ADDENDA CAPITAL INC.
Contact: Janick Boudreau, CFA
Executive Vice-President, Business Development and Client Partnerships
Address: 800 René-Lévesque Blvd. W., Suite 2800, Montréal, QC, H3B 1X9
PH: 514-908-1989
Fax: 514-287-7200
Email: [email protected]
Website: https://www.addendacapital.com/
Ownership structure: Principals, 4.3%; third party, 95.7% (Co-operators Financial Services Limited is the principal shareholder and owns 95.7%; Addenda employees own 4.3%)
Investment professionals: 72
Established: 1985
Minimum investment: Pooled, $5M; separate, $20M
Manager style: Size bias – large cap; style bias – core
Management style: Active; fixed income; bond – duration; equities – core, concentrated, climate transition growth; bond management – impact, credit, core, active duration
Services to DC pension plan clients: Investment management
Investment AUM for Canadian clients: DB pension, $4,751.5M; DC pension, $2,047.2M; foundation & not-for-profit, $1,569.0M; private client, $3,902.3M; total, $39,000.6M; others, $26,730.6M (insurance, other institutional, third-party mutual funds)
Canadian plan sponsors (DB): 28
Balanced account assets: Segregated, $1.5M; total, $1.5M
Canadian fixed income specialist assets: Pooled, $254.9M; segregated, $1,664.7M; total, $1,919.6M
Other asset classes: Commercial mortgages, LDI, $2,830.4M
Pension fund AUM for Canadian DB plans: Active, $4,741.9M; passive, $9.6M; total, $4,751.5M
Canadian plan sponsors (DC): 23
DC pension plan AUM for Canadian plan sponsors: DC pension, $1,197.9M; other, $849.4M; total, $2,047.3M
Total pension assets (DB & DC) managed for Canadian clients: $6,798.7M
ALPHAFIXE CAPITAL INC.
Contact: Stéphane Corriveau
President, Managing Director
Address: 1800 Ave. McGill College, Suite 2420, Montréal, QC, H3A 3J6
PH: 514-861-3493
Fax: 514-861-4838
Email: [email protected]
Website: alphafixe.com/
Ownership structure: Principals, 100%
Investment professionals: 13
Established: 2008
Minimum investment: Separate, $50M
Management style: Active; fixed income; bond management – duration, credit, yield curve
Services to DC pension plan clients: AlphaFixe Capital is an independent Canadian-based investment management firm specializing in fixed income for institutional clients. We offer our fixed income investment management services to a wide range of institutional clients, including DC pension plans. All the company’s resources are allocated to improving tools and knowledge in order to continue innovating, outperforming, and better serving our client-partners invested in fixed income, including DC pension plans.
Investment AUM for Canadian clients: $20,123M
Total pension assets (DB & DC) managed for Canadian clients: $7,579M
AlphaFixe currently serves 55 pension plan clients in total. We are unable to separately break down AUM or client count between DB and DC plans.
AMUNDI CANADA INC.
Contact: Tanya Bishop
Senior Director, Sales & Client Relationships
Address: 2000 avenue McGill College, Montréal, QC, H3A 3H3
PH: 514-244-0197
Email: [email protected]
Website: https://www.amundi.ca/professional
Ownership structure: Principals, 68.35%; publicly held, 26.98%; third party, 4.68% (employees and treasury shares)
Investment professionals: 5,400+
Established: 2010
Minimum investment: Pooled, $5M; separate, $100M
Manager style: Size bias – all cap
Other management styles: Style bias – all; fixed income – all; bond – all
Services to DC pension plan clients: Order reception and transmission; portfolio management; investment advice
Investment AUM for Canadian clients: DB pension, $7,967M; DC pension, $414M; pension assets managed for other managers, $8M; foundation & not-for-profit, $137M; private client, $3M; retail mutual funds (direct), $6,707M; total, $15,884M; others, $647M
Canadian plan sponsors (DB): 14
Balanced account assets: Pooled, $899M; segregated, $6,869M; total, $7,768M
Canadian equity specialist assets: Pooled, $301M; total, $301M
Global equity specialist assets for global mandates: Segregated, $1,666M; total, $1,666M
Other asset classes: Real estate, $165M; currency overlay, $5,107M; EM equity, $485M
Pension fund AUM for Canadian DB plans: Active, $6,082M; passive, $1,686M; total, $7,668M
Canadian plan sponsors (DC): 3
DC pension plan AUM for Canadian plan sponsors: DC pension, $54M; other, $360M; total, $414M
Total pension assets (DB & DC) managed for Canadian clients: $8,381M
BAILLIE GIFFORD
Address: 3 Haymarket Square, Edinburgh, Scotland, EH3 8RY
PH: 0131-275-2000
Ownership structure: Principals, 100%
Investment professionals: 329
Established: 1908
Minimum investment: Pooled, $10M; separate, please enquire
Manager style: Size bias – all cap; style bias – growth
Management style: Active; fixed income
Services to DC pension plan clients: Active, long-term growth, public equities
Investment AUM for Canadian clients: DB pension, $4,415.55M; DC pension, $127.58M; foundation & not-for-profit, $438.45M; private client, $301.28M; total, $10,346.66M; others, $5,063.80M (sub-advised, platforms, savings, insurance, hybrid pension, and public fund)
Canadian plan sponsors (DB): 23
Balanced account assets: Pooled, $7,341.83M; segregated, $130.92M; total, $7,472.74M
US equity specialist assets: Pooled, $5,925.65M; segregated, $13,888.80M; total, $19,814.45M
Global equity specialist assets for global mandates: Pooled, $76,170.42M; segregated, $10,4781.22M; total, $180,951.64M
Global equity specialist assets for EAFE mandates: segregated, $45.37M; total, $45.37M
Other asset classes: Private equity, $5,099.50M; non-Canadian fixed income, $2,588.78M; high-yield bonds, $430.65M; other, $155,272.76M
Pension fund AUM for Canadian DB plans: Active, $4,415.55M; total, $4,415.55M
Canadian plan sponsors (DC): 1
DC pension plan AUM for Canadian plan sponsors: DC pension, $127.58M; total, $127.58M
Total pension assets (DB & DC) managed for Canadian clients: $4,665.04M
BEUTEL, GOODMAN & COMPANY LTD.
