity Specialist - Total: $958M
Global Equity Specialist - Pooled: $207M
Global Equity Specialist - Segregated: $818M
Global Equity Specialist - Total: $1,025M
EAFE Mandates - Pooled: $39M
EAFE Mandates - Segregated: $75M
EAFE Mandates - Total: $114M
Cash: $3M
Private Equity: $1,624M
Non-Canadian Fixed Income: $7,578M
Real Estate: $415M
Infrastructure: Available
High Yield Bonds: Available
Hedge Funds: $27M
Currency Overlay: Available
Other: $675M [1]
Actively Managed: $11,697M
DB Plan Total: $11,697M
CAP Assets Managed
DC Pension: $3,067M
Total DC: $3,067M
Total Pension Assets Managed: $14,764M
1 - Emerging Markets
-------------------------------------------------------------------------------------------------------------------------
Guardian Capital LP
Contact: Robin Lacey, Head of Institutional Asset Management
Address: 199 Bay St., Commerce Court W., Ste. 3100, Toronto, ON M5L 1E8
Phone: 416-947-4082
Fax: 416-364-9634
Email: [email protected]
Website: www.guardiancapital.com
Ownership: Wholly-owned by Guardian Capital Group Limited
Investment Professionals: 54 [1]
Established: 1962
Minimum Investment - Pooled: $1M
Minimum Investment - Separate: Varies by mandate
Manager Style - Size Bias: All Cap
Manager Style - Style Bias: Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit, Yield Curve
CAP Services: Quarterly Client Reports, Monthly Updates & Flash Reports, Client Meetings, Client Servicing Executive to provide service to clients with educational requirements
Investment Assets Under Management -
DB Pension: $4,004.5M
DC Pension: $220.3M
Foundation & Not-for-profit: $1,760.7M
Private Client: $284.8M
Other: $14,148.2M
Total Investment Assets: $20,418.5M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 28
Balanced - Pooled: $81.6M
Balanced - Segregated: $114.9M
Balanced - Total: $196.6M
Canadian Equity Specialist - Pooled: $6.5M
Canadian Equity Specialist - Segregated: $780.5M
Canadian Equity Specialist - Total: $787M
Canadian Fixed Income - Pooled: $4.4M
Canadian Fixed Income - Segregated: $637.3M
Canadian Fixed Income - Total: $641.7M
U.S. Equity Specialist - Pooled & Segregated: Available
Global Equity Specialist - Pooled: $94.7M
Global Equity Specialist - Segregated: $2,284.6M
Global Equity Specialist - Total: $2,379.3M
EAFE Mandates - Pooled & Segregated: Available
Actively Managed: $4,004.5M
DB Plan Total: $4,004.5M
CAP Assets Managed
CAP Sponsor Clients: 2
DC Pension: $220.3M
Total DC: $220.3M
Total Pension Assets Managed: $4,224.8M
1 - Portfolio Managers, Analysts, Traders from GCLP and all subsidiaries
-------------------------------------------------------------------------------------------------------------------------
Hillsdale Investment Management Inc.
Contact: Harry Marmer, Executive Vice-president
Address: 100 King St. W., 1 First Canadian Place, Ste. 5900, Toronto, ON M5X 1E4
Phone: 416-913-3907
Fax: 416-913-3901
Email: [email protected]
Website: www.hillsdaleinv.com
Ownership: Privately held, employee-controlled, institutional investment management boutique
Investment Professionals: 21
Established: 1996
Minimum Investment - Pooled: $2M
Minimum Investment - Separate: $25M
Manager Style - Size Bias: Small, Mid, Large, All Cap
Manager Style - Style Bias: Value, Growth, Core
Management Style: Active
Other: Client driven bespoke investment mandates including ESG strategies.
CAP Services: Specializes in high alpha, smart beta, ESG integration, and customized strategies in global markets
Investment Assets Under Management -
DB Pension: $1,291M
DC Pension: $123M
Pension Assets Managed For Other Managers: $602M
Foundation & Not-for-profit: $104M
Private Client: $111M
Other: $991M
Total Investment Assets: $3,222M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 12
Canadian Equity Specialist - Pooled: $247M
Canadian Equity Specialist - Segregated: $517M
Canadian Equity Specialist - Total: $764M
U.S. Equity Specialist - Pooled: $30M
U.S. Equity Specialist - Segregated: $111M
U.S. Equity Specialist - Total: $140M
Global Equity Specialist - Pooled: $387M
Global Equity Specialist - Segregated: Available
Global Equity Specialist - Total: $387M
Actively Managed: $1,291M
DB Plan Total: $1,291M
CAP Assets Managed
CAP Sponsor Clients: 1
DC Pension: $123M
Total DC: $123M
Total Pension Assets Managed: $1,414M
-------------------------------------------------------------------------------------------------------------------------
HSBC Global Asset Management (Canada) Limited
Contact: Todd Graham, Vice-president Institutional Investments
Address: 16 York St., Toronto, ON M5JJ OE6
Phone: 416-673-6909
Fax:
Email: [email protected]
Website: www.assetmanagement.hsbc.com
Ownership: Public
Investment Professionals: 605
Established: 1973
Minimum Investment - Pooled: $1M
Minimum Investment - Separate: $50M
Manager Style - Size Bias: Small, Mid, Large Cap
Manager Style - Style Bias: Value, Growth, Core
Management Style: Active, Passive
Fixed Income Management Style: Active
CAP Services: Investment management services
Investment Assets Under Management -
DC Pension: $77.2M
Foundation & Not-for-profit: $46.5M
Private Client: $4,694.4M
Retail-Mutual: $13,287.6M
Other: $1,155.1M [1]
Total Investment Assets: $19,260.7M
DB Plan Assets Under Management
Balanced - Pooled: $77.2M
Balanced - Segregated: Available
Balanced - Total: $77.2M
Canadian Fixed Income - Segregated: Available
Actively Managed: Available
Passively Managed: Available
DB Plan Total: $77.2M
CAP Assets Managed
CAP Sponsor Clients: 1
DC Pension: $77.2M
Total DC: $77.2M
Total Pension Assets Managed: $77.2M
1 - Other: Corporations
-------------------------------------------------------------------------------------------------------------------------
Intech Investment Management LLC
Contact: John F. Brown, Executive Vice-president, Head of Global Client Development
Address: 250 S. Australian Ave., Ste. 1800, West Palm Beach, FL 33401
Phone: 561-775-1100
Fax: 561-775-1156
Email: [email protected]
Website: www.intechinvestments.com
Ownership: Principals
Investment Professionals: 13 [1]
Established: 1987
Minimum Investment - Separate: $60M
Manager Style - Size Bias: Large Cap
Manager Style - Style Bias: Value, Growth, Core
Management Style: Active
Other: Private, quantitative asset manager which seeks distinctive alpha sources
Investment Assets Under Management -
DB Pension: $18,189M
DC Pension: $3,471M
Pension Assets Managed For Other Managers: $21,660M
Total Investment Assets: $21660M
DB Plan Assets Under Management
Balanced - Pooled & Segregated: Available
Canadian Equity Specialist - Pooled & Segregated: Available
Canadian Fixed Income - Pooled & Segregated: Available
U.S. Equity Specialist - Pooled & Segregated: Available
Global Equity Specialist - Pooled & Segregated: Available
EAFE Mandates - Pooled: $69M Segregated: Available
Actively Managed: Available
DB Plan Total: $69M
CAP Assets Managed
DC Pension: Available
Group RRSP: Available
Group DPSP: Available
Other CAP Assets: Available
Total Pension Assets Managed: Available
1 - Includes: portfolio managers; research analysts; traders and client portfolio management
-------------------------------------------------------------------------------------------------------------------------
Invesco Canada
Contact: Michael Peck, Senior Vice-president Head of Canadian Institutional Investments
Address: 120 Bloor St. E., Ste. 700, Toronto, ON M4W 1B7
Phone: 416-324-7679
Fax:
Email:
Website: Invesco.ca
Ownership: Principals - 17%, Public - 83%
Investment Professionals: 869
Established: 1935
Minimum Investment - Pooled: $1M
Minimum Investment - Separate: $25M
Manager Style - Size Bias: Small, Mid, Large, All Cap
Manager Style - Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Investment Assets Under Management -
DB Pension: $3,107M
DC Pension: $2,644M
Other: $65M
Total Investment Assets: $5,816M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 40
Balanced - Pooled: $1,125M
Canadian Equity Specialist - Pooled: $73M
Canadian Fixed Income - Pooled: $6M
U.S. Equity Specialist - Pooled: $214M
Global Equity Specialist - Pooled: $1,771M
EAFE Mandates - Pooled: $32M
Real Estate: $2,180M
Actively Managed: $3,068M
Passively Managed: $39M
DB Plan Total: $3,107M
CAP Assets Managed
Total DC: $2,644M
Total Pension Assets Managed: $5,816M
-------------------------------------------------------------------------------------------------------------------------
Lazard Asset Management LLC
Contact: Luz Rodriguez, Vice-president
Address: 30 Rockefeller Plaza, New York, NY 10112
Phone: 212-632-6000
Fax: 212-332-5656
Email: [email protected]
Website: www.lazardassetmanagement.com
Ownership: Wholly-owned subsidiary of Lazard Frères & Co. LLC
Investment Professionals: 324 [1]
Established: 1970
Minimum Investment - Separate: $6.7M
Manager Style - Size Bias: Small, Mid, Large, All Cap
Manager Style - Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
CAP Services: Investment management
Investment Assets Under Management -
DB Pension: $2,654M
Foundation & Not-for-profit: $165.4M
Private Client: $950.7M
Retail-Mutual: $1,527.3M
Other: $5,691.2M
Total Investment Assets: $10,988.6M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 18
Balanced – Pooled & Segregated: Available
Canadian Equity Specialist - Pooled & Segregated: Available
Canadian Fixed Income - Pooled & Segregated: Available
U.S. Equity Specialist - Pooled: Available
U.S. Equity Specialist - Segregated: $471.5M
U.S. Equity Specialist - Total: $471.5M
Global Equity Specialist - Pooled: Available
Global Equity Specialist - Segregated: $1,422.4M
Global Equity Specialist - Total: $1,422.4M
EAFE Mandates - Pooled: Available
EAFE Mandates - Segregated: $331.8M
EAFE Mandates - Total: $331.8M
Cash: Available
Private Equity: Available
Real Estate: Available
Infrastructure: $428.3M
High Yield Bonds: Available
Hedge Funds: Available
Currency Overlay: Available
Other: Available
Actively Managed: $2,654M
DB Plan Total: $2,654M
CAP Assets Managed
CAP Sponsor Clients: 1
DC Pension: Available
Group RRSP: Available
Group DPSP: Available
Other CAP Assets: Available
Total Pension Assets Managed: $2,654M
1 - As of June 30, 2022.
