ABRDN PLC
Eric Roberts, Head of US Institutional Business Development, 161 Bay St., 44th Floor, TD Canada Trust Tower, Toronto, ON, M5J 2S1
PH: 416.777.5570
Email: [email protected]
Web: www.abrdn.com/en/canada
Ownership: Principals: Less than 2%, Publicly held: As a publicly listed company, our shares are subject to change of ownership at any time.
Investment Professionals: 706
Established: 2017
Minimum Investment Pooled: $5M, Separate: $75M
Manager Style – Size Bias: All cap
Style Bias: Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Fundamental bottom-up investment approach
CAP Services: abrdn manages a variety of mandates for Defined Contribution Pension Plan clients globally. We are committed to service excellence, aiming not just to achieve client investment objectives but to exceed expectations on all fronts. Similar to our investment philosophy, we adopt a team approach to serving clients. All accounts are assigned a relationship manager who is responsible for the overall relationship, backed by an office-based client service associate. Client-facing personnel work closely with portfolio managers and are supported by in-house teams in various divisions, including performance measurement, risk management, legal, compliance/monitoring, operations, and administration. This ensures that delivery standards meet those agreed upon with the client (e.g., with regards to reporting). Having a team approach also allows us to be responsive to client queries even in the absence of the key relationship manager. Comprehensive monthly and quarterly reports with portfolio accounting information and performance review are provided. We aim to be client-driven to meet specific needs. We believe in providing educational forums – such as seminars and Lunch and Learns – for our clients, and also write white papers and market commentary for clients’ interest and knowledge.
Investment Assets Under Management
DB Pension: $381.67M
Pension Assets Managed for Other Managers: $485.98M
Foundation: $25.10M
Other: $247.60 (Includes Corporate, Insurance, and SubAdvisory)
ACM ADVISORS LTD.
Chad Mallow, President and Chief Executive Officer, 1140 Homer Street, Vancouver, BC, V6B 2X6
PH: 1.855.682.4865
Email: [email protected]
Web: www.acma.ca
Ownership: Principals: 100%
Investment Professionals: 8
Established: 1992
Minimum Investment Pooled: $150,000
Management Style: Passive
Fixed Income Management Style: Passive
Investment Assets Under Management
DB Pension: $2,754.00M
Foundation & Not-for-profit: $478.56M
Other: Corporate, Health Care, insurance, High Net Worth Individuals, Investment Funds, Individual pension Plans, Not for Profits and Trusts
Total Investment Assets: $4,757.31M
ADDENDA CAPITAL INC.
Janick Boudreau, CFA, Executive Vice-President, Business Development & Client Partnerships, 800, René-Lévesque Blvd. W., Ste. 2750, Montreal, QC, H3B 1X9
PH: 514.908.1989
Fax: 514.287.7200
eMail: [email protected] Web: www.addendacapital.com
Ownership: Co-operators Financial Service Ltd.: 96.52%; Addenda Capital employees: 3.48%
Investment Professionals: 70
Established: 1985
Minimum Investment: Pooled: $5M, Separate: $20M
Manager Style – Size Bias: Mid, Large-Cap
Style Bias: Value, Growth, GARP
Management Style: Active
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
CAP Services: Investment Management
Investment Assets Under Management
DB Pension: $5,308.8M
DC Pension: $1,800.7M
Foundation & Not-for-profit: $1,499.2M
Private Client: $2,643M
Other: $20,929.7M (Insurance, Other Institutional, Third-Party Mutual Funds)
Total Investment Assets: $32,181.3M
AGF MANAGEMENT LIMITED
Stephanie Chow, Director, Global Institutional Sales Support & Client Relations, CIBC Square, Tower One, 81 Bay Street, Toronto, ON, M5J 0G1
PH: 416.815.6238
Email: [email protected]
Web: www.agf.com/institutional
Ownership: Principals: 31.54%, Publicly held: 68.46%. The information provided reflects the non-voting Class B shares traded on the Toronto Stock Exchange under the symbol AGF.B.
Investment Professionals: 53
Established: 1957
Minimum Investment Pooled: $5M, Separate: $25M
Manager Style – Size Bias: All cap
Management Style: Active
Fixed Income Management Style: Active
Other: AGF manages mandates across all styles, including Core, Value and Growth. AGF also offers Private Credit solutions through AGF Private Capital, the firm’s private markets business.
CAP Services: AGF Management Limited (AGF), through its investment management subsidiaries, offers investment management services to Defined Contribution Pension Plans (DCPP) directly to DCPPs that are interested in AGF's strategies. AGF follows a client-centric model in our investment management business. These investors receive AGF reporting and may have access to the AGF investment management team based on the asset level. AGF is a Canadian reporting issuer. The subsidiaries are AGF Investments Inc. (AGFI), Highstreet Asset Management Inc. (Highstreet), AGF Investments America Inc. (AGFA), AGF International Advisors Company Limited (AGFIA), Doherty and Associates Ltd., Cypress Capital Management Ltd, Cypress Capital Management US Limited and AGF Investments LLC. AGF Investments Inc., Highstreet Asset Management Inc., Doherty and Associates Ltd., and Cypress Capital Management Ltd are registered as portfolio managers across Canadian securities commissions. AGF International Advisors Company Limited is authorized by the Central Bank of Ireland. AGF Investments America Inc., Cypress Capital Management US Limited, and AGF Investments LLC are registered advisors in the US.
Investment Assets Under Management
DB Pension: $8.47M
DC Pension: $40.79M
Foundation and Not-for-profit: $60.85M
Private Client: $7,309.41M Retail Mutual Funds (Direct): $23,962.44M
Other: $7,905.43M
Total Investment Assets: $39,287.40M
ALLIANCEBERNSTEIN LP
Wendy Brodkin, Managing Director,
200 Bay Street, North Tower, floor 12, Toronto, ON, M5J 2J2
PH: 647.375.8203
eMail: [email protected]
Web: https://www.alliancebernstein.com/ americas/en/institutions/home.html
Ownership: Principals: 14%, Public: 25%, Third Party: 61%. Includes ownership of AllianceBernstein units, indirect ownership of AllianceBernstein units through its interest in AllianceBernstein Holding, and general partnership interests in AllianceBernstein and AllianceBernstein Holding by Equitable Holdings Inc. and through various subsidiaries. (2) Public and Other. (3) Direct and indirect ownership including unallocated units in deferred compensation plans.