Contact: Kimberley Woolverton
Managing Director, Head of Institutional
Address: 2000-20 Eglinton Avenue West, Toronto, ON, M4R 1K8
PH: 416-545-5367 ext. 367
Fax: 416-485-8516
Email: [email protected]
Website: https://www.beutelgoodman.com/
Ownership structure: Principals, 51%; third party, 49% (Affiliated Managers Group, Inc. indirectly holds a minority non-controlling interest)
Investment professionals: 26
Established: 1967
Minimum investment: Pooled, $10M; separate, $25M
Manager style: Size bias – large cap; style bias – value
Management style: Active; fixed income; bond – yield curve
Other management styles: Fixed income process incorporates duration, yield curve positioning, credit sector allocation, and security selection
Services to DC pension plan clients: Investment management
Investment AUM for Canadian clients: DB pension, $7,294M; DC pension, $12,686M; pension assets managed for other managers, $2,576M (sub-advised); foundation & not-for-profit, $1,618M; private client, $4,523M; retail mutual funds (direct), $2,198M; total, $42,519M; others, $11,624M (SMA, corporate, insurance general fund)
Canadian plan sponsors (DB): 35
Balanced account assets: Pooled, $855M; segregated, $310M; total, $1,164M
Canadian equity specialist assets: Pooled, $575M; segregated, $1,472M; total, $2,047M
Canadian fixed income specialist assets: Pooled, $1,815M; segregated, $1,167M; total, $2,982M
US equity specialist assets: Pooled, $258M; segregated, $548M; total, $806M
Global equity specialist assets for global mandates: Pooled, $1,226M; total, $1,226M
Global equity specialist assets for EAFE mandates: Pooled, $37M; segregated, $40M; total, $77M
Other asset classes: Cash & short-term securities, $158M
Pension fund AUM for Canadian DB plans: Active, $7,294M; total, $7,294M
Canadian plan sponsors (DC): 11
DC pension plan AUM for Canadian plan sponsors: DC pension, $12,686M; total, $12,686M
Total pension assets (DB & DC) managed for Canadian clients: $19,980M
BEYOND THE BOOKS FINANCIAL
Contact: Maggie Du
Address: Toronto, ON, M5B 0C4
PH: 647-718-3308
Email: [email protected]
Website: https://optimize.ca/bbfg
Ownership structure: Principals, 100%
Investment professionals: 2
Established: 2016
Minimum investment: Pooled, $300,000M; separate, $1,000,000M
Manager style: Size bias – large cap; style bias – growth
Management style: Active; fixed income
Services to DC pension plan clients: Insurance, investment, family office
Other asset classes: Cash, $10,000,000M; Real estate, $50,000,000M
BGO
Contact: Yvonne Davidson
Managing Director, CRIR
Address: One York St., Toronto, ON, M5J 0B6
PH: 416-681-3400
Email: [email protected]
Website: https://bgo.com/
Ownership structure: Principals, 22%; publicly held, 78% (BGO is a part of SLC Management (SLC), the alternative asset management business of Sun Life Financial Inc. (Sun Life). Sun Life controls SLC Management, with senior leaders of SLC Management owning up to 25% of the economic interest in SLC Management. Sun Life is headquartered in Canada. No individual owns more than 10% of SLC Management.)
Investment professionals: 78 (Canada); 277 (globally)
Established: 1911
Minimum investment: Pooled, $1M
Manager style: Size bias – all cap; style bias – core
Management style: Active
Services to DC pension plan clients: Real estate investment management, portfolio construction and management, investment underwriting and execution, active asset management, risk and performance monitoring, fund accounting, financial reporting, client communications, and investor reporting
Investment AUM for Canadian clients: DB pension, $7,393M; DC pension, $195M; foundation & not-for-profit, $926M; total, $29,454M; others, $20,940M (corporations and governments, $20,386M; other institutional clients, $554M)
Canadian plan sponsors (DB): 73
Other asset classes: Real estate, $7,393M
Pension fund AUM for Canadian DB plans: Active, $7,393M; total, $7,393M
Canadian plan sponsors (DC): 2
DC pension plan AUM for Canadian plan sponsors: DC pension, $195M; total, $195M
Total pension assets (DB & DC) managed for Canadian clients: $7,588M
BURGUNDY ASSET MANAGEMENT LTD.
Contact: Mike Sandrasagra
Vice President, Global Head of Consultant Relations
Address: 181 Bay St., Suite 4510, Toronto, ON, M5J 2T3
PH: 416-869-3222
Fax: 416-869-1700
Email: [email protected]
Website: https://burgundyasset.com
Ownership structure: Third party, 100% (Bank of Montreal)
Investment professionals: 26
Established: 1990
Minimum investment: Pooled, $5M; separate, $10M
Manager style: Size bias – all cap; style bias – value
Management style: Active; fixed income; bond – credit
Services to DC pension plan clients: Investment management services
Investment AUM for Canadian clients: DB pension, $3,879M; DC pension, $131M; foundation & not-for-profit, $2,315M; private client, $13,200M; total, $23,914M; others (corporations, sub-advisory, union/multi-employer, healthcare, insurance)
Canadian plan sponsors (DB): 48
Balanced account assets: Pooled, $743M; segregated, $526M; total, $1,269M
Canadian equity specialist assets: Pooled, $146M; total, $146M
Canadian fixed income specialist assets: Pooled, $5M; total, $5M
US equity specialist assets: Pooled, $4M; segregated, $1,596M; total, $1,600M
Global equity specialist assets for global mandates: Pooled, $416M; segregated, $312M; total, $728M
Global equity specialist assets for EAFE mandates: Pooled, $98M; total, $98M
Other asset classes: $33M
Pension fund AUM for Canadian DB plans: Active, $3,879M; total, $3,879M
Canadian plan sponsors (DC): 7
DC pension plan AUM for Canadian plan sponsors: DC pension, $131M; total, $131M
Total pension assets (DB & DC) managed for Canadian clients: $4,011M
CANSO INVESTMENT COUNSEL LTD.