-------------------------------------------------------------------------------------------------------------------------
Leith Wheeler Investment Counsel
Contact: Ben Homsy, Portfolio Management
Address: Fixed Income 1500-400 Burrard St., Vancouver, BC V6C 3A6
Phone: 604-683-3391
Fax: 604-683-0323
Email: [email protected]
Website: www.leithwheeler.com
Ownership: Principals
Investment Professionals: 49
Established: 1982
Minimum Investment - Pooled: $3M
Minimum Investment - Separate: $10M
Manager Style - Size Bias: All Cap
Manager Style - Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Investment Assets Under Management -
DB Pension: $7,285M
DC Pension: $1,303M
Pension Assets Managed For Other Managers: $1,528M
Foundation & Not-for-profit: $1,996M
Private Client: $2,870M
Retail-Mutual: $152M
Other: $6,150M
Total Investment Assets: $21,283M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 61
Balanced - Pooled: $2,557M
Balanced - Segregated: $1,833M
Balanced - Total: $4,390M
Canadian Equity Specialist - Pooled: $549M
Canadian Equity Specialist - Segregated: $1,262M
Canadian Equity Specialist - Total: $1,811M
Canadian Fixed Income - Pooled: $115M
Canadian Fixed Income - Segregated: $4M
Canadian Fixed Income - Total: $119M
Global Equity Specialist - Pooled: $225M
Global Equity Specialist - Segregated: $726M
Global Equity Specialist - Total: $951M
Infrastructure: $13M
Actively Managed: $6,928M
Passively Managed: $337M
DB Plan Total: $7,265M
CAP Assets Managed
CAP Sponsor Clients: 15
DC Pension: $1,303M
Total DC: $1,303M
Total Pension Assets Managed: $8,588M
-------------------------------------------------------------------------------------------------------------------------
Letko, Brosseau & Associates Inc.
Contact: Paul Vaillancourt, Partner & Director, Client Services
Address: 1800 McGill College Ave., Ste. 2510, Montreal, QC H3A 3J6
Phone: 514-499-1200
Fax: 514-499-0361
Email: [email protected]
Website: www.lba.ca
Ownership: Principals - 84% Private Individuals - 16%
Investment Professionals: 25
Established: 1987
Minimum Investment - Pooled: $300,000
Minimum Investment - Separate: $5M
Manager Style - Size Bias: All Cap
Manager Style - Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
CAP Services: Asset management
Investment Assets Under Management -
DB Pension: $6,901M
DC Pension: $634M
Foundation & Not-for-profit: $1,053M
Private Client: $6,035M
Other: $1,055M
Total Investment Assets: $15,678M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 70
Balanced - $899M
Canadian Equity Specialist - $4,397M
Canadian Fixed Income - Available
U.S. Equity Specialist – Available
Global Equity Specialist - $1,602M
EAFE Mandates – Available
Other: $3M
Actively Managed: $6,901M
Passively Managed: Available
DB Plan Total: $6,901M
CAP Assets Managed
CAP Sponsor Clients: 15
DC Pension: $413M
Other CAP Assets: $221M
Total DC: $634M
Total Pension Assets Managed: $7,535M
-------------------------------------------------------------------------------------------------------------------------
Lincluden Investment Management
Contact: Wayne Wilson, Vice-president
Address: 201 City Centre Dr., Ste. 201, Mississauga, ON L5B 2T4
Phone: 905-273-4240
Fax: 905-273-4882
Email: [email protected]
Website: www.lincluden.com
Investment Professionals: 8 [1]
Established: 1982
-------------------------------------------------------------------------------------------------------------------------
Loomis, Sayles & Company, L.P.
Contact: Erick Kuchar, Chief Operating Officer - Institutional Services
Address: 1 Financial Center, Boston, MA 02111
Phone: 617-482-2450
Fax: 617-423-3065
Email: [email protected]
Website: www.loomissayles.com
Ownership: Natixis Investment Managers
Investment Professionals: 341
Established: 1926
Minimum Investment - $25 million
Manager Style - Size Bias: Small, Mid, Large, All Cap
Manager Style - Style Bias: Value, Growth, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Investment Assets Under Management -
DB Pension: $1,422.5M
Other: $5,086.4M [1]
Total Investment Assets: $6,508.8M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 4
Canadian Equity Specialist - Segregated: Available
Canadian Fixed Income - Available
U.S. Equity Specialist - Segregated: Available [2]
Global Equity Specialist - Segregated: Available [3]
Other: $1,422.5M [4]
Actively Managed: $1,422.5M
DB Plan Total: $1,422.5M
CAP Assets Managed
Total Pension Assets Managed: $1,422.5M
1 - Other: includes corporate and sub-advised accounts
2 - Available, no current Canadian Pension Funds invested
3 - Available, no current Canadian Pension Funds invested
4 - Global Credit: C$474M, World Credit Asset: C$277.99M, Credit Asset: C$670.47M
-------------------------------------------------------------------------------------------------------------------------
Louisbourg Investments
Contact: Mike Moores, Client Relationship Manager
Address: 100-200 Waterfront Dr., Bedford, NS B4A 4J4
Phone: 617-482-2450
Fax: 617-423-3065
Email: [email protected]
Website: louisbourg.net
Ownership: Principals - 30% Assumption Mutual Life Insurance Company- 70%
Investment Professionals: 16
Established: 1991
Minimum Investment - Pooled: $500,000
Minimum Investment - Separate: $1M
Manager Style - Size Bias: All Cap
Manager Style - Style Bias: Value, GARP
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
CAP Services: Through Assumption Life
Investment Assets Under Management -
DB Pension: $344M
Foundation & Not-for-profit: $88M
Private Client: $342M
Other: $1,402.6M
Total Investment Assets: $1,402.6M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 10
Balanced - Pooled & Segregated: Available
Canadian Equity Specialist - Pooled: $44.6M
Canadian Equity Specialist - Segregated: $56.1M
Canadian Equity Specialist - Total: $100.7M
Canadian Fixed Income - Pooled: $146.5M
Canadian Fixed Income - Segregated: $196.7M [1]
Canadian Fixed Income - Total: $343.2M
U.S. Equity Specialist - Pooled: $222M
U.S. Equity Specialist - Segregated: $600,000
U.S. Equity Specialist - Total: $22.8M
Global Equity Specialist - Pooled & Segregated: Available
EAFE Mandates - Pooled: $29.3M
EAFE Mandates - Segregated: $2.9M
EAFE Mandates - Total: $32.2M
Cash: $14.2M
Private Equity: Available
Non-Canadian Fixed Income: Available
Real Estate: Available
Infrastructure: Available
High Yield Bonds: Available
Hedge Funds: Available
Currency Overlay: Available
Actively Managed: $513.1M
Passively Managed: Available
DB Plan Total: $513.1M
CAP Assets Managed
DC Pension: Available
Group RRSP: Available
Group DPSP: Available
Other CAP Assets: Available
Total Pension Assets Managed: $513.1M
1 - Includes $103M AUM for a client moved to cash in order to transfer out shortly after
-------------------------------------------------------------------------------------------------------------------------
Manitou Investment Management Ltd.