Investment Professionals: 398
Established: 1971
Minimum Investment: Pooled: $10M, Separate: varies by strategy
Manager Style – Size Bias: All
Cap Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit
Investment Assets Under Management
DB Pension: $5,512M
DC Pension: $545M
Foundation & Not-for-profit: $308M Private Client: $49M
Other: $6,216M
Total Investment Assets: $12,630M
AMUNDI CANADA INC.
Tanya Bishop, Senior Vice-President, 120 Adelaide St. W., Suite
2201, Toronto, ON, M5H 1T1
PH: 647.201.4225
eMail: [email protected]
Web: www.amundi.com
Ownership: Principals
Amundi Asset Management: 100%
Investment Professionals: Amundi Canada delegates all portfolio management services to its affiliates (Amundi Group).
Established: 2008 Minimum Investment: Pooled: Depends on the legal structure, Separate: Depends on the legal structure Other: Amundi Asset Management offers a range of financial products in all asset classes, in active and passive strategies.
CAP Services: Amundi offers a range of investments products, from mutual funds to tailor-made investment mandates. From active to passive, across all asset classes, with industry leading ESG integration and products. As of June 2023, Amundi Canada offers the following products to DB Pension funds: currency overlay, global equity, multi-factor, global corporate bonds, emerging markets equity, and multi-asset.
Investment Assets Under Management
DB Pension: $5,924M
Pension Assets Managed for Other Managers: $411M
Foundation & Not-for-profit: $13.9M
Private Client: $14.3M
Other: Government-related entities: $184M; Retail distributor $4,221M; Insurance General Fund: $98M
Total Investment Assets: $10,868M
BEUTEL, GOODMAN & COMPANY LTD.
Tim Hylton, Senior Vice President, Client Service & Business Development, 20 Eglinton Ave. West, Toronto, ON, M4R 1K8
PH: 416.485.1010 Fax: 416.485.1799
eMail: [email protected]
Web: www.beutelgoodman.com
Ownership: Principals: 51%, Third Party: 49%. Includes ownership of Affiliated Managers Group, Inc.
Investment Professionals: 25
Established: 1967
Minimum Investment: Pooled: $10M, Separate: $25M
Manager Style – SizeBias: Large Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
CAP Services: Investment Management
Investment Assets Under Management
DB Pension: $9,591M
DC Pension: $13,789M
Foundation & Not-for-profit: $1,171M
Private Client: $2,648M
Retail Mutual Funds (Direct): $2,180M Other: $10,492M
Total Investment Assets: $39,870M
BGO
Yvonne Davidson Principal, Capital Raising & Investor Relations,
100 – 1 York Street, Toronto, ON, M5J 0B6
PH: 647.335.4096
eMail: [email protected]
Web: www.bgo.com
Ownership: Principals: 36%, Public: 51%, Third Party: 13%. Includes ownership of Tetragon Financial Group
Investment Professionals: 277 globally; 72 in Canada
Established: 1911
Minimum Investment: Pooled: $1M, Separate: $10M
Style Bias: Core
Management Style: Active
CAP Services: Real Estate Investment Management
Investment Assets Under Management
DB Pension: $6,953M
DC Pension: $282M
Foundation & Not-for-profit: $1,051M
Private Client: $30M
Other: Insurance Companies, Fund of Funds
Total Investment Assets: $28,887M
BMO GLOBAL ASSET MANAGEMENT
Samantha Cleyn, CFA, MBA, Managing Director & Head, Institutional Sales & Service,
100 King Street West, Toronto, ON, M5X 1A1
PH: 514.862.2653 Fax: 416.364.6758
eMail: [email protected] Web: https://www.bmogam.com/ca-en/ institutional/
Ownership: Third Party (BMO Financial Group): 100%
Investment Professionals: 116
Established: 1982
Minimum Investment: Pooled: $10M, Separate: $100M
Manager Style – Size Bias: Small, Mid, Large-Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
CAP Services: Investment Management including customized solutions, Recordkeeping and Administration, Member Education, Decision Support
Investment Assets Under Management
DB Pension: $2,557,614,876.2M
DC Pension: $197,077,344.50M
Foundation & Not-for-profit: $515,584,599.32M
Private Client: $22,205,752,088.80M
Retail Mutual Funds: $107,156,367,103.35M
Other: $14,644,838,261.07M
Total Investment Assets: $147,277,234,273.25M
BONNEFIELD FINANCIAL INC.
Andrea Gruza, Managing Partner, 141 Adelaide Street West, Suite 510, Toronto, ON, M5H 3L5
PH: 416.309.4487
Email: [email protected]
Web: www.bonnefield.com
Ownership: Principals: 100
Investment Professionals: 7
Established: 2009
Minimum Investment Pooled: $5M, Separate: $1M
Core Management Style: Active
Other: Canadian farmland sale-leaseback; Canadian agribusiness and agri-infrastructure
Investment Assets Under Management
DB Pension: $922M
Private Client: $198M
Other: Fund-of-funds: $58M, GP commitments: $6M
Total Investment Assets: $1,184M
BURGUNDY ASSET MANAGEMENT LTD.
Mike Sandrasagra, VP, Head of Canadian Institutional Group,
181 Bay Street, Suite 4510, Toronto, ON, M5J 2T3
PH: 416.869.8980 Fax: 416.869.1700
eMail: [email protected]
Web: www.burgundyasset.com
Ownership: Principals: 100%
Investment Professionals: 30
Established: 1990
Minimum Investment: Pooled: $5M, Separate: $10M
Style Bias: Quality and Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit
Other: Market Capitalization: Small, Mid, Large, All
Cap Style: Bottom-up, Fundamental
CAP Services: Discretionary investment management services
Investment Assets Under Management
DB Pension: $5,727M
DC Pension: $1,089M
Foundation & Not-for-profit: $4,399M
Private Client: $10,728M
Other: $3,813M – Corporations, Insurance
Total Investment Assets: $25,756M
CANSO INVESTMENT COUNSEL LTD.
Patrick McCalmont, Portfolio Manager,
550 – 100 York Boulevard, Richmond Hill, ON, L4B 1J8
PH: 905.881.8853
Fax: 905.881.1466
eMail: [email protected]
Web: www.cansofunds.com
Ownership: Principals: 100%
Investment Professionals: 31
Established: 1997
Minimum Investment: Pooled: $10M, Separate: $250M
Fixed Income Management Style: Active Bond
Management Style: Credit
CAP Services: Private Debt, Long and Corporate products and services
Investment Assets Under Management
DB Pension: $7,694.9M
DC Pension: $17.5M
Foundation & Not-for-profit: $400.1M
Private Client: $17,976.9M
Other: $12,902.8M
Total Investment Assets: $38,992.2M
CAPITAL GROUP CANADA
Kevin Martino, Vice-President, Institutional,
Brookfield Place, 181 Bay St., Ste. 3730, Toronto, ON, L4B 1J8
PH: 416.815.2128
Fax: 213.486.9223
eMail: [email protected]
Web: www.capitalgroup.com/ca
Ownership: Principals: 100%
Investment Professionals: 479
Established: 1931
Minimum Investment: Pooled: $15M, Separate: $120M; separately managed accounts. Minimum Investment is subject to confirmation of account details.