Contact: Jason Davis
Portfolio Manager, Vice President, Client Service & Marketing
Address: 500-100 York Boulevard, Richmond Hill, ON, L4B 1J8
PH: 905-881-8853
Fax: 905-881-1466
Email: [email protected]
Website: https://cansofunds.com
Ownership structure: Principals, 100%
Investment professionals: 34
Established: 1997
Minimum investment: Pooled, $10M; separate, $250M
Management style: Credit analysis; bottom-up fundamental security selection
Services to DC pension plan clients: Portfolio management services
Investment AUM for Canadian clients: DB pension, $11,227.24M; DC pension, $60.02M; foundation & not-for-profit, $1,113.55M; private client, $519.06M; total, $66,286.41M; others, $53,366.54M
Canadian plan sponsors (DB): 22 segregated mandates
Canadian fixed income specialist assets: Pooled, $3,199.17M; segregated, $8,088.09M; total, $11,287.26M
Canadian plan sponsors (DC): 1 segregated mandate
DC pension plan AUM for Canadian plan sponsors: DC pension, $60.02M; total, $60.02M
Total pension assets (DB & DC) managed for Canadian clients: $11,287.26M
CAPITAL GROUP CANADA
Contact: Mike Tuira
Vice-President, Institutional
Address: Brookfield Place, 181 Bay St., Suite 3100, Toronto, ON, M5J 2T3
PH: 416-815-2128
Email: [email protected]
Website: www.capitalgroup.com/institutions/ca/en
Ownership structure: Principals, 100%
Investment professionals: 490
Established: 1931
Minimum investment: Pooled, $15M; separate, $120M (subject to account details)
Manager style: Size bias – all cap; style bias – core
Management style: Active; fixed income; bond – credit
Services to DC pension plan clients: Provide recordkeeper daily pricing feed, recordkeeper/DC plan sponsor fund data, and commentary for fund data pages
Investment AUM for Canadian clients: DB pension, $140M; DC pension, $1,033M; foundation & not-for-profit, $234M; retail mutual funds (direct), $20,684M; total, $29,876M; others, $6,867M (sub-advisory & SMAs) and $918M (ETFs)
Canadian plan sponsors (DB): 2
Global equity specialist assets for global mandates: Pooled, $140M
Pension fund AUM for Canadian DB plans: Active, $140M; total, $140M
Canadian plan sponsors (DC): 7
DC pension plan AUM for Canadian plan sponsors: DC pension, $1,033M; total, $1,033M
Total pension assets (DB & DC) managed for Canadian clients: $1,173M
CIBC GLOBAL ASSET MANAGEMENT
Contact: Julia Moynihan
Managing Director and Head, Institutional Distribution and Connectivity
Address: 141 Bay Street, 18th Floor, Toronto, ON, M5J 0G3
PH: +14167495404
Email: [email protected]
Website: https://www.cibc.com/en/gam-institutional.html
Ownership structure: Third party, 100% (member of the CIBC Group)
Investment professionals: 115
Established: 1972
Minimum investment: Pooled, $10M; separate, $25M
Manager style: Size bias – small, mid, large and all cap; style bias – value, growth
Services to DC pension plan clients: Investment management
Investment AUM for Canadian clients: DB pension, $46,970.87M; DC pension, $585.01M; foundation & not-for-profit, $745.83M; private client, $4,350.50M; retail mutual funds (direct), $183,343.91M; others, $76,554.93M
Canadian plan sponsors (DB): 43
Balanced account assets: Pooled, $19.42M; segregated, $83.84M; total, $103.26M
Canadian equity specialist assets: Pooled, $7.55M; segregated, $0.015M; total, $7.565M
Canadian fixed income specialist assets: Pooled, $2,936.88M; segregated, $14,889.70M; total, $17,826.57M
US equity specialist assets: Pooled, $203.98M; segregated, $8,387.38M; total, $8,591.36M
Global equity specialist assets for global mandates: Pooled, $60.43M; total, $60.43M
Global equity specialist assets for EAFE mandates: Pooled, $9.82M; total, $9.82M
Other asset classes: Currency overlay, $19,093.09M; other, $1,278.77M
Pension fund AUM for Canadian DB plans: Active, $8,556.83M; passive, $38,414.04M; total, $46,970.87M
Canadian plan sponsors (DC): 3
DC pension plan AUM for Canadian plan sponsors: DC pension, $585.01M
Total pension assets (DB & DC) managed for Canadian clients: $47,555.88M
CONNOR, CLARK & LUNN FINANCIAL GROUP LTD.
Contact: Jean-Philippe Lemay
Managing Director, Head of Institutional Sales, Global
Address: 1800 McGill College Avenue, Suite 1300, Montreal, QC, H3A 3J6
PH: 514-287-0110
Fax: 514-287-9176
Email: [email protected]
Website: https://www.cclgroup.com
Ownership structure: Principals, 100%
Investment professionals: 319
Established: 1982
Minimum investment: Pooled, $1M; separate, $5M
Manager style: Size bias – all cap; style bias – core
Management style: Active; fixed income; bond – duration
Other management styles: Growth and value styles; bond management incorporates duration, credit, and yield curve
Services to DC pension plan clients: CAP services, investment management, and client service
Investment AUM for Canadian clients: DB pension, $35,201.90M; DC pension, $18,746.30M; foundation & not-for-profit, $6,003.90M; private client, $21,952.90M; retail mutual funds (direct), $1,780.40M; total, $147,827.60M; others, $64,142.20M
Canadian plan sponsors (DB): 274
Balanced account assets: Pooled, $3,189.40M; segregated, $21.20M; total, $3,210.60M
Canadian equity specialist assets: Pooled, $2,605.90M; segregated, $4,118.20M; total, $6,724.10M
Canadian fixed income specialist assets: Pooled, $1,258.90M; segregated, $3,033.90M; total, $4,292.80M
US equity specialist assets: Available upon request
Global equity specialist assets for global mandates: Pooled, $5,286.50M; segregated, $703.40M; total, $5,989.90M
Global equity specialist assets for EAFE mandates: Pooled, $397.20M; segregated, $1,028.30M; total, $1,425.50M
Other asset classes: Real estate, $3,805.40M; infrastructure, $792.00M; high-yield bonds, $16.60M; hedge funds, $7,552.50M; other, $1,392.40M
Pension fund AUM for Canadian DB plans: Active, $35,201.90M; total, $35,201.90M
Canadian plan sponsors (DC): 25
DC pension plan AUM for Canadian plan sponsors: DC pension, $18,581.10M; group RRSP, $165.20M; total, $18,746.30M
Total pension assets (DB & DC) managed for Canadian clients: $53,948.20M
DESJARDINS GLOBAL ASSET MANAGEMENT
Contact: Natalie Bisaillon
Managing Director and Chief of Institutional Client Relations
Address: 1, Complexe Desjardins, 20th Floor, South Tower, Montreal, QC, H5B 1B2
PH: 514-214-5742
Fax: 514-281-7253
Email: [email protected]
Website: https://www.desjardins.com/dgam
Ownership structure: Third party, 100% (direct subsidiary of Desjardins Financial Corporation, ultimately owned by Fédération des Caisses Desjardins du Québec)
Investment professionals: 104
Established: 1998
Minimum investment: Pooled, $5M; separate, $10M
Manager style: Size bias – large cap; style bias – core
Management style: Active; fixed income; bond – duration
Other management styles: LDI, market neutral, TAA overlay, smart beta, multi-factor, ESG, infrastructure