Contact: John R. Platt, Director, Institutional Investments
Address: 150 King St. W., Ste. 2003, Toronto, ON M5H 1J9
Phone: 416-628-6514
Fax:
Email: [email protected]
Website: www.manitouinvestment.com
Ownership: Partner Owned
Investment Professionals: 10
Established: 1999
Minimum Investment - Pooled: $5M
Minimum Investment - Separate: $5M
Manager Style - Size Bias: Large Cap
Manager Style - Style Bias: GARP, Core
Management Style: Active
CAP Services: Equity Management
Investment Assets Under Management -
DB Pension: $35M
Foundation & Not-for-profit: $50M
Private Client: $1,150M
Other: $265M
Total Investment Assets: $1,500M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 1
Balanced - Pooled & Segregated: Available
Canadian Equity Specialist - Pooled: Available
Canadian Equity Specialist - Segregated: $35M
Canadian Fixed Income - Pooled: Available
Canadian Fixed Income - Segregated: Available
U.S. Equity Specialist - Pooled: Available
U.S. Equity Specialist - Segregated: Available
Global Equity Specialist - Pooled: Available
Global Equity Specialist - Segregated: Available
EAFE Mandates - Pooled: Available
EAFE Mandates - Segregated: Available
Cash: Available
Private Equity: Available
Non-Canadian Fixed Income: Available
Real Estate: Available
Infrastructure: Available
High Yield Bonds: Available
Hedge Funds: Available
Currency Overlay: Available
Other: Available
Actively Managed: $35M
Passively Managed: Available
DB Plan Total: $35M
CAP Assets Managed
DC Pension: Available
Group RRSP: Available
Group DPSP: Available
Other CAP Assets: Available
Total Pension Assets Managed: $35M
-------------------------------------------------------------------------------------------------------------------------
Manulife Investment Management
Contact: Adam Neal, Head of Distribution – Canada
Address: NT5, 200 Bloor St. E., Toronto, ON M4W 1E5
Phone: 416-926-3000
Fax:
Email: [email protected]
Website: www.manulifeim.com
Ownership: Manulife Financial Corporation
Investment Professionals: 649
Established: 1949
Minimum Investment - Pooled: $5M
Minimum Investment - Separate: Equity $10M, Fixed Income $25M
Manager Style - Size Bias: Small, Mid, Large, All Cap
Manager Style - Style Bias: Value, Growth, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
CAP Services: Portfolio/Investment Management
Investment Assets Under Management -
DB Pension: $21,386.5M
DC Pension: $2,145.5M
Pension Assets Managed For Other Managers: $21,063.6M [1]
Foundation & Not-for-profit: $143.4M
Private Client: $3,140.4M
Other: $92,665.1M
Total Investment Assets: $140,544.5M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 153
Balanced - Pooled: $5M
Balanced - Segregated: $249.2M
Balanced - Total: $254.2M
Canadian Equity Specialist - Pooled: $317.6M
Canadian Equity Specialist - Segregated: $317.6M
Canadian Equity Specialist - Total: $1,344.5M
Canadian Fixed Income - Pooled: $2,588.4M
Canadian Fixed Income - Segregated: $11,681.8M
Canadian Fixed Income - Total: $14,270.2M
U.S. Equity Specialist - Pooled: $162.5M
U.S. Equity Specialist - Segregated: $8.4M
U.S. Equity Specialist - Total: $170.9M
Global Equity Specialist - Pooled: $219.3M
Global Equity Specialist - Segregated: $272.3M
Global Equity Specialist - Total: $491.6M
EAFE Mandates - Pooled: $11.6M
EAFE Mandates - Segregated: $97.8M
EAFE Mandates - Total: $109.4M
Cash: $110.8M
Private Equity: $83.8M
Non-Canadian Fixed Income: $1,866.5M
Real Estate: $1,550.1M
Infrastructure: $283M
High Yield Bonds: Available
Hedge Funds: Available
Currency Overlay: Available
Other: $851.6M [2]
Actively Managed: $20,486.7M
Passively Managed: $899.8M
DB Plan Total: $21,386.5M
CAP Assets Managed
CAP Sponsor Clients: 7
DC Pension: $2,145.5M
Group RRSP: Available
Group DPSP: Available
Other CAP Assets: Available
Total DC: $2,145.5M
Total Pension Assets Managed: $44,595.6M
1 - Includes sub-advised affiliated assets
2 - Agriculture, Timberlands and Derivatives
-------------------------------------------------------------------------------------------------------------------------
Marathon-London
Contact: Patrick Seth, Head of Client Service, Orion House
Address: 5 Upper St. Martin's Lane, London, UK WC2H 9EA
Phone: 207-497-2211
Fax:
Email: [email protected]
Website: www.marathon.co.uk
Ownership: 3 founding members & other key employees
Investment Professionals: 15
Established: 1986
Minimum Investment - Pooled: $12M
Minimum Investment - Separate: $128M
Manager Style - Size Bias: All Cap
Manager Style - Style Bias: Core
Management Style: Active
CAP Services: We offer pooled and segregated funds
Investment Assets Under Management -
DB Pension: $1,939M
Other: $1,454M
Total Investment Assets: $3,393M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 7
Balanced - Pooled: $1,051M
Balanced - Segregated: $888M
Balanced - Total: $1,939M
Global Equity Specialist - Pooled: Available
Global Equity Specialist - Segregated: Available
EAFE Mandates - Pooled: $1,051M
EAFE Mandates - Segregated: $2,342M
EAFE Mandates - Total: $3,393M
Actively Managed: $1,939M
DB Plan Total: $1,939M
Total Pension Assets Managed: $1,939M
-------------------------------------------------------------------------------------------------------------------------
Mawer Investment Management Ltd.
Contact: Rob Campbell, Institutional Portfolio Manager
Address: 79 Wellington St. W., TD South Tower, Ste. 3410, Box 276, Toronto, ON M5K 1J5
Phone: 416-865-3357
Fax:
Email: [email protected]
Website: www.mawer.com
Ownership: Principals
Investment Professionals: 39
Established: 1974
Minimum Investment - Pooled: $10M
Minimum Investment - Separate: $50M
Manager Style - Size Bias: All Cap
Manager Style - Style Bias: GARP
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
CAP Services: Plan member communication meetings, website, quarterly investment newsletter
Investment Assets Under Management -
DB Pension: $10,493.2M
DC Pension: $6,871.8M
Foundation & Not-for-profit: $4,941.8M
Private Client: $11,064.9M
Retail-Mutual: $8,801.7M
Other: $33,466.9M [1]
Total Investment Assets: $75,640.3M [2]
DB Plan Assets Under Management
DB Plan Sponsor Clients: 112
Balanced - Pooled: $1,971.1M
Balanced - Segregated: $315M
Balanced - Total: $2,286M
Canadian Equity Specialist - Pooled: $668.2M
Canadian Equity Specialist - Segregated: $766.6M
Canadian Equity Specialist - Total: $1,434.8M
Canadian Fixed Income - Pooled: $30.2M
Canadian Fixed Income - Segregated: Available
Canadian Fixed Income - Total: $30.2M
U.S. Equity Specialist - Pooled: $68.1M
U.S. Equity Specialist - Segregated: $148.5M
U.S. Equity Specialist - Total: $216.5M
Global Equity Specialist - Pooled: $2,237.1M
Global Equity Specialist - Segregated: $1,345.3M
Global Equity Specialist - Total: $3,582.4M
EAFE Mandates - Pooled: $2,026.3M
EAFE Mandates - Segregated: $892.7M
EAFE Mandates - Total: $2,919M
Other: $24.2M [3]
Actively Managed: $10,493.2M
DB Plan Total: $10,493.2M
CAP Assets Managed
CAP Sponsor Clients: 17
DC Pension: $6,871.8M
Total DC: $6,871.8M
Total Pension Assets Managed: $17,365M
1 - Sub-advised, Separately Managed Accounts
2 - Canadian clients
3 - Money Market
-------------------------------------------------------------------------------------------------------------------------
MFS Investment Management Canada Limited
Contact: Stephane Amara, Managing Director of Sales – Canada
Address: 77 King St. W., 35th Floor, Toronto, ON M5K 1B7
Phone: 416-361-2273
Fax: 416-862-0167
Email: [email protected]
Website: www.mfs.com
Ownership: Principals - Up to 20% Sun Life Financial, Inc. - 80%
Investment Professionals: 2,020 [1]
Established: 1924
Minimum Investment - Separate: Contact for details
Manager Style - Size Bias: Small, Mid, Large, All Cap
Manager Style - Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
CAP Services: Asset Management
Investment Assets Under Management -
DB Pension: $5,698.7M
DC Pension: $10,953M
Foundation & Not-for-profit: $1,218.8M
Other: $16,953.6M
Total Investment Assets: $34,824.1M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 39
Balanced - Pooled: $681.5M
Balanced - Segregated: $231.2M
Balanced - Total: $912.7M
Canadian Equity Specialist - Pooled: $181.8M
Canadian Equity Specialist - Segregated: $6.7M
Canadian Equity Specialist - Total: $188.4M
Canadian Fixed Income - Pooled: $423.9M
Canadian Fixed Income - Segregated: $191.3M
Canadian Fixed Income - Total: $615.2M
U.S. Equity Specialist - Pooled: Available
U.S. Equity Specialist - Segregated: $301.7M
U.S. Equity Specialist - Total: $301.7M
Global Equity Specialist - Pooled: $996.3M
Global Equity Specialist - Segregated: $1,170.4M
Global Equity Specialist - Total: $2,166.7M
EAFE Mandates - Pooled: $652M
EAFE Mandates - Segregated: $637.1M
EAFE Mandates - Total: $1,289.1M
Non-Canadian Fixed Income: Available
Real Estate: Available
High Yield Bonds: Available
Other: $224.9M [2]
Actively Managed: $5,698.7M
DB Plan Total: $5,698.7M
CAP Assets Managed
CAP Sponsor Clients: 9
DC Pension: $10,953M [3]
Total Pension Assets Managed: $16,651.7M
1 - As of June 30, 2022
2 - Emerging Markets & Latin American Equity
3 - Group RSP is included in the DC Pension total
-------------------------------------------------------------------------------------------------------------------------
Montrusco Bolton Investments Inc.