Manager Style – Size Bias: All Cap
Style Bias: Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit
CAP Services: Provide recordkeeper daily pricing feed; provide recordkeeper/DC plan sponsor fund data and commentary for fund data pages (which are produced by the recordkeeper).
Investment Assets Under Management
DB Pension: $93M
DC Pension: $573M
Foundation & Not-for-profit: $74M
Private Client: $14,780M
Other: $3,175M (Subadvisory & SMA)
Total Investment Assets: $15,520M
CIBC ASSET MANAGEMENT
Carlo DiLalla, Managing Director and Head, Institutional Asset Management,
161 Bay St., Ste. 2230, Toronto, ON, M5J 2S1
PH: 416.980.2768
eMail: [email protected]
Web: www.cibcam-institutional.com
Ownership: Wholly owned by CIBC
Investment Professionals: 90
Established: 1972
Minimum Investment: Pooled: $10M, Separate: $25M
Manager Style – Size Bias: Small, Mid, Large Cap, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Sector Allocation
CAP Services: Investment management
Investment Assets Under Management
DB Pension: $22,916.2M
DC Pension: $2,156.2M
Foundation & Not-for-profit: $1,401.6M
Private Client: $3,395.6M
Retail Mutual Funds (Direct): $117,190.6M
Total Investment Assets: $192,266.4M
CLARION PARTNERS
Hugh Macdonnell, Managing Director,
230 Park Avenue, 12th Floor, New York, NY, 10169
PH: 212.883.2500
eMail: [email protected]
Web: https://www.clarionpartners.com/
Ownership: Principals: 18%, Third Party: 82% (Franklin Templeton)
Investment Professionals: 209
Established: 1982
Style Bias: Core
Management Style: Active
Investment Assets Under Management
DB Pension: $4,225M
Foundation & Not-for-profit: $49M
Total Investment Assets: $4,376M
CONNOR, CLARK & LUNN FINANCIAL GROUP LTD.
Brent Wilkins, Head of Institutional Sales (Canada),
1400-130 King St. W. , P.O. Box 240, Toronto, ON, M5X1C8
PH: 416.862.2020
Fax: 416-363-2089
eMail: [email protected]
Web: www.cclgroup.com
Ownership: Principals: 100%
Investment Professionals: 228
Established: 1982
Minimum Investment: Pooled: $1M, Separate: $10M
Manager Style – Size Bias: All Cap
Style Bias: Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration
Other: Also managed on a growth and value style. Bond Management Style includes duration, credit and yield curve
CAP Services: Investment management and client service
Investment Assets Under Management
DB Pension: $20,688.17M
DC Pension: $9,285.8M
Foundation & Not-for-profit: $2,782.61M
Private Client: $15,093.10M
Retail Mutual Funds (Direct): $1,055.90M
Total Investment Assets: $90,710.3M
DESJARDINS GLOBAL ASSET MANAGEMENT
Natalie Bisaillon, Vice President & Chief of Partnerships & Institutional Client Relations,
1, Complexe Desjardins, 20th Floor, South Tower, Montreal, QC, H5B1B2
PH: 877.353.8686
Fax: 514-281-7253
eMail: [email protected]
Web: www.desjardins.com/dgam
Ownership: Third Party: 100% (Desjardins Global Asset Management is part of the Desjardins Group, which is a financial services co-operative that belongs to its members)
Investment Professionals: 84
Established: 1998
Minimum Investment: Pooled: $5M, Separate: $10M
Manager Style – Size Bias: Large Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration
Other: Bond
Style Management: Duration, Credit, Yield Curve
CAP Services: LDI, Market Neutral, TAA Overlay, Smart Beta, Multi-factor, ESG, Infrastructure
Investment Assets Under Management
DB Pension: $10,046M
Foundation: $130M
Retail Mutual Funds (Direct): $21,502M
Total Investment Assets: $50,160M
EQUITON
Aaron Pittman, SVP, Head of Institutional,
1111 International Blvd Suite 500, Burlington, ON, L7L 6W1
PH: 905.635.1381 x119
eMail: [email protected]
Web: https://equiton.com/institutional-investors/
Ownership: Third Party
Investment Professionals: 5 Established: 2015
Minimum Investment: Separately managed accounts: $1M Other: Real estate – value add
CAP Services: Private equity real estate
Investment Assets Under Management
Others: Exempt market real estate funds: $955M
FEDERATED HERMES INC.
David Gregoire, Vice President, 1001 Liberty Avenue, Pittsburgh, PA, 15222-3779
PH: 416.527.1150
Fax: 412.288.1093
Email: [email protected]
Web: www.FederatedHermes.com
Ownership: Principals: 18.90%, Publicly held: 81.10%. Federated Hermes (FHI) is publicly traded on the NYSE and is privately controlled. Voting shares are held in a trust among founding family members. We have been conducting business under this ownership structure since 1998, when we became a public company.
Investment Professionals: 380
Established: 1955
Minimum Investment Pooled: varies by product, Separate: USD$25 million; however, this is negotiable.
Manager Style – Size Bias: Small Cap, Mid Cap, Large Cap, and All Cap
Style Bias: Value, Growth and Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, and Yield Curve
CAP Services: Federated Hermes manages approximately 60 asset classes, including private markets, as of June 30, 2023.
Investment Assets Under Management
DB Pension: $2,797.37M
DC Pension: $82.55M
Foundation & Not-for-profit: $107.97M
Private Client: $1,869.83M
Retail Mutual Funds (Direct): $4.15M
Total Investment Assets: $4,861.87M
FIDELITY CANADA INSTITUTIONAL
Michael Barnett, Executive Vice-president, Institutional,
483 Bay St., Toronto, ON
PH: 416.217.7773 Fax: 416-307-5511
eMail: [email protected]
Web: institutional.fidelity.ca
Ownership: Principals: 100%
Investment Professionals: 39 from FIC, 867 from FMR/FIAM and 461 from FIL, with all of whom Fidelity Investments Canada has a sub advisory relationship.