Services to DC pension plan clients: Investment solutions for DC programs offered primarily on the Desjardins DC platform
Investment AUM for Canadian clients: DB pension, $13,212M; DC pension, $120M; foundation & not-for-profit, $110M; retail mutual funds (direct), $58,254M; total, $141,282M
Canadian plan sponsors (DB): 2
Canadian equity specialist assets: Pooled, $0M; segregated, $1M; total, $1M
Canadian fixed income specialist assets: Segregated, $10,028M; total, $10,028M
Other asset classes: Infrastructure, $3,183M
Pension fund AUM for Canadian DB plans: Active, $13,212M; total, $13,212M
Canadian plan sponsors (DC): 3
DC pension plan AUM for Canadian plan sponsors: DC pension, $120M
Total pension assets (DB & DC) managed for Canadian clients: $13,332M
FIERA CAPITAL CORPORATION
Contact: Sarah Aves
Head of Institutional Clients
Address: 1981 McGill College Avenue, Suite 1500, Montreal, QC, H3A 0H5
PH: 514-954-3300
Fax: 514-954-9692
Email: [email protected]
Website: https://www.fieracapital.com
Ownership structure: Principals, 20%; publicly held, 80%
Investment professionals: 215
Established: 2003
Minimum investment: Pooled, $5M; separate, $20M
Manager style: Size bias – large cap; style bias – GARP
Management style: Active; fixed income; bond – credit
Other management styles: Diversified public markets fixed income platform incorporating bottom-up credit selection, duration positioning, yield-curve positioning, overlays, US credit, and high yield
Services to DC pension plan clients: Investment management, portfolio construction, risk management, tactical asset allocation, sustainable investing solutions, asset allocation guidance, IPS support, ESG guidance, and customized reporting
Investment AUM for Canadian clients: DB pension, $23,292.46M; DC pension, $9,341.26M; pension assets managed for other managers, $3,716.64M; foundation & not-for-profit, $15,018.81M; private client, $26,593.67M; retail mutual funds (direct), $18,215.04M; total, $112,571.63M; others, $16,393.75M
Total pension assets (DB & DC) managed for Canadian clients: $32,633.72M
FOYSTON, GORDON & PAYNE INC.
Contact: Gabriel Lopezpineda
Senior Vice President & Client Relationship Manager, Head of Institutional
Address: 1 Adelaide Street East, Suite 2600, Toronto, ON, M5C 2V9
PH: 416-848-1948
Fax: 416-367-1183
Email: [email protected]
Website: https://www.foyston.com
Ownership structure: Principals, 43%; third party, 57% (Affiliated Managers Group, Inc.)
Investment professionals: 21
Established: 1980
Minimum investment: Pooled, $5M; separate, strategy dependent
Manager style: Size bias – small cap, large cap, all cap; style bias – value
Management style: Active; fixed income
Bond management style: Duration; credit
Services to DC pension plan clients: Investment management
Investment AUM for Canadian clients: DB pension, $2,163M; DC pension, $211M; foundation & not-for-profit, $313M; private client, $3,641M; retail mutual funds (direct), $265M; total, $7,914M; others, $1,321M (Indigenous communities, governments, and corporations)
Canadian plan sponsors (DB): 14
Balanced account assets: Pooled, $378M; segregated, $397M; total, $775M
Canadian equity specialist assets: Pooled, $7M; segregated, $1,207M; total, $1,214M
Canadian fixed income specialist assets: Pooled, $174M; total, $174M
Pension fund AUM for Canadian DB plans: Active, $2,163M; total, $2,163M
Canadian plan sponsors (DC): 6
DC pension plan AUM for Canadian plan sponsors: Total, $211M
Total pension assets (DB & DC) managed for Canadian clients: $2,374M
FRANKLIN TEMPLETON
Contact: Dennis Tew
Head of Sales, Canada
Address: 200 King St. W., Suite 1400, Toronto, ON, M5H 3T4
PH: 416-957-6023
Email: [email protected]
Website: https://www.franklintempleton.ca
Ownership structure: Principals, 36%; publicly held, 64%
Investment professionals: 1,500
Established: 1947
Minimum investment: Pooled, $1M; separate, $20M–$250M (depending on mandate)
Management style: Active; passive; index
Other management styles: Size bias – large cap, mid cap, small cap, all cap; style bias – value, growth, GARP, core; bond management style – duration, credit, yield curve
Services to DC pension plan clients: Investment management, OCIO, SIP&P/IPS construction
Investment AUM for Canadian clients: DB pension, $10,101M; DC pension, $4,180M; foundation & not-for-profit, $1,298M; private client, $1,529M; retail mutual funds (direct), $17,253M; total, $62,186M; others, $29,825M
Canadian plan sponsors (DB): 81
Balanced account assets: Pooled, $642M; segregated, $829M; total, $1,471M
Canadian equity specialist assets: Pooled, $846M; segregated, $388M; total, $1,234M
Canadian fixed income specialist assets: Pooled, $733M; total, $733M
US equity specialist assets: Pooled, $18M; segregated, $79M; total, $97M
Global equity specialist assets for global mandates: Pooled, $46M; segregated, $293M; total, $339M
Global equity specialist assets for EAFE mandates: Pooled, $81M; segregated, $66M; total, $147M
Other asset classes: Private equity, $1,260M; non-Canadian fixed income, $2,900M; real estate, $3,642M; infrastructure, $323M; other, $2,135M
Pension fund AUM for Canadian DB plans: Active, $10,101M; total, $10,101M
Canadian plan sponsors (DC): 13
DC pension plan AUM for Canadian plan sponsors: DC pension, $4,180M; total, $4,180M
Total pension assets (DB & DC) managed for Canadian clients: $14,281M
HILLSDALE INVESTMENT MANAGEMENT INC.
Contact: Harry Marmer
EVP
Address: 100 King Street West, Toronto, ON, M5X 1E4
PH: 416-913-3907
Email: [email protected]
Website: https://www.hillsdaleinv.com
Ownership structure: Employee-driven and client-aligned investment boutique
Investment professionals: 47
Established: 1996
Minimum investment: Pooled, $2M; separate, $25M
Style bias: Core
Management style: Active
Other management styles: Bespoke investment mandates including ESG strategies
Services to DC pension plan clients: Investment management; systematic and customized investment strategies including high-alpha, smart beta, and bespoke investment solutions
Investment AUM for Canadian clients: , $2,002M; foundation & not-for-profit, $292M; private client, $261M; total, $11,159M; others, $5,991M
Canadian plan sponsors (DB): 15
Canadian equity specialist assets: Pooled, $465M; segregated, $607M; total, $1,072M
US equity specialist assets: Pooled, $94M; segregated, $206M; total, $300M
Global equity specialist assets for global mandates: Pooled, $998M; total, $998M
Pension fund AUM for Canadian DB plans: Active, $2,424M; total, $2,424M
Canadian plan sponsors (DC): 1
DC pension plan AUM for Canadian plan sponsors: DC pension, $190M; total, $190M
Total pension assets (DB & DC) managed for Canadian clients: $2,614M
JARISLOWSKY FRASER INSTITUTIONAL
(1832 Asset Management L.P.)