Contact: Richard Guay, Senior Vice-president
Address: 1501 McGill College Ave., Ste. 1200, Montreal, QC H3A 3M8
Phone: 514-842-6464
Fax: 514-282-2550
Email: [email protected]
Website: www.montruscobolton.com
Ownership: Principals - 47% AMG: 34% FSTQ: 19%
Investment Professionals: 23
Established: 1946
Minimum Investment - Pooled: $5M
Minimum Investment - Separate: $5M
Manager Style - Size Bias: Small, Mid, Large, All Cap
Manager Style - Style Bias: Growth, GARP
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
CAP Services: Investment services includes investment management, proxy voting, responsible investing, reporting
Investment Assets Under Management -
DB Pension: $944.7M
DC Pension: $245.7M
Foundation & Not-for-profit: $1,144.9M
Private Client: $137.3M
Other: $5,574.9M
Total Investment Assets: $8,047.4M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 24
Balanced - Pooled: $2.4M
Balanced - Segregated: $34.1M
Balanced - Total: $36.4M
Canadian Equity Specialist - Pooled: $36.4M
Canadian Equity Specialist - Segregated: $205.2M
Canadian Equity Specialist - Total: $284.3M
Global Equity Specialist - Pooled: $93.9M
EAFE Mandates - Segregated: $222.1M
Non-Canadian Fixed Income: Available
Cash: $600,000
Private Equity: $19.8M
Real Estate: $116.1M
Other: $171.5M [1]
Actively Managed: $944.7M
DB Plan Total: $944.7M
CAP Assets Managed
CAP Sponsor Clients: 5
DC Pension: $245.7M
Total DC: $245.7M
Total Pension Assets Managed: $1,190.3M
1 - Private Debt
-------------------------------------------------------------------------------------------------------------------------
Morguard Investments Limited
Contact: Tullio Capulli, Senior Vice-president, Office/Industrial Property Management and Leasing
Address: 55 City Centre Dr., Ste. 800, Mississauga, ON L5B 1M3
Phone: 905-281-3800
Fax: 905-281-1800
Email: [email protected]
Website: www.morguard.com
Ownership: Morguard Corporation
Investment Professionals: 880
Established: 1975
Minimum Investment - Pooled: $5M
Minimum Investment - Separate: $30M to $50M
Manager Style - Style Bias: Value, Growth, Core
Management Style: Active
Investment Assets Under Management -
Other: $19,400M [1]
Total Investment Assets: $19,400M
DB Plan Assets Under Management
Real Estate: $15,300M
Other: $4,100M [2]
Total Pension Assets Managed: $4,500M
1 - Does not split out the DB vs DC
2 - Our Managed Equities and Fixed Income number is combined
-------------------------------------------------------------------------------------------------------------------------
Ninety One [1]
Contact: Katherine Tweedie, Country Head, Canada, Ninety One Canada
Address: Toronto, ON M5H 4E3
Phone: 647-919-2808
Fax: 647-919-2808
Email: [email protected]
Website: www.ninetyone.com
Ownership: Principals – 26% Public - 64% Investec Group - 10%
Investment Professionals: 250 [2]
Established: 1991
Minimum Investment - Pooled: $2,734M
Minimum Investment - Separate: $3,559M
Management Style: Active
Fixed Income Management Style: Active
CAP Services: Offers organically-developed active investment capabilities
Investment Assets Under Management -
DB Pension: $825.9M
DC Pension: $579.9M
Pension Assets Managed For Other Managers: $1,819.3M
Foundation and Not-for-profit: $72.3M
Other: $1,535.5M [3]
Total Investment Assets: $4,832.9M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 4
Non-Canadian Fixed Income: $378.5M
Other: $447.4M [4]
Actively Managed: $825.9M
DB Plan Total: $825.9M
CAP Assets Managed
CAP Sponsor Clients: 5
DC Pension: $579.9M
Total DC: $579.9M
Total Pension Assets Managed: $1,405.7M
1 - Ninety One (formerly known as Investec Asset Management) demerged from its parent company of 29 years, the Investec Group and listed on the London and Johannesburg stock exchanges respectively Monday, 16 March 2020. While the ownership structure and name has changed, everything else remains.
2 - Firm-wide staff data is shown as at 31 March 2022, which is the last publicly disclosed firm-wide staff data. Due to the demerger / listing process, the public dissemination of firm-wide figures is restricted during the closed period. Investment Professionals include Portfolio Managers, Analysts, Product Specialists, ESG, Risk and Performance and Traders
3 - Includes Non-Pension Corporates and Public, Supranational
4 - Emerging Market Equity
-------------------------------------------------------------------------------------------------------------------------
Northern Trust Asset Management
Contact: David Lester, Senior Vice-president
Address: 1910-145 King St. W., Toronto, ON M5H 1J8
Phone: 416-775-2215
Fax: 416-366-2033
Email: [email protected]
Website: www.northerntrust.com
Ownership: Public
Investment Professionals: 950
Established: 1889
Minimum Investment - Pooled: $4M
Minimum Investment - Separate: $20M
Manager Style - Size Bias: Small, Mid, Large, All Cap
Manager Style - Style Bias: Value, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Other: Hedge Funds, Private Equity, Private Credit, Quantitative Active Equity (Factor-Based), Low Volatility, ESG, Liability Driven
Investment Assets Under Management -
DB Pension: $6,100.1M
Foundation and Not-for-profit: $256.5M
Other: $5,690.9M [1]
Total Investment Assets: $12,047.5M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 21
Balanced - Pooled: $20.6M
Balanced - Segregated: $176M
Balanced - Total: $196.6M
Canadian Equity Specialist - Pooled: $740.2M
Canadian Equity Specialist - Segregated: $213.7M
Canadian Equity Specialist - Total: $953.9M
Canadian Fixed Income - Pooled: $1,736.5M
Canadian Fixed Income - Segregated: $575.4M
Canadian Fixed Income - Total: $2,311.9M
U.S. Equity Specialist - Pooled: $1,122.2M
U.S. Equity Specialist - Segregated: $1,224.4M
U.S. Equity Specialist - Total: $2,346.6M
Global Equity Specialist - Pooled: $1,250.7M
Global Equity Specialist - Segregated: $1,171.6M
Global Equity Specialist - Total: $2,422.4M
EAFE Mandates - Pooled: $295.6M
EAFE Mandates - Segregated: $38M
EAFE Mandates - Total: $333.6M
Cash: $172.6M
Private Equity: $139.3M
Non-Canadian Fixed Income: $974.1M
Real Estate: $415.8M
Infrastructure: $562M
High Yield Bonds: $176.8M
Hedge Funds: $67.1M
Currency Overlay: Available
Other: $974.9M [2]
Actively Managed: $9,688M
Passively Managed: $2,359.4M
DB Plan Total: $12,047.4M
Total Pension Assets Managed: $12,047.4M
1 - Third Party Advisement programs and Reinsurance
2 - Emerging Markets Equity
-------------------------------------------------------------------------------------------------------------------------
Orbis Investments
Contact: Chris Horwood, Investment Counsellor (Dealing Representative, Orbis Investment Advisory (Canada) Limited)
Address: Ste. 2600, Metrotower I, 4710 Kingsway, Burnaby, BC V5H 4M2
Phone: 778-331-3074
Fax:
Email: [email protected]
Website: www.orbis.com
Ownership: Principals
Investment Professionals: 59 [1]
Established: 1989
Minimum Investment - Pooled: US$5M
Manager Style - Size Bias: All Cap
Manager Style - Style Bias: Value, Core
Management Style: Active
CAP Services: Pooled investment vehicles
Investment Assets Under Management -
DB Pension: $1,416M
DC Pension: $24M
Foundation and Not-for-profit: $165M
Private Client: $27M
Other: $7M
Total Investment Assets: $1,640M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 10
Balanced - Pooled: Available
U.S. Equity Specialist - Pooled: Available
Global Equity Specialist - Pooled: $1,027M
EAFE Mandates - Pooled: $313M
Other: $76M [2]
Actively Managed: $1,416M
DB Plan Total: $1,416M
CAP Assets Managed
CAP Sponsor Clients: 2
DC Pension: $19M
Group RRSP: $5M
Total DC: $24M
Total Pension Assets Managed: $1,440M
1 - As at 30 June 2022 there were 59 investment professionals at Orbis: 37 equity analysts, 5 multi-asset analysts, 2 currency analysts, 7 quant analysts and 8 traders
2 - Our primary offering includes a narrow range of long-only equity strategies: Global, International, Japan, Emerging Markets, and US.