Established: 1987
Minimum Investment: Pooled: $7.5M, Separate: varies by strategy
Manager Style – Size Bias: Small, Mid, Large, All Cap
Style Bias: varies by strategy
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: varies by strategy
CAP Services: Investment only
Investment Assets Under Management
DB Pension: $14,234.99M
DC Pension: $21,230.77M
Pension Assets Managed for Other Managers: $4,185.05M
Foundation: $849.66M Retail Mutual Funds (Direct): $160,522.93M
Total Investment Assets: $204,537.87M
FIERA CAPITAL CORPORATION
Krista McLeod, Head of Client Relations,
1981 McGill College Avenue, Montreal, QC, H3A 05H
PH: 514.954.3300 Fax: 514 954-9692
eMail: [email protected]
Web: www.fieracapital.com
Ownership: Principals: 14%, Publicly held: 79%, Third Party (DESJARDINS FINANCIAL HOLDING INC): 7%
Investment Professionals: 216
Established: 2003
Minimum Investment: Pooled: relationshipbased, Separate: relationship-based
CAP Services: Fiera Capital has extensive experience developing innovative solutions for Defined Contribution Pension Plan clients. We are proud to offer unique expertise in traditional and alternative investment solutions, both in terms of income and capital appreciation, allowing Fiera Capital to distinguish itself and offer its clients solutions that will help them achieve their performance objectives across all market environments.
Investment Assets Under Management
DB Pension: $21,812.03M
DC Pension: $6,941.81M
Pension Assets Managed for Other Managers: $2,012.40M
Foundation & Not-for-profit: $12,506.46M
Private Client: $26,967.76M
Retail Mutual Funds (Direct): $26,605.50M
Total Investment Assets: $111,815.30M
FOYSTON, GORDON & PAYNE INC. (FGP)
Kimberley Woolverton, Executive Vice President, Head of Distribution,
1 Adelaide Street East, Suite 2600, Toronto, ON, M5C 2V9
PH: (416) 848-1936
Fax: (416) 367-1183
eMail: [email protected]
Web: www.foyston.com
Ownership: Principals: 36%, Third Party (Affiliated Managers Group, Inc.): 64%
Investment Professionals: 19
Established: 1980
Minimum Investment: Pooled: $5M, Separate: dependent on strategy
Manager Style – Size Bias: Small, Large, All Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, credit
CAP Services: Investment Management
Investment Assets Under Management
DB Pension: $1,776M DC
Pension: $198M
Foundation and Not-for-profit: $415M
Private Client: $2,586M
Total Investment Assets: $6,842M
FRANKLIN TEMPLETON INSTITUTIONAL CANADA
Duane Green, President & CEO,
200 King Street West, Suite 1400, Toronto, ON, M5H 3T4
PH: 416.957.6165
eMail: [email protected]
Web: www.franklintempleton.ca
Ownership: Principals: 35%, Publicly Held: 65% Investment Professionals: 1,178
Established: 1954
Minimum Investment: Pooled: $1M, Separate: varies by strategy
Manager Style – Size Bias: Small Cap, Mid Cap, Large Cap, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, and Yield Curve
CAP Services: Investment Management, OCIO, SIP&P/IPS construction
Investment Assets Under Management
DB Pension: $7,827M
DC Pension: $2,950M
Foundation and Not-for-profit: $1,583M
Private Client: $1,259M
Retail Mutual Funds: $1,2407M
Total Investment Assets: $34,288M
GUARDIAN CAPITAL LP Robin Lacey, Head of Institutional Asset Management,
199 Bay St., Suite 2700, Toronto, ON, M5L 1E8
PH: 416.947.4082
eMail: [email protected]
Web: www.guardiancapital.com
Ownership: Third Party: 100% (Wholly owned by Guardian Capital Group Limited)
Investment Professionals: 55
Established: 1964
Minimum Investment: Pooled: $1M, Separate: varies by mandate
Manager Style – Size Bias: Mid to Large Cap
Management Style: Active, Mid, Large Cap Growth, GARP, Core
Fixed Income Management Style: Active
Bond Management Style: Yield curve, credit, structured products, Index, Immunized
CAP Services: Produce comprehensive quarterly client reports; produce monthly updates and flash reports; attend client meetings; a dedicated client servicing executive will provide service to clients with educational requirements.
Investment Assets Under Management
DB Pension: $3,917.9M
DC Pension: $236.7M
Foundation & Not-for-profit: $1,818.5M
Private Client: $147.1M
Total Investment Assets: $6,120.2M
HILLSDALE INVESTMENT MANAGEMENT INC.
Harry Marmer, EVP, 1 First Canadian Place
100 King Street West, Suite 5900, P.O. Box 477, Toronto, ON, M5X 1EA
PH: 416.913.3907
Fax: 416.913.3901
eMail: [email protected]
Web: www.hillsdaleinv.com
Investment Professionals: 23
Established: 1996
Minimum Investment: Pooled: $2M, Separate: $25M
Style Bias: Core
Management Style: Active
Other: We specialize in client-driven bespoke investment mandates including ESG strategies.
CAP Services: Hillsdale is an institutional investment boutique renowned for designing systematic, bespoke investment strategies across diverse objectives, including 17 strategies focusing on high alpha, ESG, customized, and smart beta.
Investment Assets Under Management
DB Pension: $1,237M
DC Pension: $133M
Pension Assets Managed for Other Managers: $572M
Foundation and Not-for-profit: $186M
Private Client: $133M
Total Investment Assets: $3,290M
HOLISTIC INSURANCE AND FINANCIAL SERVICES INC.
Olayinka Brimoh, Financial Planner and Mortgage Broker, 14 Canvasback Cove Winnipeg, Manitoba, R3Y 0N3
PH: 204.417.1938, 204.880.9796
Email: [email protected]
Web: www.holisticplanningservices.ca
Ownership: Principals: Olayinka Brimoh
Investment Professionals: 1
Established: 2009
Manager Style – Size Bias: All Cap
Style Bias: Value
Management Style: Active
Investment Assets Under Management
Private Client: $5M
INSTITUTIONAL MORTGAGE CAPITAL
Ken McKinnon, Senior Managing Director, Head of Relationships, 199 Bay Street, Suite 1900, Toronto, ON, M5L 1E9
PH: 416.722.7983
Email: [email protected]
Web: www.imcapital.com
Ownership: Principals: 80%, Third Party: 20%; Legal Counsel and Spouse of deceased Principal
Investment Professionals: 23
Established: 2009
Minimum Investment Pooled: $5M
Management Style: Active
Other: Commercial Real Estate Mortgages, Real Estate Equity
CAP Services: Available for specialty DC Pension Mandates. Not currently on existing platforms.