Contact: Institutional Business Development
Dexton Blackstock – Central & Western Canada Karl W. Gagné – Eastern Canada
Address: 40 Temperance Street, Suite 1800, Toronto, ON, M5H 0B4
PH: 1-800-736-8666
Fax: 416-363-8079
Email: [email protected]
Website: www.jflglobal.com
Ownership structure: Publicly held (wholly owned subsidiary of The Bank of Nova Scotia)
Investment professionals: 56
Established: 1955
Minimum investment: Pooled, $1M; separate, $25M, $50M
Manager style: Size bias – large cap; style bias – GARP
Management style: Quality growth; ESG integration; active
Other management styles: Core fixed income & credit
Investment AUM for Canadian clients: Global AUM, $73,714M including $46B institutional
Canadian plan sponsors (DB): 98
Balanced account assets: Total, $7,326M
Canadian equity specialist assets: Total, $3,403M
Canadian fixed income specialist assets: Total, $1,639M
US equity specialist assets: Total, $63M
Global equity specialist assets for global mandates: Total, $713M
Pension fund AUM for Canadian DB plans: Total, $12,819M
Canadian plan sponsors (DC): 21
DC pension plan AUM for Canadian plan sponsors: Total, $4,586M
Total pension assets (DB & DC) managed for Canadian clients: $17,406M
LAZARD ASSET MANAGEMENT LLC
Contact: Robert Harrison
Managing Director
Address: 161 Bay Street, 27th Floor, Toronto, ON, M5J 2S1
PH: 416-945-6627
Fax: 212-830-3288
Email: [email protected]
Website: www.lazardassetmanagement.com
Ownership structure: Third Party, 100% (Lazard Asset Management LLC is a Delaware limited liability company. It is a wholly owned subsidiary of Lazard Frères & Co. LLC (LF&Co.), a New York limited liability company with one member, Lazard Group LLC, a Delaware limited liability company. Interests of Lazard Group LLC are held by Lazard, Inc., which is a Delaware corporation with shares that are publicly traded on the New York Stock Exchange under the symbol LAZ. For additional details on ownership, please refer to Lazard’s Form ADV Part 1, which is available on the SEC website.)
Investment professionals: 302
Established: 1970
Minimum investment: Pooled, $1,418,750M; separate, $7,093,750M
Lazard manages assets across all markets caps and deploys all investment styles.
Services to DC pension plan clients: Investment management
Investment AUM for Canadian clients: DB Pension, $2,711.78M; Foundation & not-for-profit, $61.84M; Private client, $788.64M; Retail mutual funds (direct), $1,940.13M; total, $9,039.75M; others, $3,537.36M
Canadian plan sponsors (DB): 7
US equity specialist assets: total, $3,349.48M
Global equity specialist assets for global mandates: Total, $4,652.08M
Global equity specialist assets for EAFE mandates: Total, $937.94M
Other asset classes: $100.25M
Pension fund AUM for Canadian DB plans: Active, $2,711.78M; total, $2,711.78M
Total pension assets (DB & DC) managed for Canadian clients: $2,711.78M
LEITH WHEELER INVESTMENT COUNSEL
Contact: Gary Wong
Principal Portfolio Manager
Address: 400 Burrard Street, Vancouver, BC, V6C 3A6
PH: 604-683-3391
Email: [email protected]
Website: https://www.leithwheeler.com
Ownership structure: Principals, 100%
Investment professionals: 20
Established: 1982
Minimum investment: Pooled, $10M; separate, $50M
Manager style: Size bias – all cap; style bias – value
Management style: Active; fixed income
Other management styles: Duration management, yield curve positioning, sector allocation, and security selection using top-down and bottom-up analysis
Services to DC pension plan clients: Investment management, asset allocation, portfolio construction, security selection, risk management, equity, fixed income and multi-asset mandates; pension committee support and IPS reviews
Investment AUM for Canadian clients: DB pension, $9,262.03M; DC pension, $4,017.89M; pension assets managed for other managers, $531.33M; foundation & not-for-profit, $10,804.26M; private client, $5,538.20M; retail mutual funds (direct), $493.58M; total, $30,647.28M; others, $6,131.18M
Canadian plan sponsors (DB): 51
Balanced account assets: Pooled, $3,443.02M; segregated, $2,315.87M; total, $5,758.89M
Canadian equity specialist assets: Pooled, $928.52M; segregated, $1,769.99M; total, $2,698.50M
Canadian fixed income specialist assets: Pooled, $230.84M; segregated, $213.48M; total, $444.32M
US equity specialist assets: Pooled, $26.16M; total, $26.16M
Global equity specialist assets for global mandates: Pooled, $1.68M; segregated, $308.11M; total, $309.79M
Global equity specialist assets for EAFE mandates: Pooled, $23.23M; total, $23.23M
Pension fund AUM for Canadian DB plans: Active, $9,262.03M; total, $9,262.03M
Canadian plan sponsors (DC): 18
DC pension plan AUM for Canadian plan sponsors: DC pension, $1,720.47M; other, $2,297.41M; total, $4,017.89M
Total pension assets (DB & DC) managed for Canadian clients: $13,279.91M
MAWER INVESTMENT MANAGEMENT LTD.