-------------------------------------------------------------------------------------------------------------------------
PGIM
Contact: Cameron Lochhead, Global Head of PGIM's Institutional Relationship Group
Address: 655 Broad St., Newark, 7102, Newark, NJ 07102
Phone: 973-367-1850
Fax:
Email:
Website: www.pgim.com
Ownership: Prudential Financial, Inc.
Investment Professionals: 1,180 [1]
Established: 1875
Minimum Investment - Pooled: PGIM FI: Varies by investment, PGIM RE: Varies by fund, Jennison: $5M
Minimum Investment - Separate: PGIM FI: Varies by investment, PGIM RE: Varies by fund, Jennison: $10M-$100M
Manager Style - Size Bias: Small, Mid, Large, All Cap
Manager Style - Style Bias: Value, Growth, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other: Sector & Security Selection
CAP Services: Investment Management
Investment Assets Under Management -
DB Pension: $1,942M
DC Pension: $412.5M
Foundation and Not-for-profit: $37.9M
Other: $2,973.8M
Total Investment Assets: $5,366.2M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 8
Balanced - Pooled: Available
Balanced - Segregated: Available
Canadian Equity Specialist - Pooled: Available
Canadian Equity Specialist - Segregated: Available
Canadian Fixed Income - Pooled: Available
Canadian Fixed Income - Segregated: Available
U.S. Equity Specialist - Pooled: Available
U.S. Equity Specialist - Segregated: Available
Global Equity Specialist - Pooled: Available
Global Equity Specialist - Segregated: $145.3M
Global Equity Specialist - Total: $145.3M
EAFE Mandates - Pooled: Available
EAFE Mandates - Segregated: Available
Cash: Available
Private Equity: Available
Non-Canadian Fixed Income: $1,655.5M
Real Estate: $141.3M
Infrastructure: Available
High Yield Bonds: Available
Hedge Funds: Available
Currency Overlay: Available
Other: Available
Actively Managed: $1,942M
Passively Managed: Available
DB Plan Total: $1,942M
CAP Assets Managed
CAP Sponsor Clients: 3
DC Pension: $412.5M
Group RRSP: Available
Group DPSP: Available
Other CAP Assets: Available
Total DC: $412.5M
Total Pension Assets Managed: $2,354.5M
1 - PMs: 322, Research Analysts: 858
-------------------------------------------------------------------------------------------------------------------------
PH&N Institutional (RBC Global Asset Management Inc.)
Contact: John Skeans, Head of Consultant Relations
Address: 200 Burrard St., 20th Floor, Vancouver, BC V6C 3N5
Phone: 604-408-6000
Fax: 604-685-5712
Email: [email protected]
Website: institutional.phn.com
Ownership: Royal Bank of Canada
Investment Professionals: 180 [1]
Established: 1964
Minimum Investment - Pooled: $75,000 Minimum fee
Minimum Investment - Separate: $150,000 Minimum fee
Manager Style - Size Bias: Small, Mid, Large, All Cap
Manager Style - Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: ESG, Low Volatility, Active Extension, Market Neutral, Alternatives
CAP Services: Investment solutions and reporting, as well as educational support
Investment Assets Under Management -
DB Pension: $57,711.7M
DC Pension: $8,643.8M
Foundation and Not-for-profit: $4,257.5M
Private Client: $59,152.5M
Retail-Mutual: $220,195.7M
Other: $45,265.3M
Total Investment Assets: $395,226.4M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 205
Balanced - Pooled: $7,131.8M
Balanced - Segregated: $223M
Balanced - Total: $7,354.8M
Canadian Equity Specialist - Pooled: $817.7M
Canadian Equity Specialist - Segregated: $1,990.7M
Canadian Equity Specialist - Total: $2,808.4M
Canadian Fixed Income - Pooled: $25,865.4M
Canadian Fixed Income - Segregated: $13,001.1M
Canadian Fixed Income - Total: $38,866.4M
U.S. Equity Specialist - Pooled: Available
U.S. Equity Specialist - Segregated: Available
Global Equity Specialist - Pooled: $342.2M
Global Equity Specialist - Segregated: $444.3M
Global Equity Specialist - Total: $786.5M
EAFE Mandates - Pooled: $521M
EAFE Mandates - Segregated: Available
EAFE Mandates - Total: $521M
Cash: $79.8M
Non-Canadian Fixed Income: $452.5M
Real Estate: $63.7M
Currency Overlay: $1,200.8M
Other: $5,577.8M [2]
Actively Managed: $57,711.7M
Passively Managed: Available
DB Plan Total: $57,711.7M
CAP Assets Managed
CAP Sponsor Clients: 39
DC Pension: $1,907.7M
Group RRSP: $6,388.9M
Group DPSP: Available
Other CAP Assets: $347.2M [3]
Total DC: $8,643.8M
Total Pension Assets Managed: $66,355.5M
1 - RBC GAM Inc.
2 - Interest Overlay
3 - Savings Plans & Target Benefit
-------------------------------------------------------------------------------------------------------------------------
Pictet Asset Management Ltd.
Contact: Francois Forget, Head of Distribution, Canada
Address: 1000 de la Gauchetiere W., Ste. 3100, Montreal, QC H3B 4W5
Phone: 514-518-8587
Fax:
Email: [email protected]
Website: www.am.pictet
Ownership: Pictet Asset Management Holding SA, Geneva. Pictet Asset Management Holding SA
Investment Professionals: 378 [1]
Established: 1980 (Parent - 1805)
Minimum Investment - Pooled: $1M
Minimum Investment - Separate: $50M
Manager Style - Size Bias: Small, Mid, Large, All Cap
Manager Style - Style Bias: Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit
CAP Services: Investment Manager, International Equity – EAFE
Investment Assets Under Management -
DB Pension: $1,249.3M
DC Pension: $108.6M
Other: $623.6M [2]
Total Investment Assets: $1,981.5M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 3
Balanced - Available
Global Equity Specialist - Pooled: Available
Global Equity Specialist - Segregated: Available
EAFE Mandates - Segregated: $807.4M
Private Equity: Available
Non-Canadian Fixed Income: Available
Real Estate: Available
High Yield Bonds: Available
Hedge Funds: Available
Other: $441.9M [3]
Actively Managed: $1,249.3M
DB Plan Total: $1,249.3M
CAP Assets Managed
CAP Sponsor Clients: 1
DC Pension: $108.6M
Total DC: $108.6M
Total Pension Assets Managed: $1,357.9M
1 - This includes 192 Portfolio Managers, 90 Research Analysts/Product Specialists/Strategists & 33 Traders
2 - Sub-advised assets
3 - Emerging Debt
-------------------------------------------------------------------------------------------------------------------------
Picton Mahoney Asset Management
Contact: Connor Haslip, Vice-president, Institutional Business
Address: 33 Yonge St. - Ste. 830, Toronto, ON M5E 1G4
Phone: 416-955-4108
Fax:
Email: [email protected]
Website: pictonmahoney.com
Ownership: Principals
Established: 2004
Manager Style - Size Bias: All Cap
Manager Style - Style Bias: Growth
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit -
Other: Alternative Investment Solutions; Equity Market Neutral (Canadian & Global), Equity Long/Short (Canadian, US SMID, Global), Credit Long/Short, Volatility Management, Diversified Fund of Funds, Merger Arbitrage
CAP Services: Investment Management Services Portfolio Construction Consultation Risk Management
Investment Assets Under Management -
DB Pension: $1,227.4M
Foundation & Not-for-profit: $57.9M
Private Client: $1,076.9M [1]
Retail-Mutual: $4,043.4M [2]
Other: $2,200.8M [3]
Total Investment Assets: $8,628.3M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 4
Balanced - Pooled: Available
Balanced - Segregated: Available
Canadian Equity Specialist - Pooled: $29.2M
Canadian Equity Specialist - Segregated: $784.8M
Canadian Equity Specialist - Total: $814M
Canadian Fixed Income - Pooled: Available
Canadian Fixed Income - Segregated: Available
U.S. Equity Specialist - Pooled: Available
U.S. Equity Specialist - Segregated: Available
Global Equity Specialist - Pooled: Available
Global Equity Specialist - Segregated: Available
EAFE Mandates - Pooled: Available
EAFE Mandates - Segregated: Available
Hedge Funds: $413.4M
Actively Managed: $1,227.9M
DB Plan Total: $1,227.9M
Total Pension Assets Managed: $1,227.9M
1 - OM-Based Hedge Funds
2 - Liquid Alternative Mutual Funds, Alternative Mutual Funds
3 - Sub-Advisory, Fund of Fund, Insurance and Corporate Clients
-------------------------------------------------------------------------------------------------------------------------
Pier 21 Asset Management Inc.