Investment Assets Under Management
DB Pension: $135M
Private Client: $787M
Other: IMC & Related Entities as well as Manager AUM
Total Investment Assets: $2,473M
JARISLOWSKY FRASER Chad Van Norman, Managing Director, Co-Head, Institutional Management, Head Office; 1010 Sherbrooke St. W., 20th Floor, Montreal, QC, H3A 2R7
PH: 1.800.736.8666
eMail: [email protected]
Web: www.jflglobal.com
Ownership: Publicly held: wholly owned subsidiary of The Bank of Nova Scotia (Scotiabank)
Investment Professionals: 33
Established: 1955
Minimum Investment: Pooled: $1M, Separate: $25M
Manager Style – Size Bias: All Cap
Style Bias: GARP
CAP Services: Investment management of either individual asset classes or multiasset strategies; management of short and long-term funds; monitoring compliance with investment policy guidelines and mandates; advice on construction and ongoing monitoring of investment policy statements based on return objectives and risk assessment.
Investment Assets Under Management
DB Pension: $10,890.2M
DC Pension: $8,840.5M
Foundation & Not-for-profit: $5,347,30M
Private Client: $11,639.10M
Retail Mutual Funds (Sub-Advised): $6,934.31M
Others: $7,636,79M (Corporation, Education Savings Plan, Indigenous, Insurance, Trust, WRAP, Other)
Total Investment Assets: $51,288,17M
KBI GLOBAL INVESTORS
Peter Fox, Senior Vice President, One Boston Place, 36th Floor, Boston, MA 02108
Investment Professionals: 18
Established: 1980
Minimum Investment Pooled: $20M, Separate: $50M
Manager Style – Size Bias: All cap
Style Bias: GARP
Management Style: Active
Investment Assets Under Management
Total Investment Assets: $1,530M
LETKO, BROSSEAU & ASSOCIATES INC.
David Després, Vice President, Investment Services,
1800 McGill College, Suite 2510, Montreal, QC. H3A 3J6
PH: 514.499.1200
Fax: 514.499.0361
eMail: [email protected]
Web: https://www.lba.ca/
Ownership: Principals: 84%, Third Party (minority shareholders and employees): 16%
Investment Professionals: 24
Established: 1987
Minimum Investment: Separate: $5M
Manager Style – Size Bias: All Cap
Style Bias: Value Management Style: Active
Fixed Income Management Style: Active
Investment Assets Under Management
DB Pension: $6,902M
DC Pension: $328M
Foundation & Not-for-profit: $1,167M
Private Client: $6,542M
Total Investment Assets: $16,093M
LINCLUDEN INVESTMENT MANAGEMENT
Wayne Wilson, 201 City Centre Drive, Mississauga, L5B 2T4
PH: 905.273.3018
eMail: [email protected]
Web: lincluden.com
Ownership: Principals: 40%, Third Party (Morguard Corporation): 60%
Investment Professionals: 8
Established: 1982
Minimum Investment: Pooled: $0.15M, Separate: $0.15M
Manager Style – Size Bias: All Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
MANITOU INVESTMENT MANAGEMENT LTD.
John Platt, Senior Vice President, 150 King St. W, Suite 2003, Toronto, ON M5H 1J9
PH: 416.628.6514
Email: [email protected]
Web: www.manitouinvestment.com
Ownership: Principals: Private – Employee-Owned
Investment Professionals: 8
Established: 1999
Minimum Investment Pooled: $5M, Separate: $5M
Manager Style – Size Bias: Large cap
Style Bias: Quality
Management Style: Active
Investment Assets Under Management
DB Pension: $64.1M
Foundation & Not-for-profit: $36.4M
Private Client: $1,223M
MANULIFE INVESTMENT MANAGEMENT
Jennifer Lundmark, Head of North America Institutional, 200 Bloor Street East, Toronto, ON M4W 1E5
PH: 416.926.3000
Email: [email protected]
Web: www.manulifeim.com
Ownership: Third Party: 100% Manulife Financial Corporation
Investment Professionals: 655
Established: 1949
Minimum Investment Pooled: Varies by product, Separate: Varies by product
Manager Style – Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, Core
Management Style: Active, passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
CAP Services: Portfolio / Investment Management
Investment Assets Under Management
DB Pension: $22,505.72M
DC Pension: $3,693.98M
Pension Assets Managed for Other Managers: $23,517.30M
Foundation & Not-for-profit: $239.23M
Private Client: $3,618.97M
Total Investment Assets: $92,855.68M
MAWER INVESTMENT MANAGEMENT LTD.
Neeraj Jain, Institutional Portfolio Manager,
79 Wellington Street West TD South Tower, Suite 3410, Box 276, Toronto, ON, M5K 1J5
PH: 416.865.3929
eMail: [email protected]
Web: https://www.mawer.com/
Ownership: Principals: 100%
Investment Professionals: 41
Established: 1974
Minimum Investment: Pooled: $10M, Separate: $50M
Manager Style – Size Bias: All Cap
Style Bias: Quality at the right price
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
CAP Services: Investment management services along with periodic written pieces including discussion papers, blog articles, podcasts, and quarterly investment updates
Investment Assets Under Management
DB Pension: $12,306.2M
DC Pension: $7,922M
Foundation and Not-for-profit: $5,400M
Private Client: $12,198.5M
Retail Mutual Funds: $8,733.5M
Other: $34,568.1M
Total Investment Assets: $81,128.3M
MFS INVESTMENT MANAGEMENT CANADA LIMITED
Christine Girvan, Senior Managing Director, Head of Canadian Distribution,
77 King St. W., 35th Floor, Toronto, ON, M5K 1B7
PH: 416.361.7273
eMail: [email protected]
Web: www.mfs.com
Ownership: Principals: up to 20%, Third Party (Sun Life Financial Inc.): 80%
Investment Professionals: 315
Established: 1924
Minimum Investment: Separate account: Dependent on strategy
Manager Style – Size Bias: All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, credit, yield curve
CAP Services: Asset management
Investment Assets Under Management
DB Pension: $5,429.4M
DC Pension: $12,396.4M
Foundation & Not-for-profit: $1,509.5M
Other: $18,860.5M
Total Investment Assets: $38,195M
MONTRUSCO BOLTON INVESTMENT INC.