Contact: Neeraj Jain
Institutional Portfolio Manager
Address: 79 Wellington Street West, TD South Tower, Suite 3410, Box 276, Toronto, ON, M5K 1J5
PH: 416-865-3929
Fax: 844-401-3738
Email: [email protected]
Website: https://www.mawer.com
Ownership structure: Principals, 100%
Investment professionals: 45
Established: 1974
Minimum investment: Pooled, $10M; separate, $50M
Manager style: Size bias – all cap
Management style: Active; fixed income
Other management styles: Quality at the right price; bond management style includes duration, credit, and yield curve
Services to DC pension plan clients: Investment management services, discussion papers, blogs, podcasts, and quarterly investment updates
Investment AUM for Canadian clients: DB pension, $5,237.2M; DC pension, $6,668.5M; foundation & not-for-profit, $4,644.9M; private client, $13,782.8M; retail mutual funds (direct), $6,626.9M; total, $62,962.5M; others, $26,002.2M
Canadian plan sponsors (DB): 63
Balanced account assets: Pooled, $586.3M; segregated, $0M; total, $586.3M
Canadian equity specialist assets: Pooled, $473.1M; segregated, $72.1M; total, $545.2M
Canadian fixed income specialist assets: Pooled, $155.4M; segregated, $0M; total, $155.4M
US equity specialist assets: Pooled, $91.6M; segregated, $32.5M; total, $124.1M
Global equity specialist assets for global mandates: Pooled, $1,600.1M; segregated, $1,369.4M; total, $2,969.5M
Global equity specialist assets for EAFE mandates: Pooled, $719.7M; segregated, $38.3M; total, $758.0M
Other asset classes: Cash, $10.9M; non-Canadian fixed income, $9.6M; other, $78.2M
Pension fund AUM for Canadian DB plans: Active, $5,237.2M; total, $5,237.2M
Canadian plan sponsors (DC): 12
DC pension plan AUM for Canadian plan sponsors: DC pension, $6,668.5M; total, $6,668.5M
Total pension assets (DB & DC) managed for Canadian clients: $11,905.7M
MAXAM CAPITAL MANAGEMENT LTD.
Contact: Travis Dowle
President
Address: #330-690 Granville Street, Vancouver, BC, V7Y1A1
PH: 604-685-0201
Email: [email protected]
Website: www.maxamcm.com
Ownership structure: Principals, 100%
Investment professionals: 4
Established: 2008
Minimum investment: Pooled, $0.25M; separate, $1M
Manager styles: Size bias – small cap; style bias – value
Management style: Active
Services to DC pension plan clients: Three distinct investment strategies.
Maxam Arbitrage Fund: delivering consistent, positive returns with low correlation to traditional equity and fixed income strategies by investing in securities involved in publicly announced mergers, acquisitions, and other specific corporate actions and events.
Maxam Diversified Strategies Fund: investing with a focus on fundamentals and in companies where we have identified value and a catalyst.
Maxam Value Fund: deep-value equity strategy focused on North American markets.
Investment AUM for Canadian clients: Foundation & Not-for-profit, $1.5M; private client, $207M; retail mutual funds (direct), $16.5M
MFS INVESTMENT MANAGEMENT CANADA LIMITED
Contact: Andrew Kitchen
Senior Managing Director, Institutional Sales
Address: 77 King St. W., 35th Floor, Toronto, ON, M5K 1B7
PH: 647-253-9162
Email: [email protected]
Website: https://www.mfs.com
Ownership structure: Principals, up to 20%; third party, 80% (Sun Life Financial, Inc.)
Investment professionals: 322
Established: 1924
Minimum investment: Separate, strategy dependent
Manager style: Size bias – all cap; style bias – value, growth, GARP, core
Management style: Active; fixed income
Bond management style: Duration, credit, yield curve
Services to DC pension plan clients: Asset management
Investment AUM for Canadian clients: DB pension, $3,024.4M; DC pension, $17,855.1M; foundation & not-for-profit, $1,779.5M; total, $44,262.4M; others, $21,603.4M
Canadian plan sponsors (DB): 30
Balanced account assets: Pooled, $414.0M; segregated, $205.4M; total, $619.4M
Canadian equity specialist assets: Pooled, $126.2M; total, $126.2M
Canadian fixed income specialist assets: Pooled, $752.1M; total, $752.1M
Global equity specialist assets for global mandates: Pooled, $654.6M; segregated, $371.1M; total, $1,025.7M
Global equity specialist assets for EAFE mandates: Pooled, $373.4M; segregated, $127.6M; total, $501.0M
Pension fund AUM for Canadian DB plans: Active, $3,024.4M; total, $3,024.4M
Canadian plan sponsors (DC): 9
DC pension plan AUM for Canadian plan sponsors: DC pension, $17,855.1M; total, $17,855.1M
Total pension assets (DB & DC) managed for Canadian clients: $20,879.5M
MUNRO PARTNERS
Contact: Arani Raskumar
Address: 15 York Street, Toronto, ON, M5J 0A3
PH: 437-219-8386
Email: [email protected]
Ownership structure: Principals, 100%
Investment professionals: 14
Established: 2016
Other: Global growth
Investment AUM for Canadian clients: Retail mutual funds (direct), $4,201,940,244M; other, $1,553,228,334M
US equity specialist assets: Segregated, $330,138,065M; total, $330,138,065M; other: $5,425,030,513M
PICTET ASSET MANAGEMENT
Contact: François Forget
Head of Distribution, Canada
Address: 1000 de la Gauchetière Ouest, Suite 3100, Montreal, QC, H3B 4W5
PH: 514-518-8587
Email: [email protected]
Website: https://www.am.pictet
Ownership structure: Principals, 100% (held by Pictet Asset Management Holding SA, Geneva; Pictet Asset Management Holding SA is in turn ultimately owned by the seven managing partners of the Pictet Group. A further 42 senior executives, known as equity partners, hold equity in the Group. They each lead a strategically important function and play a central role in the development of Pictet. Elections are made every second year. Equity partners are chosen according to their current and prospective contribution to the Group and their respect for our values.)
Investment professionals: 411
Established: 1980 (parent company established in 1805)
Minimum investment: Pooled, $1.6M; separate, $50M
Management style: Active
Other management styles: Size and style vary with different strategies: Size bias – small cap, mid cap, large cap, all cap; equity style bias – growth, GARP, core; bond management style – duration, credit
PICTON INVESTMENTS
Contact: Connor Haslip
Vice President, Institutional Business
Address: 33 Yonge Street, Suite 320, Toronto, ON, M5E 1G4
PH: 866-369-4108
Email: [email protected]
Website: https://www.pictoninvestments.com/en
Ownership structure: Principals, 100%
Investment professionals: 60
Established: 2004
Minimum investment: Pooled, $10M; separate, $25M
Manager style: Size bias – all cap; style bias – core
Management style: Active; fixed income; bond – credit
Other management styles: Alternative investment solutions; equity market neutral (Canadian & global), equity long/short (Canadian, US SMID, global), credit long/short, volatility management, diversified fund of funds, merger arbitrage
Services to DC pension plan clients: Investment management, portfolio construction, investment counselling, and allocation collaboration
Investment AUM for Canadian clients: DB pension, $2,297.25M; foundation & not-for-profit; retail mutual funds (direct), $11,939.3M; total, $19,309.85M
Canadian plan sponsors (DB): 6
Canadian equity specialist assets: Total, $2,297.25M
Other asset classes: Hedge funds, $1,065.14M
Pension fund AUM for Canadian DB plans: Total, $2,297.25M
Total pension assets (DB & DC) managed for Canadian clients: $2,297.25M
QV INVESTORS INC.