Contact: David M. Star, President & CEO
Address: 1751 Richardson St., Ste. 2.200, Montreal, QC H3K 1G6
Phone: 514-397-4027
Fax: 514-397-8700
Email: [email protected]
Website: www.pier21am.com
Ownership: Principals
Established: 2005
Minimum Investment - Pooled: $5M
Minimum Investment - Separate: $20M
Manager Style - Size Bias: Large Cap
Manager Style - Style Bias: Value, Growth, GARP, Core
Management Style: Active
CAP Services: Global Equity, International Equity (EAFE), Emerging Markets Equity, US Equity
Investment Assets Under Management -
DB Pension: $2,976.6M
Foundation & Not-for-profit: $390.8M
Other: $2,035.3M
Total Investment Assets: $5,402.7M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 16
Global Equity Specialist - Pooled: $493.2M
Global Equity Specialist - Segregated: $2,106.5M
Global Equity Specialist - Total: $2,599.7M
EAFE Mandates - Pooled: Available
EAFE Mandates - Segregated: Available
Other: $376.9M [1]
Actively Managed: $2,976.6M
DB Plan Total: $2,976.6M
Total Pension Assets Managed: $2,976.6M
1 – Emerging Markets
-------------------------------------------------------------------------------------------------------------------------
QV Investors Inc.
Contact: Rada Dyki, Communications Manager
Address: 1008, 222 - 3 Ave. SW, Calgary, AB T2P 0B4
Phone: 403-265-7007
Fax:
Email: [email protected]
Website: www.qvinvestors.com
Ownership: Employee-owned
Investment Professionals: 18
Established: 1996
Minimum Investment - Pooled: $500,000
Minimum Investment - Separate: $5 million for Large Cap or Balanced Strategies, $25 million for Small Cap, SMID & Global
Manager Style - Size Bias: Small, Mid, Large Cap
Manager Style - Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit, Yield Curve
CAP Services: Investment management services
Investment Assets Under Management -
DB Pension: $709.8M
DC Pension: $424.7M
Foundation & Not-for-profit: $22.4M
Private Client: $483.3M
Retail-Mutual: $2,489.7M [1]
Other: $463.5M [2]
Total Investment Assets: $4,593.4M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 8
Balanced - Pooled: $95.9M
Balanced - Segregated: Available
Balanced - Total: $95.9M
Canadian Equity Specialist - Pooled: $320M
Canadian Equity Specialist - Segregated: $293.9M
Canadian Equity Specialist - Total: $613.9M
Canadian Fixed Income - Pooled: Available
Canadian Fixed Income - Segregated: Available
U.S. Equity Specialist - Pooled: Available
U.S. Equity Specialist - Segregated: Available
Global Equity Specialist - Pooled: Available
Global Equity Specialist - Segregated: Available
EAFE Mandates - Pooled: Available
EAFE Mandates - Segregated: Available
Actively Managed: $709.8M
DB Plan Total: $709.8M
CAP Assets Managed
CAP Sponsor Clients: 3
DC Pension: $424.7M
Total DC: $424.7M
Total Pension Assets Managed: $1,134.5M
1 - Assets we manage on behalf of mutual funds
2 - Insurance & Pooled Corporate Clients
-------------------------------------------------------------------------------------------------------------------------
Romspen Investment Corporation
Contact: Denny Sempasa, Manager Investor Relations & Business Development
Address: 162 Cumberland St., Ste. 300, Toronto, ON M5R 3N5
Phone: 647-884-0346
Fax: 416-966-1161
Email: [email protected]
Website: www.romspen.com
Ownership: Principals - 79% TIG Advisors LLP 21%
Investment Professionals: 7
Established: 1966
Minimum Investment - Pooled: $150,000
Manager Style - Style Bias:
Management Style: Active
Other: Canadian and US mortgages
Investment Assets Under Management -
DB Pension: $294M
Foundation & Not-for-profit: $44M
Private Client: $2,147M
Total Investment Assets: $2,757M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 11
Other: $294M [1]
Actively Managed: $294M
DB Plan Total: $294M
Total Pension Assets Managed: $294M
1 - Commercial and Industrial Mortgages
-------------------------------------------------------------------------------------------------------------------------
Rosseau Asset Management Ltd.
Contact: Andrew Kitchen, Managing Director, Canada Institutional
Address: 100 King St. W., Ste. 4510, Toronto, ON M5X 1E4
Phone: 416-640-2482
Fax:
Email: [email protected]
Website: russellinvestments.com/ca
Ownership: Majority stake held by funds managed by TA Associates; Minority stake held by funds managed by Reverence Capital Partners; Employees, independent directors, and Hamilton Lane Advisors, LLC hold minority, non-controlling, ownership stakes
Established: 1936 firm, 1985 Canada
Manager Style - Size Bias: Small, All Cap
Manager Style - Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
CAP Services: Full suite of investment strategies in major asset classes.
Investment Assets Under Management -
DB Pension: $1,955M
DC Pension: $69M
Foundation & Not-for-profit: $438M
Retail-Mutual: $8,225M
Other: $195M
Total Investment Assets: $10,882M
Total Pension Assets Managed: $2,024M
-------------------------------------------------------------------------------------------------------------------------
Setanta Asset Management
Contact: Rocco Vessio, Director Business Development, Canada
Address: 190 Simcoe St., Toronto, ON M5T 2W5
Phone: 416-552-5061
Fax: 416-552-5061
Email: [email protected]
Website: www.setanta-asset.com
Ownership: Public
Investment Professionals: 12
Established: 1998
Minimum Investment - Pooled: $1M
Minimum Investment - Separate: $25M
Manager Style - Size Bias: All Cap
Manager Style - Style Bias: Value
Management Style: Active
CAP Services: Product range
Investment Assets Under Management -
DB Pension: $533M
DC Pension: $1,082M
Retail-Mutual: $958M
Other: $603M
Total Investment Assets: $3,176M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 42
Balanced – Segregated: Available
Canadian Equity Specialist - Pooled: Available
Canadian Equity Specialist - Segregated: Available
Canadian Fixed Income - Pooled: Available
Canadian Fixed Income - Segregated: Available
U.S. Equity Specialist - Pooled: Available
U.S. Equity Specialist - Segregated: Available
Global Equity Specialist - Pooled: $401M
Global Equity Specialist - Segregated: Available
Global Equity Specialist - Total: $401M
EAFE Mandates - Pooled: $8M
EAFE Mandates - Segregated: Available
EAFE Mandates - Total: $8M
Cash: $1M
Actively Managed: $410M
Passively Managed: Available
DB Plan Total: $410M
CAP Assets Managed
CAP Sponsor Clients: 309
DC Pension: $1,082M
Group RRSP: Available
Group DPSP: Available
Other CAP Assets: Available
Total DC: $1,082M
Total Pension Assets Managed: $1,615M
-------------------------------------------------------------------------------------------------------------------------
Sionna Investment Managers
Contact: Paul Spagnolo, President & Chief Operating Officer
Address: 161 Bay St., 27th Floor, Toronto, ON M5J 2S1
Phone: 416-203-8891
Fax: 416-203-8033
Email: [email protected]
Website: www.sionna.ca
Ownership: Principals - 99.2% Third-party - 0.8% (In fiscal year 2019, a small proportion of shares were made available to members of its independent advisory council)
Investment Professionals: 6
Established: 2002
Minimum Investment - Pooled: $5M
Minimum Investment - Separate: $10M
Manager Style - Size Bias: Large, All Cap
Manager Style - Style Bias: Value
Management Style: Active
CAP Services: Investment management
Investment Assets Under Management -
DB Pension: $312.9M
DC Pension: $66.6M
Foundation & Not-for-profit: $269.7M
Private Client: $25M
Retail-Mutual: $345.9M
Other: $709.7M
Total Investment Assets: $1,729.9M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 2
Canadian Equity Specialist - Pooled: Available
Canadian Equity Specialist - Segregated: $312.9M
Canadian Equity Specialist - Total: $312.9M
Actively Managed: $312.9M
DB Plan Total: $312.9M
CAP Assets Managed
CAP Sponsor Clients: 1
DC Pension: $66.6M
Total DC: $66.6M
Total Pension Assets Managed: $379.6M
-------------------------------------------------------------------------------------------------------------------------
SLC Management [1]
Contact: Heather Wolfe, Senior Managing Director, Head of Canadian Business Development
Address: 1 York St., Toronto, ON M5J 0B6
Phone: 416-408-7834
Fax:
Email: [email protected]
Website: www.slcmanagement.com
Ownership: Indirect wholly-owned subsidiary of Sun Life Financial Inc.