Tahar Meridji, Vice President, Client Servicing, 1501 Av McGill College, Montreal, QC, H3A 3M8
PH: 514.282.2936
Email: [email protected]
Web: www.montruscobolton.com
Ownership: Principals: 47%, Third Party: FTQ: 19%, AMG: 34%
Investment Professionals: 11
Established: 1946
Minimum Investment Pooled: $5M, Separate: $5M
Manager Style – Size Bias: All Cap
Style Bias: GARP
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration
Investment Assets Under Management
DB Pension: $1,186M
DC Pension: $247.1M
Foundation & Not-for-profit: $808.7M
Private Client: 146
Total Investment Assets: $10,723.9M
NEUBERGER BERMAN
Clay Khan, Head of Canada, 181 Bay Street, 8TH Floor, Suite 815, Toronto, ON, M5J 2V1
PH: 416.883.6903
Email: [email protected]
Web: https://www.nb.com/en/global/home
Ownership: Principals 100%
Investment Professionals: 746
Established: 1939
Minimum Investment Pooled: $5M, Separate: $25M
Manager Style – Size Bias: All Cap
Style – Other: Neuberger Berman manages a range of equity, fixed income, quantitative and multi-asset class, private equity, real estate, and hedge fund strategies, which can be both active and passive in nature.
CAP Services: We have partnered with a defined contribution pension plan to manage a secondary private equity mandate on behalf of their pensioners. In addition, we would be happy to engage with DC Pension plans to customize the appropriate solutions for their investment programs
Investment Assets Under Management
DB Pension: $12,662M
DC Pension: $53M
Foundation: $204M
Retail mutual funds: $8,541M
Total Investment Assets: $23,551M
NORTHERN TRUST ASSET MANAGEMENT
David Lester, Senior Vice President, Global Institutional Client Group,
1910–145 King Street West, Toronto, M5H 1J8
PH: 416.843.3165
Fax: 416.366.2033
eMail: [email protected]
Web: https://www.northerntrust.com/canada/home
Ownership: Publicly held: 100%
Investment Professionals: 496
Established: 1889
Minimum Investment: Pooled: varies by mandate, Separate: varies by mandate
Manager Style – Size Bias: All Cap
Other: Full suite of investment solutions including active, quant, index, OCIO and private investments.
CAP Services: Investment Management, Investment Consulting, Manager Research, Asset Allocation & Portfolio Construction, Oversight & Due Diligence
Investment Assets Under Management
DB Pension: $5,674M
Foundation: $450M
Others: $5,007M (Non-pension third-party assets)
Total Investment Assets: $11,130M
NYMBUS CAPITAL
Richard Langevin, Vice-President & Portfolio Manager, 1800 McGill College, Montreal, H3A 3J6
PH: 514.8238.896
Email: [email protected]
Web: www.nymbus.ca
Ownership: Principals: 100%
Investment Professionals: 15
Established: 2002
Minimum Investment Pooled: $0.001M, Separate: $5M
Manager Style – Size Bias: All Cap
Style Bias: Core
Management Style: active
Fixed Income Management Style: Active
Bond Management Style: Credit
Other: Fixed income & Alternative solutions
Investment Assets Under Management
Pension Assets Managed for Other Managers: $163M
Private Client: $326M
Retail Mutual Funds (Direct): $40M
Total Investment Assets: $529M
ORBIS INVESTMENTS
Chris Horwood, Head of Institutional Business, Canada,
2600 – 4710 Kingsway, Burnaby, BC, V5H 4M2
PH: 778.331.3074
eMail: [email protected]
Web: www.orbis.com
Ownership: Principals: 100%
Investment Professionals: 59
Established: 1989
Minimum Investment: Pooled: US$5M
Manager Style – Size Bias: All Cap
Style Bias: Value, Core
Management Style: Active
CAP Services: Pooled investment vehicles
Investment Assets Under Management
DB Pension: $2,547M
DC Pension: CA$30M
Foundation & Not-for-profit: $131M
Private Client: $61M
Total Investment Assets: $2,769M
PGIM
Joey Castillo, Vice President, PGIM Marketing, 655 Broad Street, Newark, New Jersey, 07102
PH: 9733677450
Email: [email protected]
Web: www.pgim.com
Ownership: Publicly held 100%
Investment Professionals: 1,223
Established: 1875
Minimum Investment – Pooled: PFI: Varies by investment strategy/vehicle; PREI: Varies by fund; Jen: Typically $5M; PMCC: Varies by Product, Minimum Investment – Separate: PFI: Varies by investment strategy/vehicle; PREI: Varies by fund; Jen: Ranges based on product, from $10M to $100M; PMCC: Varies by Product
Manager Style – Size Bias: All cap
Style Bias: Core, Value, Growth
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit, Yield curve
Other: Jen: Sector and security selection
CAP Services: Investment Management
Investment Assets Under Management
DB Pension: $2,810.57M
DC Pension: $427.24M
Foundation: $54.85M
Total Investment Assets: $5,738.50M
PH&N INSTITUTIONAL
John Skeans, Head of Consultant Relation, 200 Burrard St, 20th Floor, Vancouver, BC, B6C 3N5
PH: 604.408.6000
Fax: 604-685-5712
Email: [email protected]
Web: institutional.phn.com
Ownership: Third Party (RBC Global Asset Management Inc.): 100%
Investment Professionals: 183
Established: 1964
Minimum Investment Pooled: $75,000 per annum, Separate: $150,000 per annum
Manager Style – Size Bias: Small, Mid, Large, All Cap
Style Bias: Core, Value, Growth, GARP
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
CAP Services: PH&N Institutional is distinguished by our service-oriented culture, which is based on partnering with clients to deliver relevant investment solutions and reporting, as well as educational support to understand the decisions that are implemented in their portfolios.
Investment Assets Under Management
DB Pension: $62,465.85M
DC Pension: $9,556.10M
Foundation and Not-for-profit: $4,658.14M
Private Client: $63,529.92M
Retail Mutual Funds (Direct): $226,920.92M
Other: $40461.17M
Total Investment Assets: $407,592.09M
PICTET ASSET MANAGEMENT
François Forget, Head of Distribution – Canada,
1000 de la Gauchetière West Suite 3100, Montreal, QC, H3B4W5
PH: 514.518.8587
eMail: [email protected]
Web: www.am.pictet
Ownership: Principals: 100%
Investment Professionals: 405
Established: 1980
Minimum Investment: Pooled: $1.6M, Separate: $50M
Manager Style – Size Bias: All Cap
Style Bias: Growth
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration Defined Contribution Pension Plan clients: Investment Management including customized solutions
Investment Assets Under Management
DB Pension: $835.9M
DC Pension: $36.6M
Foundation & Not-for-profit: $131M
Private Client: $62M
Total Investment Assets: $2,769M
PICTON MAHONEY ASSET MANAGEMENT
Taras Klymenko, Head of Institutional Business,
33 Yonge St. – Suite 830, Toronto, ON, M5E 1G4
PH: 416.955.4845
Fax: 416.955.4100
eMail: [email protected]
Web: www.pictonmahoney.com
Ownership: Employees: 100%
Investment Professionals: 43
Established: 2004
Minimum Investment: Pooled: $10M, Separate: $25M
Manager Style – Size Bias: All Cap
Style Bias: Momentum
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Hedged/Core CAP Services Investment management solutions (liquid alternative funds, mutual funds), portfolio construction
Investment Assets Under Management
DB Pension: $1,330.1M
Foundation & Not-for-profit: $64.7M
Retail Mutual Funds (Direct): $4,735.1M – includes liquid alternative mutual funds
Total Investment Assets: $9,423.7M
QV INVESTORS INC.