Contact: Darren Dansereau
Chief Executive Officer
Address: 222-3 Avenue SW, Suite 1008, Calgary, AB, T2P 0B4
PH: 403-265-7007
Fax: 403-266-6524
Email: [email protected]
Website: www.qvinvestors.com
Ownership structure: Employees across all levels of the firm, 100%
Investment professionals: 19
Established: 1996
Minimum investment: Pooled, $0.5M; separate, $10M
Style bias: Value
Management style: Active; fixed income
Services to DC pension plan clients: Active discretionary investment management services
Investment AUM for Canadian clients: DB pension, $807.45M; DC pension, $567.22M; foundation & not-for-profit, $24.63M; private client, $747.60M; retail mutual funds (direct), $3,272.46M;1 other, $696.16M (insurance & institutional corporate); total, $6,115.52M
Canadian plan sponsors (DB): 6
Balanced account assets (Pension DB): Pooled, $141.02M
Canadian equity specialist assets (Pension DB): Pooled, $286.38M; segregated, $380.05M; total, $666.43M
Pension fund AUM for Canadian DB plans: Active, $807.45M
Canadian plan sponsors (DC): 4
DC pension plan AUM for Canadian plan sponsors: DC pension, $567.22M
Total pension assets (DB & DC) managed for Canadian clients: $1,374.67M
1Assets we manage on behalf of mutual funds
SETANTA ASSET MANAGEMENT
Contact: Rocco Vessio
Director Business Development
Address: 190 Simcoe St., Toronto, ON, M5T 2W5
PH: 647-823-4813
Email: [email protected]
Website: setanta-asset.com
Ownership structure: Publicly held, 100%
Investment professionals: 17
Established: 1998
Manager style: Size bias – all cap; style bias – quality value
Management style: Active
Fixed income management style: Active
Investment AUM for Canadian clients: Total, $3,714
Investment AUM for global clients: Total, $24,413M
Global equity mandates: Total, $8,519M
Global dividend mandates: Total, $2,247M
EAFE equity mandates: Total, $1,810M
Other equity: Total, $1,855M
Other assets: $9,982M
SLC MANAGEMENT
Contact: Véronique Lauzière
Senior Managing Director, Head of Canadian Business Development and Client Relationships
Address: 1 York St., Suite 1100, Toronto, ON, M5J 0B6; 1155 rue Metcalfe, Montréal, QC, H3B 2V6
PH: 438-342-1226
Email: [email protected]
Website: https://www.slcmanagement.com
Ownership structure: Sun Life Capital Management (Canada) Inc., Sun Life Capital Management (U.S.) Ltd, Crescent Capital Group LP, and InfraRed Capital Partners are SLC Management companies that are indirect wholly owned subsidiaries of Sun Life Financial Inc., a publicly traded company listed on the Toronto (TSX), New York (NYSE), and Philippine (PSE) stock exchanges under the ticker symbol SLF. Investment professionals: 185
Established: 2013
Minimum investment: Pooled, varies by fund; separate, varies by mandate
Management style: Active; fixed income; bond – credit
Other management styles: Our primary source of value-add within our fixed income teams is credit analysis. We typically do not take active interest rate positions.
Services to DC pension plan clients: Investment management services to defined contribution pension plans through Sun Life Assurance Co. of Canada’s Group Retirement Services
Investment AUM for Canadian clients: DB pension, $10,195M; DC pension, $2,749M; foundation & not-for-profit, $677M; retail mutual funds (direct), $1,074M1; total, $170,013M2; others, $155,318M3 (general account and sub-advisory)
Canadian plan sponsors (DB): 103
Canadian fixed income specialist assets: Pooled, $810M; segregated, $4,502M; total, $5,312M
Other asset classes: $4,882M
Pension fund AUM for Canadian DB plans: Active, $10,195M; total, $10,195M
Canadian plan sponsors (DC): 14
DC pension plan AUM for Canadian plan sponsors: DC pension, $2,749M; total, $2,749M
Total pension assets (DB & DC) managed for Canadian clients: $12,944M
Note: SLC Management is the brand name for the institutional asset management business of Sun Life Financial Inc. (“Sun Life”) under which Sun Life Capital Management (Canada) Inc. operates. Data in CAD as of 06/30/2026 and represents combined assets of Sun Life Capital Management (Canada) Inc., Sun Life Capital Management (U.S.) LLC., InfraRed Capital Partners, and Crescent Capital Group LP. Total firm AUM includes assets managed by the SLC Management group of companies on behalf of external clients, and the Sun Life General Account. AUM includes unfunded commitments, cash, equity, and other balances. Total firm AUM excludes assets under administration. The methodologies used to compile the total AUM are subject to change and may not reflect regulatory AUM. More information is available upon request.
1 Sub-advisory mandate for Sun Life Global Investments (Canada) mutual fund.
2 Information as of June 30, 2026 (with exception of InfraRed data being as of March 31, 2026).
3 Includes assets managed for our parent company’s general account, as well as sub-advisory for insurance company segregated funds.
4 We offer investment management services to defined contribution pension plans through our Group Retirement Services Business Unit.
5 Sun Life Capital Management (Canada) Inc. pooled products are underlying investments in the Sun Life Granite Target Date series of Funds offered under Sun Life Group Retirement Services platform. Breakdown of underlying clients using the Sun Life Granite Target Date Funds is not available.
SPRUCEGROVE INVESTMENT MANAGEMENT LTD.
Contact: Keltie Forbes
Associate, Marketing & Client Services
Address: 181 University Avenue, Toronto, ON, M5H 3M7
PH: 416-257-5141
Email: [email protected]
Website: www.sprucegrove.ca
Ownership structure: Principals, 100
Investment professionals: 17
Established: 1993
Minimum investment: Pooled, $5M; separate, $20M
Manager style: Size bias – all cap; style bias – value
Management style: Active
Services to DC pension plan clients: Sprucegrove Investment Management Ltd. provides discretionary investment management services in international and global equities to institutional clients.