Investment Professionals: 140 [2]
Established: 2013
Minimum Investment - Pooled: Varies by pooled fund
Minimum Investment - Separate: Varies by mandate
Manager Style - Fixed Income Management Style: Active
Bond Management Style: Credit
Other: Credit Analysis
CAP Services: Investment management services through Sun Life Assurance Co. of Canada's group retirement services business unit
Investment Assets Under Management -
DB Pension: $7,338M
DC Pension: $665M
Retail-Mutual: $121M [3]
Other: $117,568M [4]
Total Investment Assets: $125,692M [5]
DB Plan Assets Under Management
DB Plan Sponsor Clients: 48
Canadian Fixed Income - Pooled: $625M
Canadian Fixed Income - Segregated: $3,115M
Canadian Fixed Income - Total: $3,741M
Other: $3,597M [6]
Actively Managed: $7,338M
DB Plan Total: $7,338M
CAP Assets Managed
CAP Sponsor Clients: 1 [7]
DC Pension: $665M [8]
Total DC: $665M
Total Pension Assets Managed: $8,002M
1 - Sun Life Capital Management (Canada) Inc. is a SLC Management company. Figures include assets of SLC Management's collective operations, including Sun Life Capital Management (Canada) Inc.
2 - The number of investment professionals above is as of June 30, 2021
3 - Sub-advisory mandate
4 - Includes assets managed for our parent company's general account, as well as sub-advisory for insurance company segregated funds
5 - Information as of June 30, 2022. Sun Life Capital Management (Canada) Inc. is a SLC Management company. Figures include assets of SLC Management's collective operations, including Sun Life Capital Management (Canada) Inc.
6 - The figure in the 'Other' category includes private debt and Canadian commercial mortgage assets
7 - We offer investment management services to defined contribution pension plans through Sun Life's Group Retirement Services Business Unit
8 - SLC Management (Canada) pooled products are underlying investments in the Sun Life Granite Target Date series of Funds offered under Sun Life Group Retirement Services platform. Breakdown of underlying clients using the Sun Life Granite Target Date Funds is not available.
-------------------------------------------------------------------------------------------------------------------------
Sprucegrove Investment Management Ltd.
Contact: Tasleem Jamal, Executive Vice-president, Head of Marketing & Client Services
Address: 181 University Ave., Ste. 1300, Toronto, ON M5H 3M7
Phone: 416-363-5854
Fax: 416-363-6803
Email: [email protected]
Website: www.sprucegrove.com
Ownership: Principals
Investment Professionals: 19
Established: 1993
Minimum Investment - Pooled: $5M
Minimum Investment - Separate: $50M
Manager Style - Size Bias: All Cap
Manager Style - Style Bias: Value
Management Style: Active
CAP Services: Investment Management Advice
Investment Assets Under Management -
DB Pension: $1,586.7M
DC Pension: $1,080.4M
Foundation & Not-for-profit: $142.8M
Private Client: $17.8M
Other: $1,284.4M
Total Investment Assets: $4,112.1M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 12
Global Equity Specialist - Pooled: $292.5M
Global Equity Specialist - Segregated: $137.4M
Global Equity Specialist - Total: $429.9M
EAFE Mandates - Pooled: $744.1M
EAFE Mandates - Segregated: $412.7M
EAFE Mandates - Total: $1,156.8M
Actively Managed: $1,586.8M
DB Plan Total: $1,586.8M
CAP Assets Managed
CAP Sponsor Clients: 4
DC Pension: $1,080.4M
Total DC: $1,080.4M
Total Pension Assets Managed: $2,667.1M
-------------------------------------------------------------------------------------------------------------------------
Sun Life Global Investments
Contact: Anne Meloche, Head of Institutional Business
Address: 1 York St., Toronto, ON M5J 0B6
Phone: 514-347-6137
Fax:
Email: [email protected]
Website: www.slgiinstitutional.com
Ownership: Sun Life Financial
Investment Professionals: 28
Established: 2010
Manager Style - Size Bias: Small, Mid, Large, All Cap
Manager Style - Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
CAP Services: Full Suite of Funds, Communications, Education, Governance Reporting
Investment Assets Under Management -
DB Pension: $253.3M
DC Pension: $17,709.6M
Retail-Mutual: $10,572.5M
Other: $4,735.3M
Total Investment Assets: $33,270.7M
CAP Assets Managed
CAP Sponsor Clients: 6,117
DC Pension: $6,222.9M
Group RRSP: $9,137.3M
Group DPSP: $997.8M
Other CAP Assets: $1,351.6M
Total DC: $17,709.6M
Total Pension Assets Managed: $17,962.9M
-------------------------------------------------------------------------------------------------------------------------
T. Rowe Price
Contact: Craig Siddall, CFA, Vice-president
Address: 77 King St. W., Ste. 4240, Toronto, ON M5K 1G8
Phone: 416-360-7135
Fax:
Email: [email protected]
Website: www.troweprice.com
Ownership: Independent, publicly traded company with significant employee ownership, approximately 9% of firm's equity
Investment Professionals: 821
Established: 1937
Minimum Investment - Pooled: Varies by strategy & product
Minimum Investment - Separate: Varies by strategy and product
Manager Style - Size Bias: Small, Mid, Large, All Cap
Manager Style - Style Bias: Value, Growth, Core
Management Style: Active
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Passive Fixed Income
CAP Services: Investment Management only for Canadian clients
Investment Assets Under Management -
DB Pension: $2,980.2M
DC Pension: $633.8M
Other: $17,632.9M
Total Investment Assets: $21,246.9M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 15
U.S. Equity Specialist - Pooled: $427.2M
U.S. Equity Specialist - Segregated: $977.9M
U.S. Equity Specialist - Total: $1,405.1M
Global Equity Specialist - Pooled: $947.3M
Global Equity Specialist - Segregated: $608.9M
Global Equity Specialist - Total: $1,556.2M
EAFE Mandates - Pooled: Available
EAFE Mandates - Segregated: $446.2M
EAFE Mandates - Total: $446.2M
Non-Canadian Fixed Income: $186.5M
Other: $349.5M [1]
Actively Managed: $3,757M
DB Plan Total: $3,757M
CAP Assets Managed
CAP Sponsor Clients: 4
DC Pension: $633.8M
Group RRSP: Available
Group DPSP: Available
Other CAP Assets: Available
Total DC: $633.8M
Total Pension Assets Managed: $3,757M
1 - Emerging Markets Equity
-------------------------------------------------------------------------------------------------------------------------
TD Asset Management Inc. [1]
Contact: Mark Cestnik, Managing Director
Address: 161 Bay St., 34th Floor, Toronto, ON M5J 2T2
Phone: 416-983-7088
Fax:
Email: [email protected]
Website: www.tdaminstitutional.com
Ownership: Wholly-owned subsidiary of the Toronto-Dominion Bank
Investment Professionals: 288
Established: 1987
Minimum Investment - Pooled: $17M
Minimum Investment - Separate: $50M active $200M passive
Manager Style - Size Bias: Small, Mid, Large, All Cap
Manager Style - Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Minimum Variance (Low Volatility), Bond Overlay, Currency Overlay
CAP Services: Investment Management
Investment Assets Under Management -
DB Pension: $116,114.1M
DC Pension: $15,692.9M
Pension Assets Managed For Other Managers: $521.7M
Foundation & Not-for-profit: $6,869.4M
Private Client: $47,356.5M
Retail-Mutual: $145,624.3M
Other: $37,123.4M
Total Investment Assets: $369,302.2M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 302
Balanced - Pooled: $94.4M
Balanced - Segregated: $108.9M
Balanced - Total: $203.3M
Canadian Equity Specialist - Pooled: $2,877.8M
Canadian Equity Specialist - Segregated: $929.9M
Canadian Equity Specialist - Total: $3,807.8M
Canadian Fixed Income - Pooled: $19,158.6M
Canadian Fixed Income - Segregated: $10,618.6M
Canadian Fixed Income - Total: $29,777.2M
U.S. Equity Specialist - Pooled: $3,104.8M
U.S. Equity Specialist - Segregated: $262.3M
U.S. Equity Specialist - Total: $3,367.1M
Global Equity Specialist - Pooled: $5,620.3M
Global Equity Specialist - Segregated: $1,691.8M
Global Equity Specialist - Total: $7,312.1M
EAFE Mandates - Pooled: $1,242.3M
EAFE Mandates - Segregated: $17.6M
EAFE Mandates - Total: $1,259.9M
Cash: $2,317.4M
Non-Canadian Fixed Income: $202.1M
Real Estate: $17,015.6M
Infrastructure: $591.8M
High Yield Bonds: Available
Currency Overlay: $4,211.3M
Other: $46,048.5M2
Actively Managed: $41,466.3M
Passively Managed: $74,647.8M
DB Plan Total: $116,114.1M
CAP Assets Managed
CAP Sponsor Clients: 46
DC Pension: $16,214.6M
Total DC: $16,214.6M
Total Pension Assets Managed: $132,328.7M
1 - A wholly-owned subsidiary of the Toronto-Dominion Bank