Kathleen Wylie, Manager, Business Development and Client Relations, 1008, 222 3 Ave SW, Calgary, Alberta, T2P 0B4
PH: 403.265.7007
Fax: 403.266.6524
Email: [email protected]
Web: www.qvinvestors.com
Ownership: Principals 100%
Investment Professionals: 18
Established: 1996
Minimum Investment Pooled: $0.5M, Separate: $5M for Large Cap or Balanced Strategies, $25M for Small Cap, SMID & Global
Manager Style – Size Bias: Small, Mid, Large Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit, Yield Curve
CAP Services: Investment management services
Investment Assets Under Management
DB Pension: $656.6M
DC Pension: $384.3M
Foundation and Not-for-profit: $24.4M
Private Client: $496.5M
Retail Mutual Funds (Direct): $2,639.6M1
Total Investment Assets: $4,707.0M
1 Assets we manage on behalf of mutual funds.
RUSSELL INVESTMENTS CANADA LIMITED
Chris Wright, Director, Institutional Sales,200 Bay St. North Tower, Suite 1200, Toronto, ON M5J 2J2
PH: 1.866.737.2228
Email: [email protected]
Web: https://russellinvestments.com/ca
Ownership: Russell Investments' ownership is composed of a majority stake held by funds managed by TA Associates Management, L.P., with a significant minority stake held by funds managed by Reverence Capital Partners, L.P. Certain of Russell Investments' employees and Hamilton Lane Advisors, LLC also hold minority, non-controlling, ownership stakes.
Investment Professionals: 320 globally
Established: 1985
Manager Style – Size Bias: All Cap
Investment Assets Under Management
DB Pension: $1,547M
DC Pension: $71M
Foundation: $462M
Private Client: $190M
Retail mutual funds: $7,425M
Total Investment Assets: $9,695M
SETANTA ASSET MANAGEMENT
Setanta Asset Management, Beresford Place, Dublin 1
PH: +353.1.612.4900
Fax: +353 1 612 4948
eMail: [email protected]
Web: setanta-asset.com
Ownership: Third-Party: 100% (Parent Company – Great West Life Co.)
Investment Professionals: 15
Established: 1998
Minimum Investment: Pooled: $1M, Separate: $25M
Manager Style – Size Bias: All Cap
Management Style: Active, Quality Value
Investment Assets Under Management
DB Pension: $581M
DC Pension: $51M
SLC MANAGEMENT Heather Wolfe, Senior Managing Director, Head of Canadian Business Development, 1 York St., Toronto, ON M5J 0B6
PH: 416.408.7834
eMail: [email protected]
Web: www.slcmanagement.com
Ownership: Sun Life Capital Management (Canada) Inc. is an SLC Management company that is an indirect wholly-owned subsidiary of Sun Life Financial Inc., a publicly traded company listed on the Toronto (TSX), New York (NYSE) and Philippine (PSE) stock exchanges under the ticker symbol SLF.
Investment Professionals: 187
Established: 2013
Minimum Investment: Pooled: Varies by pooled fund, Separate: Varies by mandate
Fixed Income Management Style: Active
Bond Management Style: Credit
Other: Our primary source of value-add within our fixed income teams is credit analysis. We typically do not take active interest rate positions.
CAP Services: We offer investment management services to defined contribution pension plans through Sun Life Assurance Co. of Canada’s Group Retirement Services Business Unit.
Investment Assets Under Management
DB Pension: $7,253M
CAP: $932M
Other (Insurance, Mutual Fund Sub-Advisory): $121,447M
Total Investment Assets: $129,632M
SUN LIFE GLOBAL INVESTMENTS
Anne Meloche, Head of Institutional Business,
1 York Street, Toronto, ON, M5J 0B6
PH: 877.344.1434 Fax: 855.329.7544
eMail: [email protected]
Web: https://www.slqiinstitutional.com/en/
Ownership: Publicly held: 100%
Investment Professionals: 11
Established: 2010
Manager Style – Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive Bond
Management Style: Duration, Credit, Yield Curve
CAP Services: Full suite of funds, communications, education
Investment Assets Under Management
DC Pension: $20,226M
Retail Mutual Funds (Direct): $10,889M
Total Investment Assets: $36,050M
STATE STREET GLOBAL ADVISORS
Michael W. Brown, Vice-President, Canada Consultant Relations, 30 Adelaide Street East, Suite 500, Toronto, ON, M5C 3G6
PH: 647.775.5778
Fax: 647.775.5778
Email: [email protected]
Web: www.ssga.com
Ownership: Principals: <5%, Publicly held: >95%, Third Party: traded on the New York Stock Exchange under the symbol STT.
Investment Professionals: 521
Established: 1991
Minimum Investment Pooled: 5, Separate: Minimum annual fees
Manager Style – Size Bias: All Cap
Other: REITS and Infrastructure
CAP Services: investment management
Investment Assets Under Management
DB Pension: $1,002,495.41M
DC Pension: $776,182.19M
Foundation: $1,872.37M
Retail Mutual Funds (Direct): $1,101,06.64M
Other: $1,463.07M
Total Investment Assets: $1,892,119.68M
TD GLOBAL INVESTMENT SOLUTIONS
Mark Cestnik, Managing Director,
161 Bay St., 34th Floor, Toronto, ON, M5J 2T2
PH: 416.274.1742
Fax: 855.329.7544
eMail: [email protected]
Web: www.tdgis.com
Ownership: Third Party: 100%. Under the brand name “TD Global Investment Solutions” (“TDGIS”), TDAM offers its products and services to institutional investors. The TDGIS brand represents the institutional asset management businesses of TD Bank Group, globally.