Investment AUM for Canadian clients: DB pension, $163.00M; DC pension, $697.84M; private client, $39.53M; total, $900.37M
Canadian plan sponsors: 2
Global equity specialist assets for global mandates: Pooled, $89.31M; segregated, $73.69M
Pension fund AUM for Canadian DB plans: Active, $163M; total, $163M
Canadian plan sponsors (DC): 3
DC pension plan AUM for Canadian plan sponsors: DC pension, $697.84M
Total pension assets (DB & DC) managed for Canadian clients: $860.84M
SUN LIFE GLOBAL INVESTMENTS
Contact: Anne Meloche
Head of Institutional Business
Address: 1 York Street, Toronto, ON, M5J 0B6
PH: 1-877-344-1434
Fax: 1-855-329-7544
Email: [email protected]
Website: https://www.slgiinstitutional.com/en/
Ownership structure: Publicly held, 100%
Investment professionals: 16
Established: 2010
Management styles: All management styles available
Services to DC pension plan clients: Full suite of funds, communications, education, and governance reporting
Investment AUM for Canadian clients: DB pension, $285M; DC pension, $27,248M; retail mutual funds (direct), $13,259M; total, $46,021M; others, $5,229M
Canadian plan sponsors (DB): 83
Canadian plan sponsors (DC): 6,446
DC pension plan AUM for Canadian plan sponsors: DC pension, $8,662M; group RRSP, $1,462M; group DPSP, $1,858M; other, $15,567M; total, $27,549M
Total pension assets (DB & DC) managed for Canadian clients: $46,021M
TD ASSET MANAGEMENT
Contact: Sean Collins, CFA, Managing Director, Head of Global Institutional Distribution & Business Development, TD Asset Management
Address: 161 Bay St., Toronto, ON, M5J 2T2
PH: 289-928-6711
Email: [email protected]
Web: tdam.com
Ownership structure: Third party, 100% (TD Bank Group)
Investment professionals: 334
Established: 1987
Minimum investment: Pooled, $17M; separate, $50M active and $200M passive
Manager style: Size bias – small cap, large cap, all cap; style bias – value, growth, GARP, core
Management style: Active and passive
Fixed income management style: Active and passive
Bond management style: Duration, credit, yield curve
Other management styles: Minimum variance (low volatility)
Services to DC pension plan clients: Investment management
Investment AUM for Canadian clients: DB pension, $145,815.91M; DC pension, $24,924.48M; pension assets managed for other managers, $504.70M; foundation & not-for-profit, $9,876.73M; private client, $77,993.86M; retail mutual funds (direct), $227,522.28M; total, $544,512.08M; others, $57,874.12M
Canadian plan sponsors (DB): 278
Balanced account assets: Pooled, $312.84M; total, $312.84M
Canadian equity specialist assets: Pooled, $3,176.03M; segregated, $226.95M; total, $3,402.98M
Canadian fixed income specialist assets: Pooled, $16,816.29M; segregated, $18,741.53M; total, $35,557.83M
US equity specialist assets: Pooled, $3,438.58M; segregated, $948.57M; total, $4,387.14M
Global equity specialist assets for global mandates: Pooled, $9,676.72M; segregated, $3,446.52M; total, $13,123.24M
Global equity specialist assets for EAFE mandates: Pooled, $1,076.12M; total, $1,076.12M
Other asset classes: Cash, $2,147.65M; non-Canadian fixed income, $6.35M; real estate, $14,170.38M; infrastructure, $1,042.57M; currency overlay, $10,305.19M; other, $60,283.62M
Pension fund AUM for Canadian DB plans: Active, $45,693.55M; passive, $100,122.36M; total, $145,815.91M
Canadian plan sponsors (DC): 34
DC pension plan AUM for Canadian plan sponsors: DC pension, $25,429.18M; total, $25,429.18M
Total pension assets (DB & DC) managed for Canadian clients: $171,245.09M
TRANS-CANADA CAPITAL
Contact: JeanFrançois Milette
Global Head, Client Solutions
Address: 1800 McGill College Avenue, Suite 2000, Montreal, QC, H3A 3J6
PH: 514-397-7370
Email: [email protected]
Website: https://www.tcc.ca
Ownership structure: Third party, 100% (Air Canada)
Investment professionals: 43
Established: 2019
Minimum investment: Pooled, $5M
Manager style: Size bias – all cap; style bias – core
Management style: Active; fixed income; bond – credit
Other management styles: Relative value approach within fixed income
Investment AUM for Canadian clients: DB pension, $33,458.9M; foundation & not-for-profit, $62.5M; private client, $61.1M; retail mutual funds (direct), $15.9M; total, $33,598.4M; others, $510.5M
Canadian plan sponsors (DB): 5
Canadian equity specialist assets: Pooled, $361.1M; total, $361.1M
Canadian fixed income specialist assets: Pooled, $4,894.6M; segregated, $13,189.7M; total, $18,111.1M
Global equity specialist assets for global mandates: Pooled, $1,775.8M; total, $1,775.8M
Other asset classes: Hedge funds, $3,610.5M; other, $9,120.9M
Pension fund AUM for Canadian DB plans: Active, $33,458.9M; total, $33,458.9M
Canadian plan sponsors (DC): 1
DC pension plan AUM for Canadian plan sponsors: DC pension, $22.4M; total, $22.4M
Total pension assets (DB & DC) managed for Canadian clients: $33,481.3M
VAN BERKOM GLOBAL ASSET MANAGEMENT
Contact: Andy Kong
Head of Global Business Development
Address: 600 de Maisonneuve Blvd Street West, Suite 2510, Montreal, QC, H3A 3J2
PH: 514-985-0909
Fax: 514-985-2430
Email: [email protected]
Website: vanberkomglobal.com
Ownership structure: Principals, 100%
Investment professionals: 17
Established: 1991
Minimum investment: Pooled, $1M; separate, $5M
Manager style: Size bias – small cap; style bias – core
Management style: Active; quality
Investment AUM for Canadian clients: DB pension, $2,292M; DC pension, $87M; foundation & not-for-profit, $244M; private client, $55M; total, $2,741M; other, $64M (sub-advised)
Canadian plan sponsors (DB): 14
Canadian equity specialist assets: Segregated, $250M; pooled, $15M; total, $265M
US equity specialist assets: Segregated, $4,270M; pooled, $124M; total, $4,394M
Global equity specialist assets for global mandates: Pooled, $106M; segregated, $62M; total, $168M
Other asset classes: International, $4 equity
Pension fund AUM for Canadian DB plans: Active, $2,292M; total, $2,292M
Canadian plan sponsors (DC): 7
DC pension plan AUM for Canadian plan sponsors: Total, $87M
Total pension assets (DB & DC) managed for Canadian clients: $2,379M