2 - Asset Overlay, Bond Overlay, Alt Mortgages, Other Alt, Private Debt, Real Return, Immunization
-------------------------------------------------------------------------------------------------------------------------
Trans-Canada Capital
Contact: Jean-François Milette, Global Head, Client Solutions
Address: 1800, McGill College Ave., Ste. 2000, Montreal, QC H3A 3J6
Phone: 514-397-7370
Fax:
Email: [email protected]
Website: transcanadacapital.com/
Ownership: Air Canada
Investment Professionals: 43
Established: 2019
Minimum Investment - Pooled: $5M
Manager Style - Size Bias: All Cap
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other: Relative Value approach in fixed income to expand the opportunity set (Security Selection, SWAPs, Foreign Credit, Options, others)
Investment Assets Under Management -
DB Pension: $28,255M
Pension Assets Managed For Other Managers: $117M
Foundation & Not-for-profit: $36M
Private Client: $8M
Retail-Mutual: $28M
Total Investment Assets: $28,445M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 1
Canadian Equity Specialist - Segregated: $642M
Canadian Fixed Income - Pooled: $4,075M
Canadian Fixed Income - Segregated: $11,589M
Canadian Fixed Income - Total: $15,665M
Global Equity Specialist - Segregated: $1,313M
Hedge Funds: $3,617M
Other: $7,018M
Actively Managed: $28,255M
DB Plan Total: $28,255M
Total Pension Assets Managed: $28,373M
-------------------------------------------------------------------------------------------------------------------------
Triasima Portfolio Management
Contact: Nathalie Nowlan, Partner, Client Relationships
Address: 900 de Maisonneuve Blvd. W., Ste. 2520, Montréal, QC H3A 0A8
Phone: 514-906-0667
Fax:
Email: [email protected]
Website: www.triasima.com
Ownership: Principals
Investment Professionals: 10
Established: 2000
Minimum Investment - Pooled: C$C1M
Minimum Investment - Separate: C$5M
Manager Style - Size Bias: Small, Large, All Cap
Manager Style - Style Bias: Value, Growth
Management Style: Active
CAP Services: Portfolio management services
Investment Assets Under Management -
DB Pension: $330M
DC Pension: $6M
Pension Assets Managed For Other Managers: $488M
Foundation & Not-for-profit: $75M
Private Client: $233M
Other: $2,398M
Total Investment Assets: $4,534M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 6
Balanced – Pooled & Segregated: Available
Canadian Equity Specialist - Pooled: $56M
Canadian Equity Specialist - Segregated: $274M
Canadian Equity Specialist - Total: $330M
Global Equity Specialist - Pooled & Segregated: Available
EAFE Mandates - Pooled & Segregated: Available
Actively Managed: $330M
Passively Managed: Available
DB Plan Total: $330M
CAP Assets Managed
CAP Sponsor Clients: 1
DC Pension: $6M
Group RRSP: Available
Group DPSP: Available
Other CAP Assets: Available
Total DC: $6M
Total Pension Assets Managed: $330M
-------------------------------------------------------------------------------------------------------------------------
Wellington Management Canada ULC
Contact: Alan J. Matijas, Director, Canada
Address: Exchange Tower 130 King St. W., 18th Floor, Toronto, ON M5X 1E3
Phone: 866-346-3384
Fax:
Email: [email protected]
Website: www.wellington.com
Ownership: Principals
Investment Professionals: 976
Established: 1933
Minimum Investment - Pooled: $5M
Minimum Investment - Separate: Varies by approach
Manager Style - Size Bias: Small, Mid, Large, All Cap
Manager Style - Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other: Broad range of equity, fixed income, currency, specialty, alternative, asset allocation & multi-strategy investment approaches
CAP Services: Investment Management
Investment Assets Under Management -
DB Pension: $15,414M
DC Pension: $1,299M
Foundation & Not-for-profit: $436M
Private Client: $77M
Retail-Mutual: Available
Other: $13,921M
Total Investment Assets: $31,147M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 51
U.S. Equity Specialist - Pooled: Available
U.S. Equity Specialist - Segregated: $875M
U.S. Equity Specialist - Total: $875M
Global Equity Specialist - Pooled: $1,090M
Global Equity Specialist - Segregated: $5,376M
Global Equity Specialist - Total: $6,466M
EAFE Mandates - Pooled: $134M
EAFE Mandates - Segregated: Available
EAFE Mandates - Total: $134M
Private Equity: $78M
Non-Canadian Fixed Income: $3,860M
High Yield Bonds: Available
Hedge Funds: $3,004M
Other: $996M1
Actively Managed: $15,414M
Passively Managed: Available
DB Plan Total: $15,414M
CAP Assets Managed
CAP Sponsor Clients: 7
DC Pension: $1,299M
Group RRSP: Available
Group DPSP: Available
Other CAP Assets: Available
Total DC: $1,299M
Total Pension Assets Managed: $16,712M
1 - Represents Emerging Markets Equities.
-------------------------------------------------------------------------------------------------------------------------
Unigestion
Contact: Francis Chartier, Director, Head of Canada
Address: 1000 Rue de la Gauchetière Ouest, Ste. 2400, Montréal, QC H3B 4W5
Phone: 514-448-7497
Fax:
Email: [email protected]
Website: www.unigestion.com
Ownership: Principals - 72% Institutional Investors - 28%
Investment Professionals: 74
Established: 1971
Minimum Investment - Pooled: $1M
Minimum Investment - Separate: $75M
Manager Style - Size Bias: All Cap
Manager Style - Style Bias: Core
Management Style: Active
Other: Risk Managed Equities, Private Equity, Multi-Asset
CAP Services: Unigestion Global Equities (Developed) & Unigestion All Country World Equities (Canadian domiciled pooled funds) as well as capabilities investing in Emerging Market, European, US, Japanese & Asian equities. Direct, Primary, Emerging Managers and Secondary Private Equity, Unigestion Global Core Private Equity Fund tailored for Canadian investors
Investment Assets Under Management -
DB Pension: $2,042M [1]
Foundation & Not-for-profit: $158M
Private Client: $1M
Other: $269M
Total Investment Assets: $2,469M [2]
DB Plan Assets Under Management
DB Plan Sponsor Clients: 15 [1]
Balanced - Pooled & Segregated: Available
U.S. Equity Specialist - Pooled & Segregated: Available
Global Equity Specialist - Pooled: $2,024M
Global Equity Specialist - Segregated: $319M
Global Equity Specialist - Total: $2,343M
EAFE Mandates - Pooled & Segregated: Available
Private Equity: $127M
Actively Managed: $2,469M [1]
DB Plan Total: $2,469M1
CAP Assets Managed
DC Pension: Available [1]
Total Pension Assets Managed: $2,469M [3]
1 - We do not maintain records of whether pension clients are DB or DC, so have included all in one of the categories provided
2 - Total AUM of Canadian Clients includes mandates managed by a number of entities within the Unigestion Group of Companies, including Unigestion Asset Management (Canada) Inc.
3 - We do not maintain records of whether pension clients are DB or DC, so have included all in one of the categories provided
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William Blair
Contact: Jason R. Stefanelli, Director, Head of Canada
Address: 125 High St., Ste. 1901, Boston, MA 02110
Phone: 617-784-5662
Fax:
Email: [email protected]
Website: www.williamblair.com
Ownership: Principals – 54
Investment Professionals: 102
Established: 1935
Minimum Investment - Pooled: $C5M
Minimum Investment - Separate: $C20M
Manager Style - Size Bias: Small, Mid, Large, All Cap
Manager Style - Style Bias: Growth
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other: Emerging markets equity, U.S. equity, global equity, international equity and emerging markets debt
CAP Services: Investment Strategies in Emerging Markets, Global, International Equity, Emerging Markets Debt
Investment Assets Under Management -
DB Pension: $1,465M
DC Pension: $158M
Foundation & Not-for-profit: $319M
Other: $958M
Total Investment Assets: $2,900M
DB Plan Assets Under Management
DB Plan Sponsor Clients: 6
Balanced - Segregated: Available
U.S. Equity Specialist - Pooled: Available
U.S. Equity Specialist - Segregated: $124M
U.S. Equity Specialist - Total: $124M
Global Equity Specialist - Pooled: $157.4M
Global Equity Specialist - Segregated: $122.3M
Global Equity Specialist - Total: $279.7M
EAFE Mandates - Pooled: $407M
EAFE Mandates - Segregated: $413.3M
EAFE Mandates - Total: $820.3M
Other: $241M [1]
Actively Managed: $1,465M
DB Plan Total: $1,465M
CAP Assets Managed
CAP Sponsor Clients: 3
DC Pension: $158M
Total DC: $158M
Total Pension Assets Managed: $1,623M
1 - Emerging Markets
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