Investment Professionals: 323
Established: 1987
Minimum Investment: Pooled: $17M, Separate: $50M active and $200M passive
Manager Style – Size Bias: Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Passive Fixed Income Management Style: Active, Passive
Bond Management Style: Credit, Yield Curve
Other: Minium Variance (low volatility)
CAP Services: Investment management
Investment Assets Under Management
DB Pension: $125,360.1M
DC Pension: $16,183.12M
Pension Assets Managed for Other Managers: $402.91M
Foundation & Not-for-profit: $7,303.56M
Private Client: $51,953.1M
Retail Mutual Funds (Direct): $152,141.05M
Total Investment Assets: $393,453.31M
TRANS-CANADA CAPITAL
Jean-Francois Milette, Global Head, Client Solutions,
1800, McGill College Ave., Ste. 2000, Montreal, QC H3A 3J6
PH: 514.397.7370
Fax: 855.329.7544
eMail: [email protected]
Web: transcanadacapital.com
Ownership: Air Canada
Investment Professionals: 47
Established: 2019
Minimum Investment: Pooled: $5M
Manager Style – Size Bias: All Cap
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve, Relative Value approach
Other: Diversified private markets and co-investment funds, and also a multi-strategy hedge fund
Investment Assets Under Management
DB Pension: $26,588M
Pension Assets Managed for Other Managers: $601M
Foundation & Not-for-profit: $45M
Private Client: $24M
Retail Mutual Funds (Direct): $21M
Total Investment Assets: $27,280M
TRIASIMA PORTFOLIO MANAGEMENT INC.
Nathalie Nowlan, Partner, Client Relationships, 2520-900 de Maisonneuve Blvd West, Montreal, H3A 0A8
PH: 514.906.0667
eMail: [email protected]
Web: https://triasima.com/
Ownership: Principals: 100%
Investment Professionals: 11
Established: 2000
Management Style: Active
Fixed Income Management Style: Active
Other: Size and style biases are a blend
CAP Services: Triasima provides portfolio management services
Investment Assets Under Management
DB Pension: $320M
DC Pension: $6M
Foundation & Not-for-profit: $78M
Private Client: $213M
Total Investment Assets: $3,277M
T. ROWE PRICE
Lauren Bloom, Head of Canada
77 King St W Ste. 4240, Toronto, ON, M5K1G8
PH: 416-320-7217
Fax: 855.329.7544
eMail: [email protected]
Web: www.troweprice.com
Ownership: Publicly held: 100% *T. Rowe Price Group, Inc. is an independent, publicly traded company with significant employee ownership. Common stock owned outright by our associates and directors, combined with outstanding vested stock options and unvested restricted stock awards, total approximately 7% of our outstanding stock and outstanding vested stock options at December 31, 2022.
Investment Professionals: 827
Established: 1937
Minimum Investment: Pooled: $5M, Separate: Varies by strategy and product
Manager Style – Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
CAP Services: Investment management only for Canadian clients
Investment Assets Under Management
DB Pension: $2,264.1M
DC Pension: $1,656.2M
Foundation & Not-for-profit: $491.5M
Total Investment Assets: $22,625.8M
UNIGESTION
Francis Chartier, Executive Director, 1250 René-Lévesque Ouest, Suite 2200, Montreal, QC, H3B 4W8
PH: 514.448.7497
Email: [email protected]
Web: www.unigestion.com
Ownership: Principals: 61%, Third Party (external partners): 39%
Investment Professionals: 67
Established: 1971
Minimum Investment Pooled: 1, Separate: 75
Manager Style – Size Bias: All Cap
Style Bias: Core
Management Style: Active
Other: Risk Managed Equities, Private Equity, and Multi-Asset. Since our creation in 1971, we have stayed true to our conviction that intelligent risk-taking is key to delivering smoother, more consistent returns over time. This core belief is the cornerstone of our investment approach across all our areas of expertise. For us, intelligent risk-taking is about being brave but prepared. The key is to identify and select the opportunities worth pursuing - where (and when) to be brave – and, crucially, those to avoid.
CAP Services: Unigestion Global Equities (Developed) & Unigestion All Country World Equities (Canadian domiciled pooled funds) as well as capabilities investing in Emerging Market, European, US, Japanese & Asian equities. Direct, Primary, Emerging Managers and Secondary Private Equity. Unigestion Global Core Private Equity Fund tailored for Canadian investors
Investment Assets Under Management
DB Pension: $1,797M
Foundation: $183M
Total Investment Assets: $2,240M
VAN BERKOM GLOBAL ASSET MANAGEMENT
Andy Kong, Senior Director, Institutional Markets,
600 de Maisonneuve Blvd West, Suite 2510, Montreal, QC H3A 3J2
PH: 514.985.0909
Fax: 514.985.2430
eMail: [email protected]
Web: www.vanberkomglobal.com
Ownership: Principals: 100%
Investment Professionals: 16
Established: 1991
Minimum Investment: Pooled: $1M, Separate: $5
Manager Style – Size Bias: Small Cap
Style Bias: Core
Management Style: Active
Other: Quality
Investment Assets Under Management
DB Pension: $1,838M
DC Pension: $218M
Foundation & Not-for-profit: $161M
Private Client: $54M
Total Investment Assets: $2,271M
WTW INVESTMENT MANAGEMENT CANADA LIMITED
Carmen Staltari, Head of Growth, Canada, 130 King Street West, Suite 1500, Toronto, ON, M5X 1E3
PH: 416.960.2700
Email: [email protected]
Web: wtwco.com
Ownership: Publicly held 100%
Investment Professionals: 900+
Established: WTW was formed on January 4, 2016, by the merger of our predecessor companies, the Willis Group plc and Towers Watson & Co. Our legacy organizational roots date back to 1828.
Manager Style – Size Bias: All Cap
Other: Investment policy statement development; document approved asset classes/investment vehicles; detail roles and responsibilities of service providers; develop investment monitoring guidelines; defined contribution investment structure development (number of managers and mixture of styles); active versus passive management assessment; review of current investments; review of default investment option; qualitative manager reviews; quantitative manager reviews; determine investment manager fit within current investment structure; traditional asset class searches; target-date/stable value asset class searches; investment monitoring –quantitative and qualitative; capital market updates; investment fee review; market trend updates; recordkeeper searches; regulatory updates; compliance review; process review; plan governance; administrative provider consulting; plan strategy and design; fee/service benchmarking
Investment Assets Under Management
DB Pension: $9,985.47M
DC Pension: $3,248.83M
Foundation: $348.82M
Total Investment Assets: $13,583.12M